Cenkos Securities - PDMR Dealings
24/04/2023 07:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230424:nRSX1402Xa&default-theme=true
RNS Number : 1402X Cenkos Securities PLC 24 April 2023
24 April 2023
Cenkos Securities plc
("Cenkos" or the "Company")
PDMR Dealings
Cenkos has a Deferred Bonus Scheme (the "Scheme") whereby certain employees,
including executive directors of the Company, are granted a restricted share
award over ordinary shares in the Company ("Award"). On 21 April 2023 in
accordance with the terms and conditions of the Scheme, one third of the
Awards that had been granted in respect of the 2020 and 2021 financial years
vested. Upon the vesting of the Awards, Julian Morse and Jeremy Osler,
executive directors of the Company, received and retained 180,684 and 54,954
ordinary shares respectively.
The notifications below are made in accordance with the requirements of
the UK version of the EU Market Abuse Regulation (2014/596) which is part
of UK law by virtue of the European Union (Withdrawal) Act 2018, as amended
and supplemented from time to time, and provide further detail in relation to
the vesting of the Awards to executive directors and to other PDMRs in the
Company.
For further information, please contact:
Cenkos Securities plc
Julian Morse, Chief Executive
Officer
Tel: 020 7397 8900
SPARK Advisory Partners Limited
Matt Davis, Nominated
Adviser
Tel: 020 3368 3552
NOTIFICATIONS AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Julian Morse
2 Reason for the notification
a) Position/status Executive Director - PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 180,684
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Jeremy Osler
2 Reason for the notification
a) Position/status Executive Director - PDMR
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 54,954
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Michael Johnson
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 179,496
Sale of shares to satisfy income tax and NIC liability 37p 81,105
Shares retained 98,391
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Stephen Keys
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 172,840
Sale of shares to satisfy income tax and NIC liability 37p 77,813
Shares retained 95,027
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name James King
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 33,030
Sale of shares to satisfy income tax and NIC liability 37p 14,873
Shares retained 18,157
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Neil McDonald
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 28,076
Sale of shares to satisfy income tax and NIC liability 37p 13,227
Shares retained 14,849
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Calvin Gregory-Lilley
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 32,788
Sale of shares to satisfy income tax and NIC liability 37p 14,679
Shares retained 18,109
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Jack Phillips
2 Reason for the notification
a) Position/status PDMR - (member of the Executive Committee)
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Cenkos Securities plc
b) LEI 213800ALVRC52VN3I821
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of 1p each
Identification code GB00B1FLHR07
b) Nature of the transaction Vesting of ordinary shares under the 2020 and 2021 Deferred Bonus Scheme and
the subsequent sale of shares to satisfy income tax and NIC liabilities.
c) Price(s) and volume(s)
No Price(s) Volume(s)
Shares vested under the 2020 and 2021 Deferred Bonus Scheme 35.5p 18,843
Sale of shares to satisfy income tax and NIC liability 37p 8,478
Shares retained 10,365
d) Aggregated information n/a
- Aggregated volume
- Price
e) Date of the transaction 21 April 2023
f) Place of the transaction London Stock Exchange (AIM)
d)
Aggregated information
n/a
- Aggregated volume
- Price
e)
Date of the transaction
21 April 2023
f)
Place of the transaction
London Stock Exchange (AIM)
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END DSHIJMMTMTJTTRJ
Recent news on Cenkos Securities
See all newsBrief: Cenkos Securities Says Trading In Cenkos Shares On AIM Suspended
Brief: Finncap Group Says Cancellation Of Trading Of Cenkos Shares On AIM Is Expected To Be Effective As Of 7.00 Am On 8 September
finnCap Group PLC Cenkos Securities - Scheme of Arrangement Becomes Effective
Scheme of Arrangement Becomes Effective
Brief: finnCap Group And Cenkos Securities Deal Announce Court Sanction Of Scheme