REG - Scot.Mort Inv Tst - Holding(s) in Company
21/03/2024 17:15
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RNS Number : 8593H Scottish Mortgage Inv Tst PLC 21 March 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing shares to SCOTTISH MORTGAGE INVESTMENT TRUST PLC
which voting rights are attached(ii):
Legal Entity Identifier: 213800G37DCS3Q9IJM38
Ticker: SMT
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)(iii) (-) Acquisition of voting rights as a result of
introduction of new holding company following a scheme of arrangement
3. Details of person subject to the notification obligation(iv)
Name Elliott Investment Management, L.P
City and country of registered office (if applicable) Delaware
4. Full name of shareholder(s) (if different from 3.)(v)
Name Elliott International, L.P,
Elliott Associates, L.P,
The Liverpool Limited Partnership
City and country of registered office (if applicable) Grand Cayman, Cayman Islands; Delaware, US; Hamilton, Bermuda
5. Date on which the threshold was crossed or reached(vi): 19/03/2024
6. Date on which issuer notified (DD/MM/YYYY): 21/03/2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer(vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 0.468% 4.569% 5.037% 1,393,451,685
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BLDYK618 6,521,795 0.468%
SUBTOTAL 8. A 6,521,795 0.468%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
Equity Swap 19/02/27 Cash 34,391,976 2.468%
Equity Swap 03/11/27 Cash 10,700,000 0.768%
Equity Swap 14/01/28 Cash 16,570,718 1.189%
Equity Swap 23/09/27 Cash 2,000,000 0.144%
SUBTOTAL 8.B.2 63,662,694 4.569%
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Paul Singer 0.468% 4.569% 5.037%
Elliott Investment Management GP LLC 0.468% 4.569% 5.037%
Elliott Investment Management LP 0.468% 4.569% 5.037%
Elliott International, L.P 0.318% 3.107% 3.425%
Elliott Associates, L.P 0% 1.462% 1.462%
The Liverpool Limited Partnership 0.150% 0% 0.150%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Place of completion London, UK
Date of completion 21/03/2024
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