REG-TUI AG TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
02/04/2024 12:00
============
TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German
Securities Trading Act] with the objective of Europe-wide distribution
02-Apr-2024 / 12:55 CET/CEST
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
┌──────────────────────────────┬──────────────────────┐
│Name: │TUI AG │
├──────────────────────────────┼──────────────────────┤
│Street: │Karl-Wiechert-Allee 23│
├──────────────────────────────┼──────────────────────┤
│Postal code: │30625 │
├──────────────────────────────┼──────────────────────┤
│City: │Hannover │
│ │Germany │
├──────────────────────────────┼──────────────────────┤
│Legal Entity Identifier (LEI):│529900SL2WSPV293B552 │
└──────────────────────────────┴──────────────────────┘
2. Reason for notification
┌─┬──────────────────────────────────────────────────────────────────────┐
│ │Acquisition/disposal of shares with voting rights │
├─┼──────────────────────────────────────────────────────────────────────┤
│X│Acquisition/disposal of instruments │
├─┼──────────────────────────────────────────────────────────────────────┤
│ │Change of breakdown of voting rights │
├─┼──────────────────────────────────────────────────────────────────────┤
│ │Other reason: │
│X│Voluntary group notification with triggered threshold on subsidiary │
│ │level │
└─┴──────────────────────────────────────────────────────────────────────┘
3. Details of person subject to the notification obligation
┌────────────────────────────────────────────────────────────────────────┐
│Legal entity: The Goldman Sachs Group, Inc. │
│City of registered office, country: Wilmington, DE, United States of │
│America (USA) │
└────────────────────────────────────────────────────────────────────────┘
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
┌─┐
│ │
└─┘
5. Date on which threshold was crossed or reached:
┌─────────────┐
│26 March 2024│
└─────────────┘
6. Total positions
┌────────────┬───────────┬───────────────┬────────┬──────────────────────┐
│ │% of voting│ % of voting│Total of│ │
│ │ rights│ rights through│ both in│Total number of voting│
│ │attached to│ instruments│ %│ rights pursuant to│
│ │ shares│(total of 7.b.1│ (7.a. +│ Sec. 41 WpHG│
│ │ (total of│ + 7.b.2)│ 7.b.)│ │
│ │ 7.a.)│ │ │ │
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│New │ 0.11 %│ 5.39 %│ 5.50 %│ 507431033│
├────────────┼───────────┼───────────────┼────────┼──────────────────────┤
│Previous │ 0.04 %│ 5.29 %│ 5.33 %│ /│
│notification│ │ │ │ │
└────────────┴───────────┴───────────────┴────────┴──────────────────────┘
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
┌────────────┬─────────────────────────────┬─────────────────────────────┐
│ISIN │ Absolute │ In % │
├────────────┼──────────────┬──────────────┼──────────────┬──────────────┤
│ │ Direct│ Indirect│ Direct│ Indirect│
│ │(Sec. 33 WpHG)│(Sec. 34 WpHG)│(Sec. 33 WpHG)│(Sec. 34 WpHG)│
├────────────┼──────────────┼──────────────┼──────────────┼──────────────┤
│DE000TUAG505│ 0│ 540435│ 0 %│ 0.11 %│
├────────────┼──────────────┴──────────────┼──────────────┴──────────────┤
│Total │ 540435 │ 0.11 % │
└────────────┴─────────────────────────────┴─────────────────────────────┘
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
┌────────────────┬─────────────┬──────────────────────┬────────┬─────────┐
│Type of │Expiration or│Exercise or conversion│ Voting│ Voting│
│instrument │maturity date│period │ rights│rights in│
│ │ │ │absolute│ %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│Right To Recall │Open │ │ 8079188│ 1.59 %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│Right Of Use │Open │ │ 345939│ 0.07 %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│Call Warrant │20.03.2026 │ │ 767247│ 0.15 %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│Call Option │20.12.2024 │ │ 6518555│ 1.28 %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│Convertible Bond│16.04.2028 │ │ 1211067│ 0.24 %│
├────────────────┼─────────────┼──────────────────────┼────────┼─────────┤
│ │ │Total │16921995│ 3.33 %│
└────────────────┴─────────────┴──────────────────────┴────────┴─────────┘
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
┌────────────┬─────────────┬──────────────────┬──────────┬────────┬──────┐
│Type of │Expiration or│Exercise or │Cash or │ Voting│Voting│
│instrument │maturity date│conversion period │physical │ rights│rights│
│ │ │ │settlement│absolute│ in %│
├────────────┼─────────────┼──────────────────┼──────────┼────────┼──────┤
│Swap │20.03.2034 │ │Cash │ 2141146│0.42 %│
├────────────┼─────────────┼──────────────────┼──────────┼────────┼──────┤
│Call Warrant│31.12.2030 │ │Cash │ 93701│0.02 %│
├────────────┼─────────────┼──────────────────┼──────────┼────────┼──────┤
│Put Option │20.06.2025 │ │Physical │ 8212200│1.62 %│
├────────────┼─────────────┼──────────────────┼──────────┼────────┼──────┤
│ │ │ │Total │10447047│2.06 %│
└────────────┴─────────────┴──────────────────┴──────────┴────────┴──────┘
8. Information in relation to the person subject to the notification
obligation
┌─┬──────────────────────────────────────────────────────────────────────┐
│ │Person subject to the notification obligation is not controlled nor │
│ │does it control any other undertaking(s) that directly or indirectly │
│ │hold(s) an interest in the (underlying) issuer (1.). │
├─┼──────────────────────────────────────────────────────────────────────┤
│X│Full chain of controlled undertakings starting with the ultimate │
│ │controlling natural person or legal entity: │
└─┴──────────────────────────────────────────────────────────────────────┘
┌──────────────────────────┬─────────────┬───────────────────┬───────────┐
│ │ % of voting│ % of voting rights│ Total of│
│Name │rights (if at│through instruments│both (if at│
│ │ least 3% or│ (if at least 5% or│least 5% or│
│ │ more)│ more)│ more)│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│GSAM Holdings LLC │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ %│ %│ %│
│Management, L.P. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│- │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│GSAM Holdings LLC │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ %│ %│ %│
│Management Holdings LLC │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ │ │ │
│Management UK Holdings I │ %│ %│ %│
│Ltd │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ │ │ │
│Management UK Holdings II │ %│ %│ %│
│Ltd │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ │ │ │
│Management Holdings I B.V.│ │ │ │
│/ Goldman Sachs Asset │ %│ %│ %│
│Management Holdings II │ │ │ │
│B.V. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Asset │ %│ %│ %│
│Management Holdings B.V. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│- │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Bank USA │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Bank Europe │ %│ %│ %│
│SE │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│- │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs (UK) L.L.C. │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Group UK │ %│ %│ %│
│Limited │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs │ %│ %│ %│
│International Bank │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│- │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs & Co. LLC │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│- │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│The Goldman Sachs Group, │ %│ %│ %│
│Inc. │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs (UK) L.L.C. │ %│ %│ %│
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs Group UK │ %│ %│ %│
│Limited │ │ │ │
├──────────────────────────┼─────────────┼───────────────────┼───────────┤
│Goldman Sachs │ %│ %│ 5.01 %│
│International │ │ │ │
└──────────────────────────┴─────────────┴───────────────────┴───────────┘
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
┌───────────────────────────┬─────────────────────────┬─────────────┐
│Proportion of voting rights│Proportion of instruments│Total of both│
├───────────────────────────┼─────────────────────────┼─────────────┤
│ %│ %│ %│
└───────────────────────────┴─────────────────────────┴─────────────┘
10. Other explanatory remarks:
┌─┐
│ │
└─┘
Date
┌─────────────┐
│28 March 2024│
└─────────────┘
══════════════════════════════════════════════════════════════════════════
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
══════════════════════════════════════════════════════════════════════════
ISIN: DE000TUAG505
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 313072
EQS News ID: 1871517
End of Announcement EQS News Service
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