REG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03/05/2023 14:30
============
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German
Securities Trading Act] with the objective of Europe-wide distribution
03-May-2023 / 15:18 CET/CEST
The issuer is solely responsible for the content of this announcement.
══════════════════════════════════════════════════════════════════════════
Notification of Major Holdings
1. Details of issuer
┌──────────────────────────────┬─────────────────────┐
│Name: │TUI AG │
├──────────────────────────────┼─────────────────────┤
│Street: │Karl-Wiechert-Allee 4│
├──────────────────────────────┼─────────────────────┤
│Postal code: │30625 │
├──────────────────────────────┼─────────────────────┤
│City: │Hannover │
│ │Germany │
├──────────────────────────────┼─────────────────────┤
│Legal Entity Identifier (LEI):│529900SL2WSPV293B552 │
└──────────────────────────────┴─────────────────────┘
2. Reason for notification
┌─┬─────────────────────────────────────────────────┐
│X│Acquisition/disposal of shares with voting rights│
├─┼─────────────────────────────────────────────────┤
│X│Acquisition/disposal of instruments │
├─┼─────────────────────────────────────────────────┤
│ │Change of breakdown of voting rights │
├─┼─────────────────────────────────────────────────┤
│ │Other reason: │
└─┴─────────────────────────────────────────────────┘
3. Details of person subject to the notification obligation
┌────────────────────────────────────────────────────────────────────────┐
│Legal entity: Morgan Stanley │
│City of registered office, country: Wilmington, Delaware, United States │
│of America (USA) │
└────────────────────────────────────────────────────────────────────────┘
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
┌─┐
│ │
└─┘
5. Date on which threshold was crossed or reached:
┌───────────┐
│24 Apr 2023│
└───────────┘
6. Total positions
┌────────────┬───────────┬───────────────┬────────┬──────────────────────┐
│ │% of voting│ % of voting│Total of│ │
│ │ rights│ rights through│ both in│Total number of voting│
│ │attached to│ instruments│ %│ rights pursuant to│
│ │ shares│(total of 7.b.1│ (7.a. +│ Sec. 41 WpHG│
│ │ (total of│ + 7.b.2)│ 7.b.)│ │
│ │ 7.a.)│ │ │ │
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│New │ 2.32 %│ 3.06 %│ 5.38 %│ 507431033│
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│Previous │ 2.39 %│ n/a %│ 2.39 %│ /│
│notification│ │ │ │ │
└────────────┴───────────┴───────────────┴────────┴──────────────────────┘
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
┌────────────┬─────────────────────────────┬─────────────────────────────┐
│ISIN │ Absolute │ In % │
├────────────┼──────────────┬──────────────┼──────────────┬──────────────┤
│ │ Direct│ Indirect│ Direct│ Indirect│
│ │(Sec. 33 WpHG)│(Sec. 34 WpHG)│(Sec. 33 WpHG)│(Sec. 34 WpHG)│
├────────────┼──────────────┼──────────────┼──────────────┼──────────────┤
│DE000TUAG505│ 0│ 11769602│ 0 %│ 2.32 %│
├────────────┼──────────────┴──────────────┼──────────────┴──────────────┤
│Total │ 11769602 │ 2.32 % │
└────────────┴─────────────────────────────┴─────────────────────────────┘
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
┌───────────────────────────┬─────────────┬───────────┬────────┬─────────┐
│ │Expiration or│Exercise or│ Voting│ Voting│
│Type of instrument │maturity date│conversion │ rights│rights in│
│ │ │period │absolute│ %│
├───────────────────────────┼─────────────┼───────────┼────────┼─────────┤
│Equity Call Option │16.06.2023 │at any time│ 5637│ 0 %│
├───────────────────────────┼─────────────┼───────────┼────────┼─────────┤
│Right of recall over │ │ │ │ │
│securities lending │at any time │at any time│ 9383448│ 1.85 %│
│agreements │ │ │ │ │
├───────────────────────────┼─────────────┼───────────┼────────┼─────────┤
│ │ │Total │ 9389085│ 1.85 %│
└───────────────────────────┴─────────────┴───────────┴────────┴─────────┘
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
┌───────────┬─────────────────────┬───────────┬──────────┬────────┬──────┐
│Type of │Expiration or │Exercise or│Cash or │ Voting│Voting│
│instrument │maturity date │conversion │physical │ rights│rights│
│ │ │period │settlement│absolute│ in %│
├───────────┼─────────────────────┼───────────┼──────────┼────────┼──────┤
│Retail │From 17.03.2071 to │ │ │ │ │
│Structured │16.09.2072 │at any time│Cash │ 554│ 0 %│
│Product │ │ │ │ │ │
├───────────┼─────────────────────┼───────────┼──────────┼────────┼──────┤
│Equity Swap│From 04.07.2023 to │at any time│Cash │ 6132370│1.21 %│
│ │17.10.2025 │ │ │ │ │
├───────────┼─────────────────────┼───────────┼──────────┼────────┼──────┤
│Compound │22.02.2027 │at any time│Cash │ 12064│ 0 %│
│Option │ │ │ │ │ │
├───────────┼─────────────────────┼───────────┼──────────┼────────┼──────┤
│ │ │ │Total │ 6144988│1.21 %│
└───────────┴─────────────────────┴───────────┴──────────┴────────┴──────┘
8. Information in relation to the person subject to the notification
obligation
┌─┬──────────────────────────────────────────────────────────────────────┐
│ │Person subject to the notification obligation is not controlled nor │
│ │does it control any other undertaking(s) that directly or indirectly │
│ │hold(s) an interest in the (underlying) issuer (1.). │
├─┼──────────────────────────────────────────────────────────────────────┤
│X│Full chain of controlled undertakings starting with the ultimate │
│ │controlling natural person or legal entity: │
└─┴──────────────────────────────────────────────────────────────────────┘
┌─────────────────────┬─────────────┬────────────────────────┬───────────┐
│ │ % of voting│ % of voting rights│ Total of│
│Name │rights (if at│ through instruments (if│both (if at│
│ │ least 3% or│ at least 5% or more)│least 5% or│
│ │ more)│ │ more)│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Capital Management, │ %│ %│ %│
│LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Domestic Holdings, │ %│ %│ %│
│Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
│Capital Services LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│- │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Capital Management, │ %│ %│ %│
│LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Domestic Holdings, │ %│ %│ %│
│Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley & Co. │ %│ %│ %│
│LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│- │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│International │ %│ %│ %│
│Holdings Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
│International Limited│ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
│Investments (UK) │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley & Co. │ %│ %│ %│
│International plc │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│- │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│International │ %│ %│ %│
│Holdings Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley B.V. │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│- │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Capital Management, │ %│ %│ %│
│LLC │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│Morgan Stanley │ │ │ │
│Domestic Holdings, │ %│ %│ %│
│Inc. │ │ │ │
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│ETCM Holdings, LLC │ %│ %│ %│
├─────────────────────┼─────────────┼────────────────────────┼───────────┤
│E*TRADE Securities │ %│ %│ %│
│LLC │ │ │ │
└─────────────────────┴─────────────┴────────────────────────┴───────────┘
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
┌───────────────────────────┬─────────────────────────┬─────────────┐
│Proportion of voting rights│Proportion of instruments│Total of both│
├───────────────────────────┼─────────────────────────┼─────────────┤
│ %│ %│ %│
└───────────────────────────┴─────────────────────────┴─────────────┘
10. Other explanatory remarks:
┌─┐
│ │
└─┘
Date
┌───────────┐
│28 Apr 2023│
└───────────┘
══════════════════════════════════════════════════════════════════════════
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
══════════════════════════════════════════════════════════════════════════
ISIN: DE000TUAG505
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 241190
EQS News ID: 1623707
End of Announcement EQS News Service
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References
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AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
AnnouncementREG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
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