REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Replacement Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>
29/10/2014 10:21
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20140805:nRSe8685Na RNS Number : 3107O Morgan Stanley Securities Limited 05 August 2014 AMENDMENT (Section 2 (b)) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Securities Limited (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree CARILLION PLC (c) Name of the party to the offer with which exempt principal trader is connected: CARILLION PLC (d) Date dealing undertaken: 30 JULY 2014 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? YES 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received 50P ORDINARY PURCHASES 513,786 3.5730 GBP 3.5110 GBP 50P ORDINARY SALES 260,343 3.5650 GBP 3.5100 GBP (b) Derivatives transactions (other than options) Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit 50P ORDINARY CFD LONG 1 3.5100 GBP 50P ORDINARY CFD LONG 6 3.5216 GBP 50P ORDINARY CFD LONG 106,250 3.5236 GBP 50P ORDINARY CFD LONG 35 3.5265 GBP 50P ORDINARY CFD LONG 692 3.5297 GBP 50P ORDINARY CFD LONG 720 3.5303 GBP 50P ORDINARY CFD LONG 103,393 3.5320 GBP 50P ORDINARY CFD LONG 19,859 3.5320 GBP 50P ORDINARY CFD LONG 9 3.5322 GBP 50P ORDINARY CFD LONG 15,793 3.5325 GBP 50P ORDINARY CFD LONG 4,396 3.5477 GBP 50P ORDINARY CFD LONG 1 3.5480 GBP 50P ORDINARY CFD LONG 241 3.5580 GBP 50P ORDINARY CFD LONG 23 3.5617 GBP 50P ORDINARY CFD SHORT 50,000 3.5220 GBP 50P ORDINARY CFD SHORT 50,000 3.5220 GBP 50P ORDINARY CFD SHORT 227 3.5220 GBP 50P ORDINARY CFD SHORT 525 3.5240 GBP 50P ORDINARY CFD SHORT 470 3.5250 GBP 50P ORDINARY CFD SHORT 6 3.5250 GBP 50P ORDINARY CFD SHORT 4,764 3.5263 GBP 50P ORDINARY CFD SHORT 1,900 3.5263 GBP 50P ORDINARY CFD SHORT 17,686 3.5284 GBP 50P ORDINARY CFD SHORT 5,312 3.5284 GBP 50P ORDINARY CFD SHORT 143 3.5298 GBP 50P ORDINARY CFD SHORT 103,393 3.5298 GBP 50P ORDINARY CFD SHORT 105,584 3.5313 GBP 50P ORDINARY CFD SHORT 87,174 3.5320 GBP 50P ORDINARY CFD SHORT 11 3.5320 GBP 50P ORDINARY CFD SHORT 222 3.5320 GBP 50P ORDINARY CFD SHORT 427 3.5320 GBP 50P ORDINARY CFD SHORT 426 3.5320 GBP 50P ORDINARY CFD SHORT 117 3.5320 GBP 50P ORDINARY CFD SHORT 519 3.5320 GBP 50P ORDINARY CFD SHORT 541 3.5320 GBP 50P ORDINARY CFD SHORT 8,008 3.5328 GBP 50P ORDINARY CFD SHORT 861 3.5390 GBP 50P ORDINARY CFD SHORT 6 3.5390 GBP 50P ORDINARY CFD SHORT 2,175 3.5396 GBP 50P ORDINARY CFD SHORT 8 3.5530 GBP 50P ORDINARY CFD SHORT 6 3.5530 GBP 50P ORDINARY CFD SHORT 12,649 3.5334 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 05 AUGUST 2014 Contact name: Darren Wickert Telephone number: +44 (0)20 7425 6578 Telephone number: +44 (0)20 7425 6578 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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