REG-BARCLAYS PLC Form 8.3 - Marston's Plc
05/02/2021 11:55
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Form 8.3 - Marston's Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MARSTON'S PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 7.375p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,143,628 0.50% 8,450,299 1.33%
(2) Cash-settled derivatives:
5,563,467 0.88% 217,342 0.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,707,095 1.37% 8,667,641 1.37%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
7.375p ordinary Purchase 3,154 0.9553 GBP
7.375p ordinary Purchase 8,527 0.9535 GBP
7.375p ordinary Purchase 8,934 0.9550 GBP
7.375p ordinary Purchase 14,367 0.9570 GBP
7.375p ordinary Purchase 14,766 0.9527 GBP
7.375p ordinary Purchase 15,709 0.9510 GBP
7.375p ordinary Purchase 18,115 0.9532 GBP
7.375p ordinary Purchase 27,055 0.9529 GBP
7.375p ordinary Purchase 29,157 0.9537 GBP
7.375p ordinary Purchase 47,468 0.9655 GBP
7.375p ordinary Purchase 58,557 0.9551 GBP
7.375p ordinary Purchase 171,747 0.9538 GBP
7.375p ordinary Purchase 213,095 0.9534 GBP
7.375p ordinary Purchase 1,288,031 0.9760 GBP
7.375p ordinary Sale 3,204 0.9550 GBP
7.375p ordinary Sale 3,504 0.9580 GBP
7.375p ordinary Sale 5,148 0.9516 GBP
7.375p ordinary Sale 5,754 0.9518 GBP
7.375p ordinary Sale 6,729 0.9510 GBP
7.375p ordinary Sale 9,289 0.9537 GBP
7.375p ordinary Sale 9,623 0.9633 GBP
7.375p ordinary Sale 10,503 0.9530 GBP
7.375p ordinary Sale 10,635 0.9523 GBP
7.375p ordinary Sale 16,749 0.9567 GBP
7.375p ordinary Sale 23,569 0.9655 GBP
7.375p ordinary Sale 49,400 0.9514 GBP
7.375p ordinary Sale 139,984 0.9536 GBP
7.375p ordinary Sale 515,965 0.9546 GBP
7.375p ordinary Sale 840,731 0.9760 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
7.375p ordinary SWAP Long 816 0.9514 GBP
7.375p ordinary CFD Long 10,474 0.9674 GBP
7.375p ordinary SWAP Long 40,978 0.9533 GBP
7.375p ordinary CFD Long 95,930 0.9643 GBP
7.375p ordinary CFD Long 114,243 0.9759 GBP
7.375p ordinary SWAP Long 164,811 0.9512 GBP
7.375p ordinary SWAP Long 226,685 0.9528 GBP
7.375p ordinary CFD Long 726,488 0.9760 GBP
7.375p ordinary SWAP Short 47 0.9559 GBP
7.375p ordinary SWAP Short 51 0.9549 GBP
7.375p ordinary CFD Short 126 0.9511 GBP
7.375p ordinary SWAP Short 1,025 0.9548 GBP
7.375p ordinary SWAP Short 1,387 0.9547 GBP
7.375p ordinary SWAP Short 1,535 0.9558 GBP
7.375p ordinary SWAP Short 6,678 0.9568 GBP
7.375p ordinary SWAP Short 7,689 0.9572 GBP
7.375p ordinary SWAP Short 8,527 0.9535 GBP
7.375p ordinary SWAP Short 8,934 0.9550 GBP
7.375p ordinary SWAP Short 13,715 0.9536 GBP
7.375p ordinary SWAP Short 14,766 0.9527 GBP
7.375p ordinary SWAP Short 27,055 0.9529 GBP
7.375p ordinary SWAP Short 27,319 0.9655 GBP
7.375p ordinary SWAP Short 57,666 0.9551 GBP
7.375p ordinary SWAP Short 187,189 0.9538 GBP
7.375p ordinary CFD Short 1,288,031 0.9760 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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