REG - DP Aircraft I Ltd - Holding(s) in Company

DP Aircraft IAnnouncement

09/02/2023 15:15

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230209:nRSI4919Pa&default-theme=true

RNS Number : 4919P  DP Aircraft I Limited  09 February 2023

 

 

Please note that from 22 March 2021, the Standard TR-1 Form should be completed and submitted to the FCA via our Electronic Submission System (ESS) in relation to notifica-tions of voting rights held in issuers whose shares are admitted to trading on UK regulated markets.

Holders of voting rights in issuers whose shares are admitted to trading on UK
prescribed markets such as AIM market, can continue to use this form to send
their notifications to those issuers. Alternatively, if they wish they can
register on ESS to be able to notify to us, produce a TR-1 Form via ESS and
submit the downloaded version to issuers with shares admitted to trading on
prescribed markets.

More information on how to submit a TR-1 Form via ESS is available here
(https://www.fca.org.uk/markets/primary-markets/regulatory-disclosures/shareholding-notification-disclosure)

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
 the FCA in Microsoft Word format if possible) (i)

 

 1a. Identity of the issuer or the underlying issuer of existing shares to  DP Aircraft I Ltd
 which voting rights are at- tached ii:
 1b.    Please indicate if the issuer is a non-UK issuer (please mark with
 an "X" if appropriate)
 Non-UK issuer                                                                                          X
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                            X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify) iii:
 3. Details of person subject to the notification obligation (iv)
 Name                                                                       Ironsides Partners LLC
 City and country of registered office (if applicable)                      Delaware, United States
 4. Full name of shareholder(s) (if different from 3.) (v)
 Name                                                                       Ironsides Strategic Income Trust
 City and country of registered office (if applicable)                      Delaware, United States

 5. Date on which the threshold was crossed or reached vi:                                                                08/02/2023
 6. Date on which issuer notified (DD/MM/YYYY):                                                                           08/02/2023
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights at-  % of voting rights                    Total of both in %  Total number of voting rights held in issuer (8.A + 8.B) vii

tached to shares (to-
through financial instru-
(8.A + 8.B)

tal of 8. A)
ments

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  10.08                   Nil                                   10.08               24,132,961
 Position of previous notification (if applicable)                          N/A                     N/A                                   N/A

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached viii
 A: Voting rights attached to shares
 Class/type of             Number of voting rights ix      % of voting rights

 shares

 ISIN code (if possible)
                           Direct          Indirect        Direct                   Indirect

                           (DTR5.1)        (DTR5.2.1)      (DTR5.1)                 (DTR5.2.1)
 GG00BBP6HP33              Nil             24,132,961      Nil                      10.08

 SUBTOTAL 8. A             24,132,961                                          10.08

 

 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
 Type of financial in- strument  Expiration date x   Exercise/               Number of voting rights that may be acquired if the instrument is  % of voting rights

                       exercised/converted.
                                                     Conversion Period xi
 N/A

                                                     SUBTOTAL 8. B 1

 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
 (1) (b)
 Type of financial instrument  Expiration  Exercise/ Conversion Pe- riod xi   Physical or       Number of voting rights  % of voting rights

date x
cash

                                                                              Settlement xii
 N/A

                                                                              SUBTOTAL

8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural                                                                                                                             X
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer xiii
 Full chain of controlled undertakings                                 through which the voting rights and/or the

                                                                       held starting with the ultimate controlling natural person or legal entity

                                                                       necessary) xiv
 financial instruments are effectively (please add additional rows as
 Name xv                                                               % of voting rights if it    % of voting rights through financial in-struments if it equals or is higher  Total of both if it

equals or is higher        than the notifiable threshold
equals or is higher

than the notifiable
than the notifiable

threshold
threshold

 

 0.  In case of proxy voting, please identify:
 Name of the proxy holder                             N/A
 The number and % of voting rights held               N/A
 The date until which the voting rights will be held  N/A

11. Additional information xvi

 N/A

 

 Place of completion  Cambridge, Massachusetts, USA
 Date of completion   08/02/2023

Notes

i Please note this form should be read jointly with the applicable Disclosure
Guidance and Transparency Rules Chapter 5 (DTR5) available on the following
link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
(https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter)

ii Full name of the legal entity and further specification of the issuer or
underlying issuer, provided it is reliable and accurate (e.g. address, LEI,
domestic number identity). Indicate in the relevant section whether the issuer
is a non UK issuer.

iii Other reason for the notification could be voluntary notifications,
changes of attribution of the nature of the holding (e.g. expiring of
financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting rights in
the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the
agreement referred to in DTR5.2.1 (a) or (d) the holder of financial
instruments referred to in DTR5.3.1.

As the disclosure of cases of acting in concert may vary due to the specific
circumstances (e.g. same or different total positions of the parties, entering
or exiting of acting in concert by a single party) the standard form does not
provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in DTR5.2.1 (b) to (h), the
following list is provided as indication of the persons who should be
mentioned:

- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal
entity that acquires the voting rights and is entitled to exercise them under
the agreement and the natural person or legal entity who is transferring
temporarily for consideration the voting rights;

- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal
entity holding the collateral, provided the person or entity controls the
voting rights and declares its intention of exercising them, and natural
person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal
entity who has a life interest in shares if that person or entity is entitled
to exercise the voting rights attached to the shares and the natural person or
legal entity who is disposing of the voting rights when the life interest is
created;

- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural
person or legal entity and, provided it has a notification duty at an
individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a
combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the
shares, if he can exercise the voting rights attached to the shares deposited
with him at his discretion, and the depositor of the shares allowing the
deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal
entity that controls the voting rights;

- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can
exercise the voting rights at his discre-tion, and the shareholder who has
given his proxy to the proxy holder allowing the latter to exercise the voting
rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be
the full name of the shareholder who is the counterparty to the natural person
or legal entity referred to DTR5.2 unless the percentage of voting rights held
by the shareholder is lower than the lowest notifiable threshold for the
disclosure of voting rights holdings in accordance with national practices
(e.g. identification of funds managed by management companies).

vi The date on which threshold is crossed or reached should be the date on
which the acquisition or disposal took place or the other reason triggered the
notification obligation. For passive crossings, the date when the corporate
event took effect.

vii The total number of voting rights held in the issuer shall be composed of
all the shares, including depository receipts representing shares, to which
voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the lowest applicable threshold, please
note that it might not be necessary to disclose the extent of the holding,
only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached "direct
holding" and voting rights "indirect holding", please split the voting rights
number and percentage into the direct and indirect columns - if there is no
combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when
right to acquire shares ends.

xi If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from  date .

xii In case of cash settled instruments the number and percentages of voting
rights is to be presented on a delta-adjusted basis (DTR 5.3.3.A).

xiii If the person subject to the notification obligation is either
controlled and/or does control another undertaking then the second option
applies.

xiv The full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity has to be

presented also in the cases, in which only on subsidiary level a threshold is
crossed or reached and the subsidiary

undertaking discloses the notification as only in this way will the markets
get always the full picture of the group holdings.

In case of multiple chains through which the voting rights and/or financial
instruments are effectively held the chains

have to be presented chain by chain by numbering each chain accordingly.
Please see the below example:

Name of ultimate controlling person A (chain 1)

Name of controlled undertaking B

Name of controlled undertaking C

Name of ultimate controlling person A (chain 2)

Name of controlled undertaking B

Name of controlled undertaking D

Name of ultimate controlling person A (chain3)

Name of controlled undertaking E

Name of controlled undertaking F

xv The names of controlled undertakings through which the voting rights
and/or financial instruments are effectively held have to be presented
irrespectively whether the controlled undertakings cross or reach the lowest
applicable threshold themselves.

xvi Example: Correction of a previous notification.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  HOLUPUMPPUPWGCB