REG - JPMorgan Sec.Plc Marston's Plc - Form 8.5 (EPT/RI)- Marston’s plc

MarstonsAnnouncement

01/02/2021 11:50

RNS Number : 5659N
  
JPMorgan Securities Plc
  
01 February 2021
  
 

FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Marston's plc




(c) Name of the party to the offer with which exempt principal trader is connected:


JPM is acting as corporate broker to Marston's Plc




(d) Date dealing undertaken:


29 January 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




 Ordinary share


Purchase
 
Sale


2,951,596
 
1,988,883


0.9229 GBP
 
0.9374 GBP


0.7270 GBP
 
0.7065 GBP



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary share


Equity Swap
 


Decrease Long
 
 
 
 
 
 
 
 
 
 
 
 
Decrease Short
 
 
 
 
 
 
Increase Long
 
 
 
Increase Short
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Opening a long position
 
 
 
 
 
 
 
 
 
 
 
 
Opening a short position
 
 
 
 
 
 
 
 
 
 
 
 
 


10,354 
 650 
 5,365 
 639 
 110,757 
 134 
 1,020 
 4,120 
 421,482 
 153,220 
 9,323 
 45,664 
 
 405,509 
 13,819 
 28,962 
 13,190 
 20,000 
 7,854 
 
 37,891 
 42,640 
 12,932 
 
17,900 
 18,339 
 47,947 
 76,341 
 29,038 
 566 
 47,493 
 30,000 
 179 
 13,714 
 25,637 
 37,613 
 4,717 
 109 
 15 
 
 177,597 
 2,103 
 118,082 
 20,000 
 2,751 
 1,640 
 31,461 
 2,103 
 2,508 
 5,491 
 62,717 
 7,644 
 
1,255 
 233,858 
 4,755 
 110,000 
 85,609 
 3,800 
 44,000 
 5,578 
 76,255 
 154,000 
 44,000 
 2,987 
 55,000 
 20,000


0.7462 GBP
0.8119 GBP
0.8152 GBP
0.8177 GBP
0.8230 GBP
0.8231 GBP
0.8290 GBP
0.8376 GBP
0.8403 GBP
0.8547 GBP
0.8771 GBP
0.8880 GBP
 
0.7355 GBP
0.8208 GBP
0.8230 GBP
0.8430 GBP
0.8515 GBP
0.8527 GBP
 
0.7209 GBP
0.8200 GBP
0.9241 GBP
 
0.7681 GBP
0.7773 GBP
0.7983 GBP
0.8196 GBP
0.8230 GBP
0.8341 GBP
0.8460 GBP
0.8485 GBP
0.8495 GBP
0.8592 GBP
0.8598 GBP
0.8616 GBP
0.8640 GBP
0.8716 GBP
0.8745 GBP
 
0.8230 GBP
0.8340 GBP
0.8422 GBP
0.8430 GBP
0.8517 GBP
0.8605 GBP
0.8616 GBP
0.8635 GBP
0.8650 GBP
0.8655 GBP
0.8672 GBP
0.8708 GBP
 
0.7723 GBP
0.8230 GBP
0.8380 GBP
0.8450 GBP
0.8453 GBP
0.8515 GBP
0.8614 GBP
0.8640 GBP
0.8648 GBP
0.8652 GBP
0.8654 GBP
0.8655 GBP
0.8719 GBP
0.8765 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


1 February 2021




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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