REG-BARCLAYS PLC Form 8.3 - MARSTONS PLC AMENDMENT
10/02/2021 08:45
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Form 8.3 - MARSTONS PLC AMENDMENT
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MARSTON'S PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 7.375p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,322,387 0.68% 8,423,766 1.33%
(2) Cash-settled derivatives:
5,587,499 0.88% 541,816 0.09%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 9,909,886 1.56% 8,965,582 1.41%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
7.375p ordinary Purchase 17 0.9905 GBP
7.375p ordinary Purchase 213 0.9970 GBP
7.375p ordinary Purchase 1,206 0.9997 GBP
7.375p ordinary Purchase 1,957 0.9907 GBP
7.375p ordinary Purchase 2,083 0.9835 GBP
7.375p ordinary Purchase 2,425 0.9938 GBP
7.375p ordinary Purchase 4,221 0.9813 GBP
7.375p ordinary Purchase 4,846 0.9736 GBP
7.375p ordinary Purchase 6,379 1.0017 GBP
7.375p ordinary Purchase 28,038 0.9993 GBP
7.375p ordinary Purchase 28,711 0.9952 GBP
7.375p ordinary Purchase 33,668 1.0019 GBP
7.375p ordinary Purchase 35,275 0.9941 GBP
7.375p ordinary Purchase 35,635 1.0020 GBP
7.375p ordinary Purchase 46,737 0.9939 GBP
7.375p ordinary Purchase 47,706 1.0004 GBP
7.375p ordinary Purchase 48,754 0.9857 GBP
7.375p ordinary Purchase 55,940 0.9979 GBP
7.375p ordinary Purchase 63,944 0.9860 GBP
7.375p ordinary Purchase 104,593 0.9866 GBP
7.375p ordinary Purchase 164,766 1.0032 GBP
7.375p ordinary Purchase 926,979 0.9959 GBP
7.375p ordinary Sale 1,117 0.9970 GBP
7.375p ordinary Sale 2,944 0.9905 GBP
7.375p ordinary Sale 4,134 0.9835 GBP
7.375p ordinary Sale 7,187 0.9900 GBP
7.375p ordinary Sale 7,450 0.9904 GBP
7.375p ordinary Sale 8,690 1.0020 GBP
7.375p ordinary Sale 12,487 0.9938 GBP
7.375p ordinary Sale 23,946 1.0070 GBP
7.375p ordinary Sale 30,116 0.9954 GBP
7.375p ordinary Sale 48,553 1.0015 GBP
7.375p ordinary Sale 59,976 1.0009 GBP
7.375p ordinary Sale 60,447 1.0082 GBP
7.375p ordinary Sale 171,754 0.9969 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
7.375p ordinary SWAP Long 15,234 0.9848 GBP
7.375p ordinary SWAP Long 25,000 0.9999 GBP
7.375p ordinary SWAP Long 27,217 0.9887 GBP
7.375p ordinary CFD Long 50,511 1.0043 GBP
7.375p ordinary SWAP Long 102,738 0.9996 GBP
7.375p ordinary SWAP Short 14 0.9992 GBP
7.375p ordinary SWAP Short 27 0.9999 GBP
7.375p ordinary SWAP Short 278 0.9985 GBP
7.375p ordinary SWAP Short 339 1.0016 GBP
7.375p ordinary SWAP Short 388 0.9947 GBP
7.375p ordinary SWAP Short 452 0.9880 GBP
7.375p ordinary SWAP Short 534 1.0019 GBP
7.375p ordinary SWAP Short 619 0.9882 GBP
7.375p ordinary SWAP Short 624 1.0011 GBP
7.375p ordinary SWAP Short 626 0.9951 GBP
7.375p ordinary SWAP Short 1,165 0.9997 GBP
7.375p ordinary SWAP Short 4,846 0.9736 GBP
7.375p ordinary SWAP Short 15,884 0.9988 GBP
7.375p ordinary SWAP Short 27,699 0.9993 GBP
7.375p ordinary SWAP Short 27,807 0.9952 GBP
7.375p ordinary SWAP Short 34,887 0.9941 GBP
7.375p ordinary SWAP Short 35,560 1.0020 GBP
7.375p ordinary CFD Short 35,611 1.0012 GBP
7.375p ordinary SWAP Short 47,172 1.0004 GBP
7.375p ordinary SWAP Short 48,302 0.9857 GBP
7.375p ordinary SWAP Short 55,316 0.9979 GBP
7.375p ordinary SWAP Short 63,325 0.9860 GBP
7.375p ordinary SWAP Short 119,667 1.0043 GBP
7.375p ordinary CFD Short 926,979 0.9959 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52377014&newsitemid=20210210005362&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=da8827788605f620adcce20fcf11ad63)
.
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