REG - UBS AG (EPT) Deutsche Bank AG - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

30/03/2017 11:40

RNS Number : 0353B
UBS AG (EPT)
30 March 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
 LSE Group PLC
(d) Date dealing undertaken:
 29 March 2017
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
LSE Group PLC
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
Ordinary
Buy
75275
83.79000 EUR
82.12000 EUR
Ordinary
Sell
72395
83.79000 EUR
82.16000 EUR
Tendered ordinary
Buy
134693
83.86000 EUR
82.20000 EUR
Tendered ordinary
Sell
79787
83.86000 EUR
82.24000 EUR
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
Long
10021
83.2732 EUR
Ordinary
CFD
Long
200
83.155 EUR
Ordinary
CFD
Long
3594
83.20731775 EUR
Ordinary
CFD
Long
529
83.6699811 EUR
Ordinary
CFD
Short
758
83.79 EUR
Ordinary
CFD
Short
130
83.22184615 EUR
Ordinary
CFD
Short
23050
82.75 EUR
Tendered ordinary
CFD
Long
1541
83.62024984 EUR
Tendered ordinary
CFD
Long
3505
83.592734 EUR
Tendered ordinary
CFD
Long
4444
83.324543 EUR
Tendered ordinary
CFD
Short
19203
82.2 EUR
Tendered ordinary
CFD
Short
34
82.804706 EUR
Tendered ordinary
CFD
Short
30
82.804667 EUR
Tendered ordinary
CFD
Short
122
82.804672 EUR
Tendered ordinary
CFD
Short
38416
83.220092 EUR
Tendered ordinary
CFD
Short
2046
83.3625 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
30 March 2017
Contact name:
Tahmidul Islam
Telephone number:
+44 (0)20 7568 3970
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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