REG - Dignity PLC Dignity PLC - Form 8 (OPD) - Dignity plc

DignityAnnouncement

11/01/2023 10:30

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RNS Number : 4038M  Dignity PLC  11 January 2023

FORM 8 (OPD)

 

PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER

Rules 8.1 and 8.2 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                     Dignity plc
 (b) Owner or controller of interests and short positions disclosed, if          N/A
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form  Dignity plc
 relates:

      Use a separate form for each offeror/offeree
 (d) Is the discloser the offeror or the offeree?                                OFFEREE
 (e) Date position held:                                                         10 January 2023

      The latest practicable date prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making          NO
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates

 

 Class of relevant security:                                          Ordinary shares of 12 48/143 pence each
                                                                      Interests               Short positions

                                                                      Number      %           Number      %
 (1) Relevant securities owned and/or controlled:                     NIL         -           NIL         -
 (2) Cash-settled derivatives:                                        NIL         -           NIL         -

 (3) Stock-settled derivatives (including options) and agreements to  NIL         -           NIL         -
 purchase/sell:
 TOTAL:                                                               NIL         -           NIL         -

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities

 

 Class of relevant security in relation to which subscription right exists:   N/A
 Details, including nature of the rights concerned and relevant percentages:  N/A

 

 

3.         POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO
THE OFFER MAKING THE DISCLOSURE

 

 Details of any interests, short positions and rights to subscribe (including
 directors' and other employee options) of any person acting in concert with
 the party to the offer making the disclosure:

 (a)  Interests held by the directors of Dignity plc, their close relatives
 and related trusts

               None

 (b)  Interests held as options or awards under the share plans of Dignity plc
 by the directors of Dignity plc and their close relatives and related trusts
 who are not exempt principal traders for the purposes of Rule 8 of the Code

Name           Share Plan  No. of ordinary shares under option  Vesting date      Exercise price per share (£)
 Kate Davidson  LTIP        11,933                               31 December 2023  N/A

 

 (c)  Interests and short positions held by connected advisors of Dignity plc

Investec Bank plc
 Class of relevant security:                                          Ordinary shares of 12 48/143 pence each
                                                                      Interests               Short positions
                                    Number      %           Number      %
 (1) Relevant securities owned and/or controlled:                     6,698       0.01        0           0.00

 (2) Cash-settled derivatives:                                        0           0.00        0           0.00
 (3) Stock-settled derivatives (including options) and agreements to  0           0.00        0           0.00
 purchase/sell:
 TOTAL:                                                               6,698       0.01        0           0.00

 

 (d)  Interests, short positions and rights to subscribe held by other
 presumed concert parties of Dignity plc

 None

 

 

(c)  Interests and short positions held by connected advisors of Dignity plc

 

 Investec Bank plc
 Class of relevant security:                                          Ordinary shares of 12 48/143 pence each
                                                                      Interests               Short positions
                                                                      Number      %           Number      %
 (1) Relevant securities owned and/or controlled:                     6,698       0.01        0           0.00

 (2) Cash-settled derivatives:                                        0           0.00        0           0.00
 (3) Stock-settled derivatives (including options) and agreements to  0           0.00        0           0.00
 purchase/sell:
 TOTAL:                                                               6,698       0.01        0           0.00

 

 

(d)  Interests, short positions and rights to subscribe held by other
presumed concert parties of Dignity plc

 

None

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the party to
 the offer making the disclosure or any person acting in concert with it:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the party to the offer making the disclosure, or any person acting in
 concert with it, and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

 Supplemental Form 8 (Open Positions)  No
 Supplemental Form 8 (SBL)             No

 

 

 Date of disclosure:  11 January 2023
 Contact name:        Tim George, Group Company Secretary
 Telephone number:    +44 (0)7432 176517

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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