REG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
24/04/2023 17:30
============
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities
Trading Act] with the objective of Europe-wide distribution
24-Apr-2023 / 18:24 CET/CEST
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
┌──────────────────────────────┬─────────────────────┐
│Name: │TUI AG │
├──────────────────────────────┼─────────────────────┤
│Street: │Karl-Wiechert-Allee 4│
├──────────────────────────────┼─────────────────────┤
│Postal code: │30625 │
├──────────────────────────────┼─────────────────────┤
│City: │Hannover │
│ │Germany │
├──────────────────────────────┼─────────────────────┤
│Legal Entity Identifier (LEI):│529900SL2WSPV293B552 │
└──────────────────────────────┴─────────────────────┘
2. Reason for notification
┌─┬────────────────────────────────────────────────────────────────────────┐
│X│Acquisition/disposal of shares with voting rights │
├─┼────────────────────────────────────────────────────────────────────────┤
│ │Acquisition/disposal of instruments │
├─┼────────────────────────────────────────────────────────────────────────┤
│ │Change of breakdown of voting rights │
├─┼────────────────────────────────────────────────────────────────────────┤
│X│Other reason: │
│ │Non-applying of trading book exemption according to sec. 36 para. 1 WpHG│
└─┴────────────────────────────────────────────────────────────────────────┘
3. Details of person subject to the notification obligation
┌─────────────────────────────────────────────────┐
│Legal entity: Société Générale S.A. │
│City of registered office, country: Paris, France│
└─────────────────────────────────────────────────┘
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
┌─┐
│ │
└─┘
5. Date on which threshold was crossed or reached:
┌───────────┐
│17 Apr 2023│
└───────────┘
6. Total positions
┌────────────┬───────────────┬──────────────────┬──────────┬────────────────────────┐
│ │ % of voting│% of voting rights│ Total of│ │
│ │rights attached│ through│ both in %│ Total number of voting│
│ │ to shares│ instruments│ (7.a. +│ rights pursuant to Sec.│
│ │(total of 7.a.)│ (total of 7.b.1 +│ 7.b.)│ 41 WpHG│
│ │ │ 7.b.2)│ │ │
├────────────┼───────────────┼──────────────────┼──────────┼────────────────────────┤
│New │ 0.75 %│ 4.82 %│ 5.56 %│ 178520585│
├────────────┼───────────────┼──────────────────┼──────────┼────────────────────────┤
│Previous │ 0 %│ 0 %│ 0 %│ /│
│notification│ │ │ │ │
└────────────┴───────────────┴──────────────────┴──────────┴────────────────────────┘
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
┌────────────┬─────────────────────────────┬─────────────────────────────┐
│ISIN │ Absolute │ In % │
├────────────┼──────────────┬──────────────┼──────────────┬──────────────┤
│ │ Direct│ Indirect│ Direct│ Indirect│
│ │(Sec. 33 WpHG)│(Sec. 34 WpHG)│(Sec. 33 WpHG)│(Sec. 34 WpHG)│
├────────────┼──────────────┼──────────────┼──────────────┼──────────────┤
│DE000TUAG505│ 1330136│ 0│ 0.75 %│ 0.00 %│
├────────────┼──────────────┴──────────────┼──────────────┴──────────────┤
│Total │ 1330136 │ 0.75 % │
└────────────┴─────────────────────────────┴─────────────────────────────┘
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
┌─────────────────────┬──────────────────────┬──────────────────────┬────────┬──────┐
│ │Expiration or maturity│Exercise or conversion│ Voting│Voting│
│Type of instrument │date │period │ rights│rights│
│ │ │ │absolute│ in %│
├─────────────────────┼──────────────────────┼──────────────────────┼────────┼──────┤
│Right to recall lent │N/A │N/A │ 144156│0.08 %│
│securities │ │ │ │ │
├─────────────────────┼──────────────────────┼──────────────────────┼────────┼──────┤
│Convertible Bonds │30.03.2028 │30.03.2028 │ 1544766│0.87 %│
├─────────────────────┼──────────────────────┼──────────────────────┼────────┼──────┤
│Certificates │23.06.2023-22.12.2023 │23.06.2023-22.12.2023 │ 341988│0.19 %│
├─────────────────────┼──────────────────────┼──────────────────────┼────────┼──────┤
│ │ │Total │ 2030910│1.14 %│
└─────────────────────┴──────────────────────┴──────────────────────┴────────┴──────┘
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
┌────────────┬─────────────────────┬─────────────────────┬──────────┬────────┬──────┐
│Type of │Expiration or │Exercise or │Cash or │ Voting│Voting│
│instrument │maturity date │conversion period │physical │ rights│rights│
│ │ │ │settlement│absolute│ in %│
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│OTC Call │ │ │ │ │ │
│Options on │03.01.2033 │Until 03.01.2033 │Cash │ 248296│0.14 %│
│Basket │ │ │ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Certificates│28.04.2023 │28.04.2023 │Cash │ 1730│ 0 %│
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Contracts │ │ │ │ │ │
│For │N/A │N/A │Cash │ 1979433│1.11 %│
│Difference │ │ │ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│OTC Call │16.06.2023-03.01.2033│Until │Cash │ 1198462│0.67 %│
│Options │ │16.06.2023-03.01.2033│ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│OTC Put │03.01.2033 │Until 03.01.2033 │Cash │ 1879549│1.05 %│
│Options │ │ │ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Listed Put │16.06.2023 │Until 16.06.2023 │Cash │ 104194│0.06 %│
│Options │ │ │ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Listed Call │16.06.2023-03.01.2033│Until │Cash │ 626202│0.35 %│
│Warrants │ │16.06.2023-03.01.2033│ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Listed Call │ │ │ │ │ │
│Warrants on │03.01.2033 │03.01.2033 │Cash │ 78634│0.04 %│
│Basket │ │ │ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│Listed Put │03.01.2025-03.01.2033│Until │Cash │ 454470│0.25 %│
│Warrants │ │03.01.2025-03.01.2033│ │ │ │
├────────────┼─────────────────────┼─────────────────────┼──────────┼────────┼──────┤
│ │ │ │Total │ 6570970│3.68 %│
└────────────┴─────────────────────┴─────────────────────┴──────────┴────────┴──────┘
8. Information in relation to the person subject to the notification obligation
┌─┬─────────────────────────────────────────────────────────────────────────────────┐
│ │Person subject to the notification obligation is not controlled nor does it │
│ │control any other undertaking(s) that directly or indirectly hold(s) an interest │
│ │in the (underlying) issuer (1.). │
├─┼─────────────────────────────────────────────────────────────────────────────────┤
│X│Full chain of controlled undertakings starting with the ultimate controlling │
│ │natural person or legal entity: │
└─┴─────────────────────────────────────────────────────────────────────────────────┘
┌────────────────┬──────────────────┬───────────────────────────────┬───────────────┐
│ │% of voting rights│ % of voting rights through│ Total of both│
│Name │(if at least 3% or│ instruments (if at least 5% or│(if at least 5%│
│ │ more)│ more)│ or more)│
├────────────────┼──────────────────┼───────────────────────────────┼───────────────┤
│Société Générale│ %│ %│ %│
│S.A. │ │ │ │
├────────────────┼──────────────────┼───────────────────────────────┼───────────────┤
│Société Générale│ %│ %│ %│
│Effekten GmbH │ │ │ │
└────────────────┴──────────────────┴───────────────────────────────┴───────────────┘
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1
sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
┌───────────────────────────┬─────────────────────────┬─────────────┐
│Proportion of voting rights│Proportion of instruments│Total of both│
├───────────────────────────┼─────────────────────────┼─────────────┤
│ %│ %│ %│
└───────────────────────────┴─────────────────────────┴─────────────┘
10. Other explanatory remarks:
┌─┐
│ │
└─┘
Date
┌───────────┐
│21 Apr 2023│
└───────────┘
═════════════════════════════════════════════════════════════════════════════════════
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
═════════════════════════════════════════════════════════════════════════════════════
ISIN: DE000TUAG505
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 239151
EQS News ID: 1615615
End of Announcement EQS News Service
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AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Announcement