REG-BARCLAYS PLC Form 8.3 - Marston's Plc
03/02/2021 12:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210203:nBw36Z5Dha&default-theme=true
Form 8.3 - Marston's Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MARSTON'S PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 7.375p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,030,106 0.32% 7,579,921 1.20%
(2) Cash-settled derivatives:
5,865,559 0.93% 268,310 0.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 7,895,665 1.25% 7,848,231 1.24%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
7.375p ordinary Purchase 509 0.8815 GBP
7.375p ordinary Purchase 1,193 0.9074 GBP
7.375p ordinary Purchase 2,201 0.8895 GBP
7.375p ordinary Purchase 2,216 0.9155 GBP
7.375p ordinary Purchase 2,643 0.8814 GBP
7.375p ordinary Purchase 4,659 0.8782 GBP
7.375p ordinary Purchase 5,000 0.9157 GBP
7.375p ordinary Purchase 5,214 0.9050 GBP
7.375p ordinary Purchase 6,340 0.9194 GBP
7.375p ordinary Purchase 6,649 0.8894 GBP
7.375p ordinary Purchase 11,831 0.8963 GBP
7.375p ordinary Purchase 16,759 0.8879 GBP
7.375p ordinary Purchase 28,534 0.9085 GBP
7.375p ordinary Purchase 56,508 0.8856 GBP
7.375p ordinary Purchase 130,548 0.9080 GBP
7.375p ordinary Purchase 182,133 0.9021 GBP
7.375p ordinary Purchase 405,510 0.8866 GBP
7.375p ordinary Sale 2,286 0.8939 GBP
7.375p ordinary Sale 3,491 0.8865 GBP
7.375p ordinary Sale 3,648 0.9200 GBP
7.375p ordinary Sale 3,794 0.8946 GBP
7.375p ordinary Sale 3,811 0.8948 GBP
7.375p ordinary Sale 3,976 0.8885 GBP
7.375p ordinary Sale 4,481 0.8900 GBP
7.375p ordinary Sale 5,831 0.8815 GBP
7.375p ordinary Sale 7,879 0.9070 GBP
7.375p ordinary Sale 9,000 0.8961 GBP
7.375p ordinary Sale 9,999 0.8805 GBP
7.375p ordinary Sale 11,203 0.9068 GBP
7.375p ordinary Sale 11,824 0.8640 GBP
7.375p ordinary Sale 12,113 0.8999 GBP
7.375p ordinary Sale 14,632 0.8871 GBP
7.375p ordinary Sale 29,156 0.9041 GBP
7.375p ordinary Sale 109,372 0.8962 GBP
7.375p ordinary Sale 248,781 0.8884 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
7.375p ordinary SWAP Long 3,016 0.8799 GBP
7.375p ordinary SWAP Long 3,894 0.9064 GBP
7.375p ordinary SWAP Long 3,987 0.8908 GBP
7.375p ordinary CFD Long 9,999 0.8804 GBP
7.375p ordinary CFD Long 10,000 0.8853 GBP
7.375p ordinary CFD Long 10,001 0.8664 GBP
7.375p ordinary SWAP Long 19,992 0.9027 GBP
7.375p ordinary CFD Long 21,475 0.9062 GBP
7.375p ordinary SWAP Long 25,621 0.8906 GBP
7.375p ordinary CFD Long 41,968 0.8944 GBP
7.375p ordinary SWAP Long 45,000 0.9171 GBP
7.375p ordinary SWAP Long 48,865 0.8922 GBP
7.375p ordinary SWAP Long 94,821 0.8920 GBP
7.375p ordinary CFD Long 127,082 0.8831 GBP
7.375p ordinary CFD Short 1,193 0.9074 GBP
7.375p ordinary CFD Short 4,659 0.8782 GBP
7.375p ordinary CFD Short 28,534 0.9085 GBP
7.375p ordinary SWAP Short 33,475 0.8870 GBP
7.375p ordinary CFD Short 53,181 0.8874 GBP
7.375p ordinary CFD Short 130,548 0.9080 GBP
7.375p ordinary SWAP Short 145,632 0.8973 GBP
7.375p ordinary CFD Short 182,133 0.9021 GBP
7.375p ordinary CFD Short 250,097 0.8812 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210203005483/en/
(https://www.businesswire.com/news/home/20210203005483/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Marstons
See all newsREG - Marston's Plc - Holding(s) in Company
AnnouncementREG - Marston's Plc - Director/PDMR Shareholding
AnnouncementREG - Marston's Plc - Total Voting Rights
AnnouncementREG - Marston's Plc - Result of AGM
AnnouncementREG - Marston's Plc - Trading update for the 17 weeks to 24 January 2026
Announcement