REG-BARCLAYS PLC Form 8.3 - MARSTON'S PLC
12/02/2021 13:35
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210212:nBwbF4TS3a&default-theme=true
Form 8.3 - MARSTON'S PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MARSTON'S PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 7.375p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,298,590 0.68% 9,197,458 1.45%
(2) Cash-settled derivatives:
6,001,048 0.95% 1,106,167 0.17%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 10,299,638 1.62% 10,303,625 1.63%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
7.375p ordinary Purchase 339 0.8605 GBP
7.375p ordinary Purchase 3,208 0.8744 GBP
7.375p ordinary Purchase 3,291 0.8660 GBP
7.375p ordinary Purchase 4,393 0.8615 GBP
7.375p ordinary Purchase 5,821 0.8844 GBP
7.375p ordinary Purchase 7,192 0.8672 GBP
7.375p ordinary Purchase 7,609 0.8637 GBP
7.375p ordinary Purchase 10,343 0.8886 GBP
7.375p ordinary Purchase 11,638 0.8645 GBP
7.375p ordinary Purchase 23,836 0.8686 GBP
7.375p ordinary Purchase 29,903 0.8703 GBP
7.375p ordinary Purchase 41,152 0.8873 GBP
7.375p ordinary Purchase 48,669 0.8755 GBP
7.375p ordinary Purchase 60,266 0.8680 GBP
7.375p ordinary Purchase 61,009 0.8726 GBP
7.375p ordinary Purchase 74,001 0.8739 GBP
7.375p ordinary Purchase 82,722 0.8646 GBP
7.375p ordinary Purchase 83,277 0.8633 GBP
7.375p ordinary Purchase 86,413 0.8753 GBP
7.375p ordinary Purchase 97,747 0.8836 GBP
7.375p ordinary Purchase 123,460 0.8659 GBP
7.375p ordinary Sale 385 0.8775 GBP
7.375p ordinary Sale 1,942 0.8630 GBP
7.375p ordinary Sale 1,964 0.8667 GBP
7.375p ordinary Sale 2,046 0.8670 GBP
7.375p ordinary Sale 2,132 0.8785 GBP
7.375p ordinary Sale 2,471 0.8600 GBP
7.375p ordinary Sale 2,500 0.8672 GBP
7.375p ordinary Sale 2,631 0.8750 GBP
7.375p ordinary Sale 3,291 0.8660 GBP
7.375p ordinary Sale 3,792 0.8822 GBP
7.375p ordinary Sale 3,818 0.8680 GBP
7.375p ordinary Sale 7,562 0.8577 GBP
7.375p ordinary Sale 8,282 0.8796 GBP
7.375p ordinary Sale 9,385 0.8733 GBP
7.375p ordinary Sale 11,612 0.8701 GBP
7.375p ordinary Sale 11,799 0.8640 GBP
7.375p ordinary Sale 16,983 0.8780 GBP
7.375p ordinary Sale 20,000 0.8990 GBP
7.375p ordinary Sale 21,092 0.8737 GBP
7.375p ordinary Sale 32,728 0.8738 GBP
7.375p ordinary Sale 52,272 0.8664 GBP
7.375p ordinary Sale 57,283 0.8599 GBP
7.375p ordinary Sale 82,198 0.8606 GBP
7.375p ordinary Sale 90,509 0.8658 GBP
7.375p ordinary Sale 142,139 0.8732 GBP
7.375p ordinary Sale 217,593 0.8712 GBP
7.375p ordinary Sale 316,913 0.8652 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
7.375p ordinary SWAP Long 3,134 0.8858 GBP
7.375p ordinary SWAP Long 8,940 0.8676 GBP
7.375p ordinary CFD Long 9,912 0.8669 GBP
7.375p ordinary CFD Long 16,983 0.8780 GBP
7.375p ordinary CFD Long 36,952 0.9004 GBP
7.375p ordinary CFD Long 45,856 0.8725 GBP
7.375p ordinary CFD Long 52,272 0.8664 GBP
7.375p ordinary SWAP Long 61,553 0.8762 GBP
7.375p ordinary SWAP Long 90,509 0.8658 GBP
7.375p ordinary CFD Long 111,905 0.8679 GBP
7.375p ordinary CFD Long 316,913 0.8652 GBP
7.375p ordinary SWAP Short 589 0.8703 GBP
7.375p ordinary SWAP Short 1,321 0.8693 GBP
7.375p ordinary SWAP Short 1,335 0.8637 GBP
7.375p ordinary SWAP Short 1,571 0.8742 GBP
7.375p ordinary SWAP Short 1,982 0.8839 GBP
7.375p ordinary SWAP Short 2,168 0.8646 GBP
7.375p ordinary SWAP Short 2,511 0.8672 GBP
7.375p ordinary SWAP Short 2,852 0.8658 GBP
7.375p ordinary SWAP Short 2,978 0.8735 GBP
7.375p ordinary CFD Short 3,000 0.8506 GBP
7.375p ordinary SWAP Short 4,393 0.8615 GBP
7.375p ordinary SWAP Short 7,385 0.8724 GBP
7.375p ordinary SWAP Short 7,448 0.8645 GBP
7.375p ordinary SWAP Short 9,952 0.8823 GBP
7.375p ordinary CFD Short 10,000 0.8495 GBP
7.375p ordinary SWAP Short 12,092 0.8817 GBP
7.375p ordinary SWAP Short 16,360 0.8844 GBP
7.375p ordinary SWAP Short 17,196 0.8813 GBP
7.375p ordinary SWAP Short 22,515 0.8686 GBP
7.375p ordinary SWAP Short 23,992 0.8702 GBP
7.375p ordinary SWAP Short 28,141 0.8727 GBP
7.375p ordinary SWAP Short 28,855 0.8680 GBP
7.375p ordinary SWAP Short 30,916 0.8728 GBP
7.375p ordinary SWAP Short 55,443 0.8730 GBP
7.375p ordinary SWAP Short 65,135 0.8741 GBP
7.375p ordinary SWAP Short 66,475 0.8840 GBP
7.375p ordinary SWAP Short 80,616 0.8638 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52378357&newsitemid=20210212005285&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1d1654fd5d3a3bfcc36949d6f2486d31)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210212005285/en/
(https://www.businesswire.com/news/home/20210212005285/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Marstons
See all newsREG - Marston's Plc - Director/PDMR Shareholding
AnnouncementREG - Marston's Plc - Total Voting Rights
AnnouncementREG - Marston's Plc - Result of AGM
AnnouncementREG - Marston's Plc - Trading update for the 17 weeks to 24 January 2026
AnnouncementREG - Marston's Plc - Block listing Interim Review
Announcement