REG - Numis Corporation JPMorgan Chase & Co - Holding(s) in Company

NumisAnnouncement

05/10/2023 12:30

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RNS Number : 8539O  Numis Corporation PLC  05 October 2023

Numis Corporation PLC

5 October 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B05M6465

Issuer Name

NUMIS CORPORATION PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

4. Details of the shareholder

 Name                        City of registered office  Country of registered office
 J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

02-Oct-2023

6. Date on which Issuer notified

04-Oct-2023

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  6.005352                                              0.190176                                                                   6.195528                        6815309
 Position of previous notification (if applicable)                          5.986762                                              0.190277                                                                   6.177039

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00B05M6465                                                                          6606105                                                                          6.005352
 Sub Total 8.A                                6606105                                                                               6.005352%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted

 Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Cash-settled Equity Swap      17/07/2024       17/07/2024                  Cash                         180000                   0.163631
 Cash-settled Equity Swap      03/09/2024       03/09/2024                  Cash                         7605                     0.006913
 Cash-settled Equity Swap      15/08/2028       15/08/2028                  Cash                         21599                    0.019632
 Sub Total 8.B2                                                                                          209204                   0.190176%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking             % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                     than the notifiable threshold
 JPMorgan Chase & Co.         J.P. Morgan Securities plc                 6.005352                                                                                                                                                6.195528%
 JPMorgan Chase & Co.         JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

04-Oct-2023

13. Place Of Completion

London

 

 

 

 

The total number of Numis shares held in Treasury is 4,363,989 (3.97%), the
number of ordinary shares is 114,367,448 and the total number of voting rights
in the company is 110,003,459 which is the number which may be used by the
shareholders as the denominator for calculations by which they will determine
if they are required to notify their interest in, or a change to their
interests in, the Company under the FCA's Disclosure and Transparency Rules.

 

The information communicated within this announcement is deemed to constitute
inside information as stipulated under the Market Abuse Regulations (EU) No.
596/2014 which is part of UK law by virtue of the European Union (withdrawal)
Act 2018. Upon the publication of this announcement, this inside information
is now considered to be in the public domain.

 

5 October 2023

 

END

 

Contacts

Numis:

Noreen Biddle-Shah, Head of Corporate Communications

020 7260 1441

 

FTI Consulting:

Edward Bridges          07768 216607

 Daisy Hall                 07807 298568

 

Grant Thornton UK LLP (Nominated Adviser):

Philip Secret               020 7728 2578

Harrison J Clarke        020 7184 4384

 

 

 

 

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