REG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
27/04/2023 16:30
============
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German
Securities Trading Act] with the objective of Europe-wide distribution
27-Apr-2023 / 17:19 CET/CEST
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
┌──────────────────────────────┬─────────────────────┐
│Name: │TUI AG │
├──────────────────────────────┼─────────────────────┤
│Street: │Karl-Wiechert-Allee 4│
├──────────────────────────────┼─────────────────────┤
│Postal code: │30625 │
├──────────────────────────────┼─────────────────────┤
│City: │Hannover │
│ │Germany │
├──────────────────────────────┼─────────────────────┤
│Legal Entity Identifier (LEI):│529900SL2WSPV293B552 │
└──────────────────────────────┴─────────────────────┘
2. Reason for notification
┌─┬─────────────────────────────────────────────────┐
│X│Acquisition/disposal of shares with voting rights│
├─┼─────────────────────────────────────────────────┤
│ │Acquisition/disposal of instruments │
├─┼─────────────────────────────────────────────────┤
│ │Change of breakdown of voting rights │
├─┼─────────────────────────────────────────────────┤
│ │Other reason: │
└─┴─────────────────────────────────────────────────┘
3. Details of person subject to the notification obligation
┌─────────────────────────────────────────────────────────────────────────────┐
│Legal entity: JPMorgan Chase & Co. │
│City of registered office, country: Wilmington, Delaware, United States of │
│America (USA) │
└─────────────────────────────────────────────────────────────────────────────┘
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
┌─┐
│ │
└─┘
5. Date on which threshold was crossed or reached:
┌───────────┐
│24 Apr 2023│
└───────────┘
6. Total positions
┌────────────┬───────────┬─────────────────┬─────────┬────────────────────────┐
│ │% of voting│ % of voting│ │ │
│ │ rights│ rights through│ Total of│ Total number of voting│
│ │attached to│ instruments│both in %│ rights pursuant to Sec.│
│ │ shares│(total of 7.b.1 +│ (7.a. +│ 41 WpHG│
│ │ (total of│ 7.b.2)│ 7.b.)│ │
│ │ 7.a.)│ │ │ │
├────────────┼───────────┼─────────────────┼─────────┼────────────────────────┤
│New │ 1.19 %│ 1.95 %│ 3.13 %│ 507431033│
├────────────┼───────────┼─────────────────┼─────────┼────────────────────────┤
│Previous │ 3.48 %│ 4.32 %│ 7.80 %│ /│
│notification│ │ │ │ │
└────────────┴───────────┴─────────────────┴─────────┴────────────────────────┘
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
┌────────────┬─────────────────────────────┬─────────────────────────────┐
│ISIN │ Absolute │ In % │
├────────────┼──────────────┬──────────────┼──────────────┬──────────────┤
│ │ Direct│ Indirect│ Direct│ Indirect│
│ │(Sec. 33 WpHG)│(Sec. 34 WpHG)│(Sec. 33 WpHG)│(Sec. 34 WpHG)│
├────────────┼──────────────┼──────────────┼──────────────┼──────────────┤
│DE000TUAG505│ 0│ 6017681│ 0.00 %│ 1.19 %│
├────────────┼──────────────┴──────────────┼──────────────┴──────────────┤
│Total │ 6017681 │ 1.19 % │
└────────────┴─────────────────────────────┴─────────────────────────────┘
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
┌───────────────────────────┬─────────────┬───────────┬─────────────┬─────────┐
│ │Expiration or│Exercise or│Voting rights│ Voting│
│Type of instrument │maturity date│conversion │ absolute│rights in│
│ │ │period │ │ %│
├───────────────────────────┼─────────────┼───────────┼─────────────┼─────────┤
│Right to recall shares lent│n/a │n/a │ 10000│ 0 %│
│out │ │ │ │ │
├───────────────────────────┼─────────────┼───────────┼─────────────┼─────────┤
│Internal right to recall │n/a │n/a │ 1043751│ 0.21 %│
│shares lent out │ │ │ │ │
├───────────────────────────┼─────────────┼───────────┼─────────────┼─────────┤
│ │ │Total │ 1053751│ 0.21 %│
└───────────────────────────┴─────────────┴───────────┴─────────────┴─────────┘
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
┌────────────────────────────┬──────────┬──────────┬──────────┬────────┬──────┐
│ │Expiration│Exercise │Cash or │ Voting│Voting│
│Type of instrument │or │or │physical │ rights│rights│
│ │maturity │conversion│settlement│absolute│ in %│
│ │date │period │ │ │ │
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│Third Party convertible │16/04/2028│16/04/2028│Physical │ 112482│0.02 %│
│bonds - right of use held │ │ │ │ │ │
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│Convertible bonds │16/04/2028│16/04/2028│Physical │ 4090628│0.81 %│
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│Right to recall convertible │16/04/2028│16/04/2028│Physical │ 674896│0.13 %│
│bonds lent out │ │ │ │ │ │
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│ │22/05/2023│22/05/2023│ │ │ │
│Equity Swap │– │– │Cash │ 3729339│0.73 %│
│ │18/07/2029│18/07/2029│ │ │ │
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│Cash-settled Call Options │08/06/2023│08/06/2023│Cash │ 89089│0.02 %│
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│15/12/2023Physically-settled│15/12/2023│15/12/2023│Physical │ 120200│0.02 %│
│Call Options │ │ │ │ │ │
├────────────────────────────┼──────────┼──────────┼──────────┼────────┼──────┤
│ │ │ │Total │ 8816634│1.74 %│
└────────────────────────────┴──────────┴──────────┴──────────┴────────┴──────┘
8. Information in relation to the person subject to the notification obligation
┌─┬───────────────────────────────────────────────────────────────────────────┐
│ │Person subject to the notification obligation is not controlled nor does it│
│ │control any other undertaking(s) that directly or indirectly hold(s) an │
│ │interest in the (underlying) issuer (1.). │
├─┼───────────────────────────────────────────────────────────────────────────┤
│X│Full chain of controlled undertakings starting with the ultimate │
│ │controlling natural person or legal entity: │
└─┴───────────────────────────────────────────────────────────────────────────┘
┌──────────────────────┬─────────────┬──────────────────────────┬─────────────┐
│ │ % of voting│% of voting rights through│Total of both│
│Name │rights (if at│ instruments (if at least│ (if at least│
│ │ least 3% or│ 5% or more)│ 5% or more)│
│ │ more)│ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase & Co. │ %│ %│ %│
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase Bank, │ %│ %│ %│
│National Association │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan │ │ │ │
│International Finance │ %│ %│ %│
│Limited │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan Capital │ %│ %│ %│
│Holdings Limited │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan Securities│ %│ %│ %│
│plc │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│- │ %│ %│ %│
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase & Co. │ %│ %│ %│
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase │ %│ %│ %│
│Holdings LLC │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan │ │ │ │
│Broker-Dealer Holdings│ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan Securities│ %│ %│ %│
│LLC │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│- │ %│ %│ %│
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase & Co. │ %│ %│ %│
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│JPMorgan Chase Bank, │ %│ %│ %│
│National Association │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan │ │ │ │
│International Finance │ %│ %│ %│
│Limited │ │ │ │
├──────────────────────┼─────────────┼──────────────────────────┼─────────────┤
│J.P. Morgan Structured│ %│ %│ %│
│Products B.V. │ │ │ │
└──────────────────────┴─────────────┴──────────────────────────┴─────────────┘
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para.
1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
┌───────────────────────────┬─────────────────────────┬─────────────┐
│Proportion of voting rights│Proportion of instruments│Total of both│
├───────────────────────────┼─────────────────────────┼─────────────┤
│ %│ %│ %│
└───────────────────────────┴─────────────────────────┴─────────────┘
10. Other explanatory remarks:
┌─┐
│ │
└─┘
Date
┌───────────┐
│26 Apr 2023│
└───────────┘
═══════════════════════════════════════════════════════════════════════════════
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
═══════════════════════════════════════════════════════════════════════════════
ISIN: DE000TUAG505
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 240175
EQS News ID: 1619645
End of Announcement EQS News Service
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AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
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