REG - JPMorgan Sec.Plc Marston's Plc - Form 8.5 (EPT/RI) - Marston’s plc

MarstonsAnnouncement

10/02/2021 11:15

RNS Number : 6311O
  
JPMorgan Securities Plc
  
10 February 2021
  
 

FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Marston's plc




(c) Name of the party to the offer with which exempt principal trader is connected:


JPM is acting as corporate broker to Marston's Plc




(d) Date dealing undertaken:


9 February 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A




 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary Share


Purchase
 
Sale


1,917,067
 
1,277,193


1.0400 GBP
 
1.0189 GBP


0.9895 GBP
 
0.9895 GBP




 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Decrease Long
 
 
 
 
 
 
 
 
 
 
Decrease Short
 
 
 
Increase Long
 
Increase Short
 
 
 
Opening a Long Position
 
 
 
 
 
 
Opening a Short Position
 
 
 
 
 
 


68,820
366,022
1,300
48,000
1,920
12,814
2,036
23,796
9,059
1,000
 
10,000
13,593
1,430
 
37,770
 
9,597
13,593
50,276
 
24,524
953
79,839
2,740
42,667
12,100
 
 
43,177
19,689
1,757
13,038
63,330
20,642
1,190


0.9895 GBP
1.0004 GBP
1.0018 GBP
1.0020 GBP
1.0023 GBP
1.0024 GBP
1.0089 GBP
1.0097 GBP
1.0151 GBP
1.0191 GBP
 
1.0000 GBP
1.0040 GBP
1.0042 GBP
 
1.0049 GBP
 
1.0002 GBP
1.0010 GBP
1.0076 GBP
 
0.9895 GBP
1.0000 GBP
1.0001 GBP
1.0004 GBP
1.0069 GBP
1.0149 GBP
 
 
0.9895 GBP
0.9896 GBP
1.0010 GBP
1.0033 GBP
1.0046 GBP
1.0059 GBP
1.0090 GBP




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




 


 


 


 


 


 


 


 




 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




 


 


 


 


 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




 


 
 


 


 




 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 




 
 




Date of disclosure:


10 February 2021




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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