REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Replacement Balfour Beatty Plc <Origin Href="QuoteRef">CLLN.L</Origin>
29/10/2014 10:21
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20140805:nRSD1627Oa RNS Number : 3110O Morgan Stanley Securities Limited 05 August 2014 AMENDMENT(Section 2 (b)) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Securities Limited (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree BALFOUR BEATTY PLC (c) Name of the party to the offer with which exempt principal trader is connected: CARILLION PLC (d) Date dealing undertaken: 01 AUGUST 2014 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received 50P ORDINARY PURCHASES 858,972 2.4290 GBP 2.3400 GBP 50P ORDINARY SALES 1,058,841 2.4310 GBP 2.3410 GBP CONVERTIBLE BONDS DUE DECEMBER 2018 PURCHASES 4,000,000 97.9380 GBP 97.9380 GBP CONVERTIBLE BONDS DUE DECEMBER 2018 SALES 2,000,000 98.5000 GBP 98.5000 GBP (b) Derivatives transactions (other than options) Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit 50P ORDINARY CFD LONG 80 2.3435 GBP 50P ORDINARY CFD LONG 1,960 2.3435 GBP 50P ORDINARY CFD LONG 27,271 2.3435 GBP 50P ORDINARY CFD LONG 23,942 2.3435 GBP 50P ORDINARY CFD LONG 10,262 2.3435 GBP 50P ORDINARY CFD LONG 16,414 2.3435 GBP 50P ORDINARY CFD LONG 1,796 2.3435 GBP 50P ORDINARY CFD LONG 29,959 2.3505 GBP 50P ORDINARY CFD LONG 8,193 2.3526 GBP 50P ORDINARY CFD LONG 27,275 2.3526 GBP 50P ORDINARY CFD LONG 11,132 2.3545 GBP 50P ORDINARY CFD LONG 15,546 2.3748 GBP 50P ORDINARY CFD LONG 9,300 2.3770 GBP 50P ORDINARY CFD LONG 21,087 2.3873 GBP 50P ORDINARY CFD LONG 20,300 2.3889 GBP 50P ORDINARY CFD LONG 6,800 2.3889 GBP 50P ORDINARY CFD LONG 9,600 2.3889 GBP 50P ORDINARY CFD LONG 26,098 2.3905 GBP 50P ORDINARY CFD LONG 334,739 2.3905 GBP 50P ORDINARY CFD LONG 10,998 2.3972 GBP 50P ORDINARY CFD LONG 5,629 2.3980 GBP 50P ORDINARY CFD LONG 1 2.4000 GBP 50P ORDINARY CFD LONG 26 2.4020 GBP 50P ORDINARY CFD LONG 3,164 2.4039 GBP 50P ORDINARY CFD LONG 225 2.4059 GBP 50P ORDINARY CFD LONG 44 2.4068 GBP 50P ORDINARY CFD LONG 321 2.4081 GBP 50P ORDINARY CFD LONG 67,468 2.4085 GBP 50P ORDINARY CFD LONG 60 2.4105 GBP 50P ORDINARY CFD SHORT 1,796 2.3442 GBP 50P ORDINARY CFD SHORT 435 2.3590 GBP 50P ORDINARY CFD SHORT 1,718 2.3640 GBP 50P ORDINARY CFD SHORT 674 2.3650 GBP 50P ORDINARY CFD SHORT 707 2.3710 GBP 50P ORDINARY CFD SHORT 2,059 2.3730 GBP 50P ORDINARY CFD SHORT 2,092 2.3740 GBP 50P ORDINARY CFD SHORT 758 2.3750 GBP 50P ORDINARY CFD SHORT 2,187 2.3780 GBP 50P ORDINARY CFD SHORT 3,662 2.3790 GBP 50P ORDINARY CFD SHORT 638 2.3800 GBP 50P ORDINARY CFD SHORT 764 2.3810 GBP 50P ORDINARY CFD SHORT 793 2.3860 GBP 50P ORDINARY CFD SHORT 681 2.3880 GBP 50P ORDINARY CFD SHORT 334,738 2.3881 GBP 50P ORDINARY CFD SHORT 646 2.3890 GBP 50P ORDINARY CFD SHORT 82,407 2.3890 GBP 50P ORDINARY CFD SHORT 698 2.3910 GBP 50P ORDINARY CFD SHORT 2,024 2.3920 GBP 50P ORDINARY CFD SHORT 1,403 2.3930 GBP 50P ORDINARY CFD SHORT 7,093 2.3939 GBP 50P ORDINARY CFD SHORT 3,470 2.3940 GBP 50P ORDINARY CFD SHORT 1,372 2.3940 GBP 50P ORDINARY CFD SHORT 25,733 2.3980 GBP 50P ORDINARY CFD SHORT 1,308 2.3980 GBP 50P ORDINARY CFD SHORT 3,070 2.3995 GBP 50P ORDINARY CFD SHORT 13,338 2.3995 GBP 50P ORDINARY CFD SHORT 12,840 2.4022 GBP 50P ORDINARY CFD SHORT 42,745 2.4022 GBP 50P ORDINARY CFD SHORT 20,119 2.4051 GBP 50P ORDINARY CFD SHORT 1,349 2.4077 GBP 50P ORDINARY CFD SHORT 12,429 2.4077 GBP 50P ORDINARY CFD SHORT 4,508 2.4129 GBP 50P ORDINARY CFD SHORT 1,933 2.4280 GBP 50P ORDINARY CFD SHORT 775 2.4280 GBP 50P ORDINARY CFD LONG 14,515 2.3915 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 05 AUGUST 2014 Contact name: Darren Wickert Telephone number: +44 (0)20 7425 6578 Telephone number: +44 (0)20 7425 6578 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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