REG - JPMorgan Sec.Plc Marston's Plc - Form 8.5 (EPT/RI)- Marston’s plc

MarstonsAnnouncement

08/02/2021 11:55

RNS Number : 3327O
  
JPMorgan Securities Plc
  
08 February 2021
  
 

FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Marston's plc




(c) Name of the party to the offer with which exempt principal trader is connected:


JPM is acting as corporate broker to Marston's Plc




(d) Date dealing undertaken:


5 February 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary Share


Purchase
 
Sale


2,431,975
 
1,942,067


1.0310 GBP
 
1.0255 GBP


0.9708 GBP
 
0.9500 GBP



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Decrease Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Decrease Short
 
 
 
 
Increase Long
 
 
Increase Short
 
 
Opening a Long Position
 
 
 
 
 
 
 
Opening a Short Position
 
 
 
 
 


1,308
13,125
17,201
9,494
7,713
15,032
6,353
1,168
274
52
12,804
9,554
315,249
20,384
 
4,000
10,000
1,053
8,730
 
49,563
33,377
 
2,544
13,900
 
10,243
272,189
37,318
36
132
10,561
4,317
 
 
52,628
769
87,091
827
10,475
183,006


0.9736 GBP
0.9857 GBP
0.9861 GBP
0.9942 GBP
0.9952 GBP
0.9979 GBP
0.9993 GBP
0.9994 GBP
0.9998 GBP
0.9999 GBP
1.0004 GBP
1.0020 GBP
1.0021 GBP
1.0071 GBP
 
0.9775 GBP
0.9820 GBP
1.0017 GBP
1.0037 GBP
 
0.9571 GBP
0.9875 GBP
 
0.9871 GBP
1.0034 GBP
 
0.9922 GBP
1.0020 GBP
1.0028 GBP
1.0030 GBP
1.0035 GBP
1.0045 GBP
1.0089 GBP
 
 
0.9877 GBP
0.9970 GBP
0.9978 GBP
1.0005 GBP
1.0008 GBP
1.0020 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


8 February 2021




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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