REG - Numis Corporation - Holding(s) in Company

NumisAnnouncement

21/08/2023 12:30

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RNS Number : 9529J  Numis Corporation PLC  21 August 2023

NUMIS CORPORATION PLC

 

21 AUGUST 2023

 

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                    Numis Corporation Plc
 which voting rights are attached(ii):
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                      X
 An acquisition or disposal of financial instruments                                                                                                                                                                                              X
 An event changing the breakdown of voting rights
 Other (please specify)(iii):
 3. Details of person subject to the notification obligation(iv)
 Name                                                                                                                                                         Jefferies Financial Group Inc.
 City and country of registered office (if applicable)                                                                                                        New York, United States
 4. Full name of shareholder(s) (if different from 3.)(v)
 Name
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached(vi):                                                                                                   17(th) August 2023
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                               18(th) August 2023
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments      Total of both in % (8.A + 8.B)  Total number of voting rights of issuer(vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  0%                                                     5.05%                                                 5.05%                           5,555,718
 Position of previous notification (if

 applicable)

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(viii)
 Class/type of                                    Number of voting rights(ix)                                                                                 % of voting rights

shares

 ISIN code (if possible)
                                                  Direct                                          Indirect                                                    Direct                                           Indirect

                                                  (Art 9 of Directive 2004/109/EC) (DTR5.1)       (Art 10 of Directive 2004/109/EC) (DTR5.2.1)                (Art 9 of Directive 2004/109/EC) (DTR5.1)        (Art 10 of Directive 2004/109/EC) (DTR5.2.1)

 SUBTOTAL 8. A

 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
 (DTR5.3.1.1 (a))
 Type of financial instrument                     Expiration              Exercise/                                                   Number of voting rights that may be acquired if the instrument is        % of voting rights

date(x)
Conversion Period(xi)

                                                                                                                                      exercised/converted.
 Tri-Party - with right of recall                 Open Expiration                                                                     5,055,718                                                                4.59%
 Stock Loan - with right of recall                Open Expiration                                                                     500,000                                                                  0.45%

                                                                          SUBTOTAL 8. B 1                                             5,555,718                                                                5.05%

 B 2: Financial Instruments with similar economic effect according to Art.
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 Type of financial instrument  Expiration                                 Exercise/                                 Physical or cash                                                  Number of voting rights  % of voting rights

date(x)
Conversion Period (xi)

                                                                                                                    settlement(xii)

                                                                                                                    SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer(xiii)
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                  X
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(xiv) (please add additional rows as
 necessary)
 Name(xv)                         % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                              than the notifiable threshold
 Jefferies Financial Group Inc.
 Jefferies International Limited  0%                                                                          5.05%                                                                       5.05%

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 11. Additional information(xvi)

 

 Place of completion  London, United Kingdom
 Date of completion   18(th) August 2023

 

 

The total number of Numis shares held in Treasury is 4,363,989 (3.97%), the
number of ordinary shares is 114,367,448 and the total number of voting rights
in the company is 110,003,459 which is the number which may be used by the
shareholders as the denominator for calculations by which they will determine
if they are required to notify their interest in, or a change to their
interests in, the Company under the FCA's Disclosure and Transparency Rules.

 

The information communicated within this announcement is deemed to constitute
inside information as stipulated under the Market Abuse Regulations (EU) No.
596/2014 which is part of UK law by virtue of the European Union (withdrawal)
Act 2018. Upon the publication of this announcement, this inside information
is now considered to be in the public domain.

 

 

21 August 2023

 

END

 

Contacts

 

Numis:

Noreen Biddle-Shah, Head of Corporate Communications
         020 7260 1441

 

 

FTI Consulting:

Edward
Bridges
07768 216607

Daisy Hall
 
                            07807 298568

 

 

Grant Thornton UK LLP (Nominated Adviser):

Philip Secrett
 
                           020 7728 2578

Harrison J
Clarke
          020 7184 4384

 

 

 

 

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