JP Morgan Sec LLC Osmotica Pharma. - Osmotica Pharmaceuticals plc 8.3

RVL Pharmaceuticals

11/03/2021 14:49

RNS Number : 9987R

J.P. Morgan Securities LLC

11 March 2021

 

Ap19

 

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1.       KEY INFORMATION

 

Nameofpersondealing(Note1)
J.P. Morgan Securities LLC
Companydealtin
Osmotica Pharmaceuticals plc
Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate(Note2)
US$0.01 ordinary shares
Dateofdealing
10 March 2021

 

2.         INTERESTS AND SHORT POSITIONS

 

(a)        Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Long
Short
Number
(%)
Number
(%)
(1)Relevantsecurities
1,702,298 2.71
43,212 0.07
(2)Derivatives(otherthanoptions)
1,366 0.00
(3)Optionsandagreementstopurchase/sell
Total
1,702,298 2.71
44,578 0.07


 

 

 

Ap20

 

 

1.       DEALINGS (Note 4)

 

(a)      Purchases and sales

 

Purchase/sale
Numberofrelevantsecurities
Priceperunit(USD)
(Note5)
Purchase(New Borrow)
Sale(New Loan)
Purchases
Purchases
Purchases
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
76,700
2,400
242
39
986
136
39
203
986
434
100
100
13
N/A
N/A
3.6800 USD
3.6805 USD
3.7265 USD
3.6800 USD
3.6805 USD
3.7009 USD
3.7265 USD
3.7385 USD
3.7400 USD
3.7700 USD
3.8085 USD

 

 

(b)      Derivatives transactions (other than options transactions)

 

Productname,
e.g.CFD
Natureoftransaction
(Note6)
Numberofrelevantsecurities
(Note7)
Priceperunit
(USD)
(Note5)
Equity Swap
Long
Short
986
39
3.7265 USD
3.6804 USD

 

 

(c)      Options transactions in respect of existing relevant securities

 

 

(i)       Writing, selling, purchasing or varying

 

Productname,
e.g.calloption
Writing,selling,purchasing,varyingetc.
Numberofsecurities towhichtheoptionrelates(Note7)
Exercise price
Type,e.g.American,Europeanetc.
Expiry date
Optionmoney paid/receivedperunit(Note5)


 

(ii)      Exercising

 

Productname,
e.g.calloption
Numberofsecurities
Exercisepriceper unit(Note5)


 

(d)      Other dealings (including transactions in respect of new securities) (Note 4)

 

Natureoftransaction
(Note8)
Details
Priceperunit
(if applicable) (Note 5)


 

 

 

 

 

 

 

 

 

 

                       Ap21

 

2.       OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred 

to on this form is referenced. If none, this should be stated.

 

     None

 

 

 

 

 

 

 

 

Is a Supplemental Form 8 attached? (Note 9)                                            NO

 

Dateofdisclosure
11 March 2021
Contactname
Alwyn Basch
Telephonenumber
0207 742 7407
IfaconnectedEFM,nameofofferee/offerorwithwhichconnected
N/A
IfaconnectedEFM,statenatureofconnection(Note10)
N/A

 

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