REG - Barclays PLC Dignity PLC - Form 8.3 - DIGNITY PLC

DignityAnnouncement

19/01/2023 13:15

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RNS Number : 3059N  Barclays PLC  19 January 2023

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)              Full name of discloser:                                                                    Barclays PLC.
 (b)              Owner or controller of interest and short
                  positions disclosed, if different from 1(a):
 (c)              Name of offeror/offeree in relation to whose                                               DIGNITY PLC
                  relevant securities this form relates:
 (d)              If an exempt fund manager connected with an
                  offeror/offeree, state this and specify identity of
                  offeror/offeree:
 (e)              Date position held/dealing undertaken:                                                     18 Jan 2023
 (f)              In addition to the company in 1(c) above, is the discloser making                          YES:
                  disclosures in respect of any other party to the offer?                                    CASTELNAU GROUP LTD
 2.                                                                                       POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)              Interests and short positions in the relevant securities of the offeror or
                  offeree
                  to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                              12 48/143p ordinary
                                                                                          Interests                           Short Positions
                                                                                          Number             (%)              Number         (%)
 (1)              Relevant securities owned
                  and/or controlled:                                                      290,155            0.58%            110,700        0.22%
 (2)              Cash-settled derivatives:
                  and/or controlled:                                                      213,479            0.43%            283,624        0.57%
 (3)              Stock-settled derivatives (including options)
                  and agreements to purchase/sell:                                        0                  0.00%            0              0.00%

                  TOTAL:                                                                  503,634            1.01%            394,324        0.79%
 (b)              Rights to subscribe for new securities (including directors and other
                  executive
                  options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)              Purchases and sales
 Class of relevant                                  Purchase/sale                         Number of                           Price per unit
 security                                                                                 securities
 12 48/143p ordinary                                Purchase                              83                                  5.0203  GBP
 12 48/143p ordinary                                Purchase                              217                                 5.0360  GBP
 12 48/143p ordinary                                Purchase                              220                                 5.0115  GBP
 12 48/143p ordinary                                Purchase                              463                                 5.0400  GBP
 12 48/143p ordinary                                Purchase                              684                                 5.0208  GBP
 12 48/143p ordinary                                Purchase                              821                                 5.0300  GBP
 12 48/143p ordinary                                Purchase                              1,461                               5.0500  GBP
 12 48/143p ordinary                                Purchase                              2,216                               5.0407  GBP
 12 48/143p ordinary                                Purchase                              3,802                               5.0425  GBP
 12 48/143p ordinary                                Sale                                  45                                  5.0402  GBP
 12 48/143p ordinary                                Sale                                  53                                  5.0100  GBP
 12 48/143p ordinary                                Sale                                  330                                 5.0299  GBP
 12 48/143p ordinary                                Sale                                  576                                 5.0400  GBP
 12 48/143p ordinary                                Sale                                  1,072                               5.0398  GBP
 12 48/143p ordinary                                Sale                                  2,836                               5.0198  GBP

 (b)              Cash-settled derivative transactions
 Class of                                           Product                               Nature of dealing                   Number of      Price per
 relevant                                           description                                                               reference      unit
 security                                                                                                                     securities
 12 48/143p ordinary                                SWAP                                  Long                                53             5.0096  GBP
 12 48/143p ordinary                                SWAP                                  Long                                330            5.0299  GBP
 12 48/143p ordinary                                SWAP                                  Long                                441            5.0398  GBP
 12 48/143p ordinary                                SWAP                                  Long                                566            5.0400  GBP
 12 48/143p ordinary                                SWAP                                  Long                                817            5.0399  GBP
 12 48/143p ordinary                                SWAP                                  Long                                2,650          5.0184  GBP
 12 48/143p ordinary                                SWAP                                  Short                               60             5.0303  GBP
 12 48/143p ordinary                                CFD                                   Short                               220            5.0115  GBP
 12 48/143p ordinary                                SWAP                                  Short                               316            5.0422  GBP
 12 48/143p ordinary                                SWAP                                  Short                               320            5.0331  GBP
 12 48/143p ordinary                                SWAP                                  Short                               416            5.0400  GBP
 12 48/143p ordinary                                CFD                                   Short                               624            5.0204  GBP
 12 48/143p ordinary                                SWAP                                  Short                               821            5.0300  GBP
 12 48/143p ordinary                                SWAP                                  Short                               837            5.0402  GBP
 12 48/143p ordinary                                SWAP                                  Short                               1,461          5.0500  GBP
 12 48/143p ordinary                                SWAP                                  Short                               1,902          5.0405  GBP
 12 48/143p ordinary                                SWAP                                  Short                               2,965          5.0431  GBP

 (c)              Stock-settled derivative transactions (including options)
 (i)              Writing, selling, purchasing or varying
 Class            Product                           Writing,           Number             Exercise           Type             Expiry         Option
 of               description                       purchasing,        of                 price                               date           money
 relevant                                           selling,           securities         per unit                                           paid/
 security                                           varying etc        to which                                                              received
                                                                       option                                                                per unit
                                                                       relates

 (ii)             Exercising
 Class of relevant                                  Product description                   Exercising/ exercised against       Number of      Exercise price per
 security                                                                                                                     securities     unit

 (d)              Other dealings (including subscribing for new securities)
 Class of relevant                                  Nature of Dealings                    Details                             Price per unit (if
 security                                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)              Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)              Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)              Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      19 Jan 2023
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

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