REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Replacement Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>
29/10/2014 10:21
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20140805:nRSD1643Oa RNS Number : 3111O Morgan Stanley Securities Limited 05 August 2014 AMENDMENT (Section 2 (a & b)) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Securities Limited (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree CARILLION PLC (c) Name of the party to the offer with which exempt principal trader is connected: CARILLION PLC (d) Date dealing undertaken: 01 AUGUST 2014 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received 50P ORDINARY PURCHASES 1,113,782 3.3500 GBP 3.2670 GBP 50P ORDINARY SALES 955,228 3.3460 GBP 3.2680 GBP (b) Derivatives transactions (other than options) Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit 50P ORDINARY CFD LONG 932 3.2764 GBP 50P ORDINARY CFD LONG 1,401 3.2810 GBP 50P ORDINARY CFD LONG 6,190 3.2810 GBP 50P ORDINARY CFD LONG 17,117 3.2810 GBP 50P ORDINARY CFD LONG 11,735 3.2810 GBP 50P ORDINARY CFD LONG 7,337 3.2810 GBP 50P ORDINARY CFD LONG 3 3.2833 GBP 50P ORDINARY CFD LONG 2,238 3.2841 GBP 50P ORDINARY CFD LONG 4,785 3.2861 GBP 50P ORDINARY CFD LONG 14,106 3.2861 GBP 50P ORDINARY CFD LONG 52 3.2905 GBP 50P ORDINARY CFD LONG 1,476 3.3000 GBP 50P ORDINARY CFD LONG 700 3.3011 GBP 50P ORDINARY CFD LONG 1,021 3.3021 GBP 50P ORDINARY CFD LONG 13,306 3.3021 GBP 50P ORDINARY CFD LONG 487 3.3090 GBP 50P ORDINARY CFD LONG 12,833 3.3090 GBP 50P ORDINARY CFD LONG 261,047 3.3111 GBP 50P ORDINARY CFD LONG 7,893 3.3112 GBP 50P ORDINARY CFD LONG 18,407 3.3120 GBP 50P ORDINARY CFD LONG 110 3.3121 GBP 50P ORDINARY CFD LONG 1,454 3.3154 GBP 50P ORDINARY CFD LONG 633 3.3160 GBP 50P ORDINARY CFD LONG 1,825 3.3160 GBP 50P ORDINARY CFD LONG 70 3.3168 GBP 50P ORDINARY CFD LONG 1 3.3200 GBP 50P ORDINARY CFD LONG 63 3.3250 GBP 50P ORDINARY CFD LONG 19 3.3278 GBP 50P ORDINARY CFD LONG 1,317 3.3305 GBP 50P ORDINARY CFD LONG 5,380 3.3305 GBP 50P ORDINARY CFD LONG 25 3.3307 GBP 50P ORDINARY CFD LONG 3 3.3320 GBP 50P ORDINARY CFD LONG 10 3.3320 GBP 50P ORDINARY CFD LONG 6 3.3350 GBP 50P ORDINARY CFD LONG 6,921 3.3354 GBP 50P ORDINARY CFD LONG 25 3.3354 GBP 50P ORDINARY CFD LONG 1,688 3.3380 GBP 50P ORDINARY CFD LONG 3,538 3.3390 GBP 50P ORDINARY CFD LONG 9 3.3430 GBP 50P ORDINARY CFD LONG 55 3.3430 GBP 50P ORDINARY CFD SHORT 4,213 3.2853 GBP 50P ORDINARY CFD SHORT 15,163 3.2853 GBP 50P ORDINARY CFD SHORT 1,260 3.2853 GBP 50P ORDINARY CFD SHORT 4,560 3.2853 GBP 50P ORDINARY CFD SHORT 82 3.2859 GBP 50P ORDINARY CFD SHORT 3 3.2866 GBP 50P ORDINARY CFD SHORT 1,768 3.2960 GBP 50P ORDINARY CFD SHORT 406 3.2970 GBP 50P ORDINARY CFD SHORT 136,509 3.3000 GBP 50P ORDINARY CFD SHORT 1,400 3.3000 GBP 50P ORDINARY CFD SHORT 857 3.3000 GBP 50P ORDINARY CFD SHORT 4,488 3.3049 GBP 50P ORDINARY CFD SHORT 14,944 3.3049 GBP 50P ORDINARY CFD SHORT 402 3.3060 GBP 50P ORDINARY CFD SHORT 1,282 3.3070 GBP 50P ORDINARY CFD SHORT 460 3.3080 GBP 50P ORDINARY CFD SHORT 868 3.3090 GBP 50P ORDINARY CFD SHORT 449 3.3090 GBP 50P ORDINARY CFD SHORT 524 3.3090 GBP 50P ORDINARY CFD SHORT 436 3.3090 GBP 50P ORDINARY CFD SHORT 566 3.3110 GBP 50P ORDINARY CFD SHORT 23,182 3.3110 GBP 50P ORDINARY CFD SHORT 270,155 3.3128 GBP 50P ORDINARY CFD SHORT 4,436 3.3128 GBP 50P ORDINARY CFD SHORT 424 3.3200 GBP 50P ORDINARY CFD SHORT 467 3.3210 GBP 50P ORDINARY CFD SHORT 2,671 3.3220 GBP 50P ORDINARY CFD SHORT 1,709 3.3230 GBP 50P ORDINARY CFD SHORT 24,641 3.3238 GBP 50P ORDINARY CFD SHORT 1,254 3.3240 GBP 50P ORDINARY CFD SHORT 443 3.3260 GBP 50P ORDINARY CFD SHORT 512 3.3300 GBP 50P ORDINARY CFD SHORT 1,825 3.3310 GBP 50P ORDINARY CFD SHORT 829 3.3310 GBP 50P ORDINARY CFD SHORT 1,073 3.3320 GBP 50P ORDINARY CFD SHORT 356 3.3340 GBP 50P ORDINARY CFD SHORT 451 3.3350 GBP 50P ORDINARY CFD SHORT 124 3.3350 GBP 50P ORDINARY CFD SHORT 11 3.3350 GBP 50P ORDINARY CFD SHORT 55 3.3430 GBP 50P ORDINARY CFD SHORT 10,236 3.3107 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 05 AUGUST 2014 Contact name: Darren Wickert Telephone number: +44 (0)20 7425 6578 Telephone number: +44 (0)20 7425 6578 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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