REG-Global Opportunities Trust Plc: Holding(s) in Company

Global Opportunities TrustAnnouncement

05/09/2023 14:15

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS                                                                                                                                                                                                                                                                         
                                                                                                                                                                                                                                                                                                        
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :                                                           Global Opportunities Trust plc                                                                                               
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)                                                                                                                                                                                                          
 Non-UK issuer                                                                                                                                                                                                                                                                                          
 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                                  
 An acquisition or disposal of voting rights                                                                                                                                                                                                                           X                                
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                                    
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                                       
 Other (please specify) iii :                                                                                                                                                                                                                                                                           
 3. Details of person subject to the notification obligation iv                                                                                                                                                                                                                                         
 Name                                                                                                                                                                      Dr Alasdair Gordon Mackenzie Nairn                                                                                           
 City and country of registered office (if applicable)                                                                                                                                                                                                                                                  
 4. Full name of shareholder(s) (if different from 3.) v                                                                                                                                                                                                                                                
 Name                                                                                                                                                                                                                                                                                                   
 City and country of registered office (if applicable)                                                                                                                                                                                                                                                  
 5. Date on which the threshold was crossed or reached vi :                                                                                                                4 September 2023                                                                                                             
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                            4 September 2023                                                                                                             
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                                                 
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments                   Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) vii      
                                                                                                                                    (total of 8.B 1 + 8.B 2)                                                                                                                                            
 Resulting situation on the date on which threshold was crossed or reached  15.21                                                  -                                                                  15.21                           15.21                                                             
 Position of previous notification (if applicable)                          14.08                                                  -                                                                  14.08                                                                                             
                                                                                                                                                                                                                                                                                                        

 

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii                                                                                                            
 A: Voting rights attached to shares                                                                                                                                                                                      
 Class/type of                                    Number of voting rights ix                                                           % of voting rights                                                                 
  shares ISIN code (if possible)                                                                                                                                                                                          
                                                  Direct (DTR5.1)            Indirect  (DTR5.2.1)                                      Direct (DTR5.1)                                               Indirect (DTR5.2.1)  
 GB0033862573                                     4,444,822                  -                                                         15.21                                                         -                    
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
 SUBTOTAL 8. A                                                                                                                         15.21                                                                              
                                                                                                                                                                                                                          
 B 1: Financial Instruments according to DTR5.3.1R (1) (a)                                                                                                                                                                
 Type of financial instrument                     Expiration   Exercise/                                Number of voting rights that may be acquired if the instrument is exercised/converted.       % of voting rights   
                                                   date x       Conversion Period xi                                                                                                                                      
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                               SUBTOTAL 8. B 1                                                                                                                                            
                                                                                                                                                                                                                          
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)                                                                                                                                   
 Type of financial instrument  Expiration                      Exercise/                   Physical or cash Settlement xii                                            Number of voting rights        % of voting rights   
                                date x                          Conversion Period xi                                                                                                                                      
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                           SUBTOTAL 8.B.2                                                                                                                 
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          

 

 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)                                                                                                                                                                                                                   
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii                                                                            X                                    
 Full chain of controlled undertakings through which the voting rights and/or the                                                                                                                                                                                                                                                               
  financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv                                                                                                                                                                                
 Name xv                                                   % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold                          
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                  
 Name of the proxy holder                                                                                                                                                                                                                                                                                                                       
 The number and % of voting rights held                                                                                                                                                                                                                                                                                                         
 The date until which the voting rights will be held                                                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                                                                                                                
 11. Additional information xvi                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                

 

 Place of completion  Edinburgh         
 Date of completion   5 September 2023  

 

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