REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 14:29

RNS Number : 7281P
Morgan Stanley Securities Limited
21 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
CARILLION PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
20 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
764,133
3.3380 GBP
3.2580 GBP
50P ORDINARY
SALES
655,069
3.3995 GBP
3.2570 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
1,331
3.2580 GBP
50P ORDINARY
CFD
LONG
1,328
3.2600 GBP
50P ORDINARY
CFD
LONG
435
3.2610 GBP
50P ORDINARY
CFD
LONG
731
3.2620 GBP
50P ORDINARY
CFD
LONG
1,288
3.2630 GBP
50P ORDINARY
CFD
LONG
824
3.2640 GBP
50P ORDINARY
CFD
LONG
438
3.2650 GBP
50P ORDINARY
CFD
LONG
436
3.2660 GBP
50P ORDINARY
CFD
LONG
11
3.2663 GBP
50P ORDINARY
CFD
LONG
54
3.2663 GBP
50P ORDINARY
CFD
LONG
623
3.2663 GBP
50P ORDINARY
CFD
LONG
593
3.2670 GBP
50P ORDINARY
CFD
LONG
884
3.2680 GBP
50P ORDINARY
CFD
LONG
448
3.2710 GBP
50P ORDINARY
CFD
LONG
417
3.2730 GBP
50P ORDINARY
CFD
LONG
441
3.2750 GBP
50P ORDINARY
CFD
LONG
425
3.2770 GBP
50P ORDINARY
CFD
LONG
1,910
3.2830 GBP
50P ORDINARY
CFD
LONG
2,253
3.2834 GBP
50P ORDINARY
CFD
LONG
172,325
3.2854 GBP
50P ORDINARY
CFD
LONG
29
3.2869 GBP
50P ORDINARY
CFD
LONG
3,000
3.2895 GBP
50P ORDINARY
CFD
LONG
25,625
3.3000 GBP
50P ORDINARY
CFD
LONG
1,115
3.3000 GBP
50P ORDINARY
CFD
LONG
867
3.3130 GBP
50P ORDINARY
CFD
LONG
50,000
3.3995 GBP
50P ORDINARY
CFD
SHORT
395
3.2672 GBP
50P ORDINARY
CFD
SHORT
247
3.2673 GBP
50P ORDINARY
CFD
SHORT
46
3.2673 GBP
50P ORDINARY
CFD
SHORT
117
3.2713 GBP
50P ORDINARY
CFD
SHORT
325
3.2778 GBP
50P ORDINARY
CFD
SHORT
10
3.2780 GBP
50P ORDINARY
CFD
SHORT
100
3.2790 GBP
50P ORDINARY
CFD
SHORT
309
3.2798 GBP
50P ORDINARY
CFD
SHORT
34,383
3.2805 GBP
50P ORDINARY
CFD
SHORT
2,673
3.2805 GBP
50P ORDINARY
CFD
SHORT
37,086
3.2807 GBP
50P ORDINARY
CFD
SHORT
867
3.2826 GBP
50P ORDINARY
CFD
SHORT
2,204
3.2843 GBP
50P ORDINARY
CFD
SHORT
79
3.2850 GBP
50P ORDINARY
CFD
SHORT
1,028
3.2885 GBP
50P ORDINARY
CFD
SHORT
162,629
3.2889 GBP
50P ORDINARY
CFD
SHORT
56
3.2894 GBP
50P ORDINARY
CFD
SHORT
4,354
3.2913 GBP
50P ORDINARY
CFD
SHORT
36,749
3.2913 GBP
50P ORDINARY
CFD
SHORT
263
3.2925 GBP
50P ORDINARY
CFD
SHORT
28,791
3.2949 GBP
50P ORDINARY
CFD
SHORT
3,390
3.2949 GBP
50P ORDINARY
CFD
SHORT
1,589
3.2966 GBP
50P ORDINARY
CFD
SHORT
117
3.2967 GBP
50P ORDINARY
CFD
SHORT
347
3.3000 GBP
50P ORDINARY
CFD
SHORT
3,000
3.3000 GBP
50P ORDINARY
CFD
SHORT
862
3.3000 GBP
50P ORDINARY
CFD
SHORT
180
3.3000 GBP
50P ORDINARY
CFD
SHORT
30
3.3040 GBP
50P ORDINARY
CFD
SHORT
417
3.3290 GBP
50P ORDINARY
CFD
SHORT
9,316
3.2850 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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