REG-Pershing Square Holdings, Ltd. Pershing Square Holdings, Ltd.: Notification and Public Disclosure of Transactions
07/04/2021 07:00
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Pershing Square Holdings, Ltd.: Notification and Public Disclosure of
Transactions
Pershing Square Holdings, Ltd. (LN:PSH) (LN:PSHD) (NA:PSH) released the below
standard form for notification of major holdings.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i )
1a. Identity of the issuer or the underlying issuer of existing shares to Pershing Square Holdings, Ltd.
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
“X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii): Notifiable change in the categories of voting X
rights
3. Details of person subject to the notification obligation (iv)
Name William A. Ackman
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached (vi): 29 March 2021
6. Date on which issuer notified (DD/MM/YYYY): 6 April 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares
through financial
(8.A + 8.B)
voting rights held
(total of 8. A)
instruments
in issuer
(total of 8.B 1 + 8.B 2)
(8.A + 8.B) (vii)
Resulting situation on the date on which threshold was crossed or reached 10.39% 10.39% 41,444,970
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GG00BPFJTF46 27,376,889 14,068,081 6.86% 3.53%
SUBTOTAL 8. A 41,444,970 10.39%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
William A. Ackman 6.86% 6.86%
William A. Ackman
WAFH LLC
William A. Ackman
Liza Ackman UTMA
William A. Ackman
Esiloe 2010 Trust
William A. Ackman
Culy 2010 Trust
William A. Ackman
Azil 2010 Trust
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
See announcement “Pershing Square Holdings, Ltd. Notes Insider
Transactions” on 1 April 2021. On 29 March 2021, William A. Ackman exercised
previously purchased call options held by WAFH LLC referencing 14,000,000 PSH
Public Shares.
Place of completion United States
Date of completion 6 April 2021
About Pershing Square Holdings, Ltd.
Pershing Square Holdings, Ltd. (LN:PSH) (LN:PSHD) (NA:PSH) is an investment
holding company structured as a closed‐ended fund that makes concentrated
investments principally in North American domiciled companies.
Category: (PSH:InsiderTransactions)
Media
Camarco
Ed Gascoigne‐Pees / Hazel Stevenson +44 020 3757 4989,
Media-PershingSquareHoldings@camarco.co.uk
(mailto:Media-PershingSquareHoldings@camarco.co.uk)
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