REG - Phoenix Group Hldgs - Holding(s) in Company

Phoenix groupAnnouncement

29/06/2021 16:15

RNS Number : 5391D
  
Phoenix Group Holdings PLC
  
29 June 2021
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: 


Phoenix Group Holdings Plc




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify) iii:








3. Details of person subject to the notification obligation iv




Name


Swiss Re Finance Midco (Jersey) Limited




City and country of registered office (if applicable)


St Helier, Jersey




4. Full name of shareholder(s) (if different from 3.) v




Name








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reached vi:


25/06/2021




6. Date on which issuer notified (DD/MM/YYYY):


28/06/2021




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights held in issuer (8.A + 8.B) vii




Resulting situation on the date on which threshold was crossed or reached


6.63


0.0


6.63


66199917




Position of previous notification (if 
applicable)


13.25


0.0


13.25 
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rights ix


% of voting rights




Direct
(DTR5.1)


Indirect
 (DTR5.2.1)


Direct
(DTR5.1)


Indirect
(DTR5.2.1)




GB00BGXQNP29


66199917


0


6.63


0.0
















































SUBTOTAL 8. A


66199917


6.63




 
 




B 1: Financial Instruments according to DTR5.3.1R (1) (a)




Type of financial instrument


Expiration

date x


Exercise/

Conversion Period xi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)




Type of financial instrument


Expiration

date x


Exercise/

Conversion Period xi


Physical or cash 
Settlement xii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv








Name xv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Swiss Re Ltd


6.63


0.0


6.63




Swiss Re Life Capital Ltd


6.63


0.0


6.63




Swiss Re Finance Holdings (Jersey) Limited


6.63


0.0


6.63




Swiss Re Finance (Jersey) Limited


6.63


0.0


6.63




Swiss Re Finance Midco (Jersey) Limited


6.63


0.0


6.63










10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional information xvi




Sale by Swiss Re Finance Midco (Jersey) Limited of 66,199,917 ordinary shares of Phoenix Group Holdings plc. Swiss Re Finance Midco (Jersey) Limited previously held 132,399,834 ordinary shares (representing 13.25% of Phoenix Group Holdings plc's issued share capital) and following completion of sale  holds 66,199,917 ordinary shares (representing 6.63% of Phoenix Group Holdings plc's issued share capital)










 



Place of completion


London




Date of completion


28 June 2021 (per submitted FCA TR-1 form)



 
 
 

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