For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (i)
1. Identity of the issuer or the underlying issuer London Finance & Investment Group Plc (LFI)
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already
issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Philip J Milton & Company Plc
notification obligation: (iii)
4. Full name of shareholder(s) (if different from 3.): (iv)
5. Date of the transaction and date on 18 October 2016
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: 1 November 2016
7. Threshold(s) that is/are crossed or 7%
reached: (vi, vii)
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of Situation previous Resulting situation after the triggering transaction
shares if possible using the ISIN CODE to the triggering
transaction
Number Number Number Number of voting % of
of of of shares rights votin
Shares Voting g
Rights right
s (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
2162052 2162052 2242129 2242129 7.18%
GB0002994001
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period (xiv) rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration date (xvii) Exercise/ Number of voting rights instrument refers to % of voting rights (xix, xx)
instrument Conversion period (xviii)
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
2162052 7.18%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: (xxi)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy
holder will cease
to hold:
12. Date on which proxy holder
will cease to hold
voting rights:
13. Additional information:
14. Contact name: Rod
Vena
bles
,
City
Grou
p
PLC
15. Contact telephone number: 020
7796
9060
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