REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI)-Replacement Carillion Plc <Origin Href="QuoteRef">CLLN.L</Origin>
29/10/2014 12:41
For best results when printing this announcement, please click on the link below: http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20140813:nRSL9011Oa RNS Number : 0723P Morgan Stanley Securities Limited 13 August 2014 AMENDMENT (Section 2(a)) FORM 8.5 (EPT/RI) PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: Morgan Stanley Securities Limited (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree CARILLION PLC (c) Name of the party to the offer with which exempt principal trader is connected: CARILLION PLC (d) Date dealing undertaken: 11 AUGUST 2014 (e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant security Purchases/sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received 50P ORDINARY PURCHASES 739,012 3.2520 GBP 3.2050 GBP 50P ORDINARY SALES 562,490 3.2535 GBP 3.2060 GBP (b) Derivatives transactions (other than options) Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit 50P ORDINARY CFD LONG 421 3.2370 GBP 50P ORDINARY CFD LONG 859 3.2370 GBP 50P ORDINARY CFD LONG 3,176 3.2388 GBP 50P ORDINARY CFD LONG 3,947 3.2392 GBP 50P ORDINARY CFD LONG 96,974 3.2397 GBP 50P ORDINARY CFD LONG 65,893 3.2400 GBP 50P ORDINARY CFD LONG 249 3.2400 GBP 50P ORDINARY CFD LONG 518 3.2420 GBP 50P ORDINARY CFD LONG 5,777 3.2437 GBP 50P ORDINARY CFD LONG 471 3.2450 GBP 50P ORDINARY CFD LONG 454 3.2460 GBP 50P ORDINARY CFD LONG 1,294 3.2472 GBP 50P ORDINARY CFD LONG 1,100 3.2476 GBP 50P ORDINARY CFD LONG 581 3.2476 GBP 50P ORDINARY CFD LONG 1,386 3.2479 GBP 50P ORDINARY CFD LONG 411 3.2500 GBP 50P ORDINARY CFD SHORT 1,100 3.2260 GBP 50P ORDINARY CFD SHORT 421 3.2310 GBP 50P ORDINARY CFD SHORT 27,769 3.2351 GBP 50P ORDINARY CFD SHORT 103,997 3.2351 GBP 50P ORDINARY CFD SHORT 31,145 3.2380 GBP 50P ORDINARY CFD SHORT 5,234 3.2383 GBP 50P ORDINARY CFD SHORT 148,716 3.2383 GBP 50P ORDINARY CFD SHORT 592 3.2400 GBP 50P ORDINARY CFD SHORT 694 3.2400 GBP 50P ORDINARY CFD SHORT 7,045 3.2407 GBP 50P ORDINARY CFD SHORT 4 3.2420 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit N/A N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Class of relevant security Product description e.g. call option Number of securities Exercise price per unit N/A N/A N/A N/A (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable) N/A N/A N/A N/A The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 3. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none" None (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none" None Date of disclosure: 13 AUGUST 2014 Contact name: Darren Wickert Telephone number: +44 (0)20 7425 6578 Telephone number: +44 (0)20 7425 6578 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. This information is provided by RNS The company news service from the London Stock Exchange
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