REG - CATCo Re-ins Opps Fd - Holding(s) in Company
02/12/2022 08:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221202:nRSB3528Ia&default-theme=true
RNS Number : 3528I CATCo Reinsurance Opps Fund Ltd 02 December 2022
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying issuer of existing shares to CATCo Reinsurance Opportunities Fund Ltd
which voting rights are attached(ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii): Reduction of Position and Outstanding Shares as a X
Result of the Partial Compulsory Redemption of Ordinary and C Shares
3. Details of person subject to the notification obligation(iv)
Name Weiss Asset Management LP
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)(v)
Name Brookdale International Partners, L.P., Brookdale Global Opportunity Fund
City and country of registered office (if applicable) Brookdale International Partners, L.P.: Albany, NY, USA
Brookdale Global Opportunity Fund: Grand Cayman, Cayman Islands
5. Date on which the threshold was crossed or reached(vi): Nov-30-2022
6. Date on which issuer notified (DD/MM/YYYY): Dec-1-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer(vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 27.97% 0% 27.97% 192,428
Position of previous notification (if 27.59% 0% 27.59%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
BMG1961Q3168 26,179 13.60%
BMG1961Q3242 27,646 14.37%
SUBTOTAL 8. A 53,825 27.97%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Weiss Asset Management LP
Brookdale International Partners, L.P. 18.02% 0% 18.02%
Weiss Asset Management LP
Brookdale Global Opportunity Fund 9.95% 0% 9.95%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Weiss Asset Management LP is the Investment Manager to Brookdale Global
Opportunity Fund and Brookdale International Partners, L.P.
Note: This notification is being furnished to the issuer pursuant to Article
12.3 of the issuer's Articles of Association adopted 29 January 2015.
Place of completion Boston, USA
Date of completion Nov-30-2022
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLUAOKRUWUURAARecent news on CATCo Reinsurance Opportunities Fund
See all newsREG - CATCo Re-ins Opps Fd - Final Results
AnnouncementREG - CATCo Re-ins Opps Fd - Net Asset Value(s)
AnnouncementREG - CATCo Re-ins Opps Fd - Net Asset Value(s)
AnnouncementREG - CATCo Re-ins Opps Fd - Half-year Report
AnnouncementREG - CATCo Re-ins Opps Fd - Net Asset Value(s)
Announcement