REG - Paternoster Res. - Holding(s) in Company

Riverfort Global OpportunitiesAnnouncement

17/07/2018 18:00

RNS Number : 9501U
Paternoster Resources PLC
17 July 2018
 


17 July 2018
 
Paternoster Resources plc
 
("Paternoster" or the "Company")
 
 Holding(s) in Company
Paternoster, the investment company listed on AIM, has received a TR-1 which is reproduced without amendment below. 
For more information please contact:



Paternoster Resources plc:


+44 20 7580 7576




Nicholas Lee, Chairman


















Nominated Advisor:


+44 20 7628 3396




Beaumont Cornish Limited
Roland Cornish
Rosalind Hill Abrahams


















Joint Broker:


+44 20 7186 9950




Shard Capital Partners LLP               
Damon Heath
Erik Woolgar


















Joint Broker:


+44 20 7562 3351




Peterhouse Corporate Finance         
Lucy Williams







 
 
TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:


Paternoster Resources plc Ord 0.1p




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


James Lewis




City and country of registered office (if applicable)


London, England




4. Full name of shareholder(s) (if different from 3.)v




Name








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reachedvi:


26 June 2018




6. Date on which issuer notified (DD/MM/YYYY):


16 July 2018




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


3.86%






3.86%


6,289,335,226




Position of previous notification (if
applicable)


5.03%






5.03%
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




Ordinary Shares 0.1p
GB0001636918






242,954,545






3.86%
















































SUBTOTAL 8. A


242,954,545


3.86%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash
settlementxii


Number of voting rights


% of voting rights






























































































SUBTOTAL 8.B.2












 
 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Shard Capital Limited


3.16%






3.16%




Shard Capital Management Limited (Gibralter)


0.44%






0.44%




James Lewis


0.27%






0.27%














































10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional informationxvi




Gareth Burchell
Shard Capital Partners LLP
0207 186 9951










 



Place of completion


London, England




Date of completion


16 July 2018



 




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