REG - UBS AG (EPT) Smith (DS) PLC - Form 8.5 (EPT/RI) - Smith (DS) Plc - Amendment
04/04/2024 11:45
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RNS Number : 3489J UBS AG (EPT) 04 April 2024
This announcement replaces the previous RNS announcement 1808J released at
12:05 on the 3(rd) April 2024. Amendments to sections 2a and 2b. All other
information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Smith (DS) plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Mondi Plc connected to UBS
connected:
(d) Date dealing undertaken: 28 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p Ordinary Buy 7524360 4.00717 3.54526 GBP
GBP
10p Ordinary Sell 9440383 4.00299 GBP 3.85864 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p Ordinary CFD Long 307 3.9581205 GBP
10p Ordinary CFD Long 30925 3.957595 GBP
10p Ordinary CFD Long 2081 3.99587362 GBP
10p Ordinary CFD Long 41273 3.918797 GBP
10p Ordinary CFD Long 801344 3.967 GBP
10p Ordinary CFD Long 13480 3.982484 GBP
10p Ordinary CFD Long 31813 3.966802 GBP
10p Ordinary CFD Long 7974 3.9825751 GBP
10p Ordinary CFD Long 73056 3.957636 GBP
10p Ordinary CFD Long 20634 3.969491 GBP
10p Ordinary CFD Long 5607 3.95728128 GBP
10p Ordinary CFD Long 12463 3.966885 GBP
10p Ordinary CFD Long 23256 3.9856024251806 GBP
10p Ordinary CFD Long 12160 3.987321 GBP
10p Ordinary CFD Long 10758 3.99189905186838 GBP
10p Ordinary CFD Long 1500 3.99966666666667 GBP
10p Ordinary CFD Long 2585 3.9701 GBP
10p Ordinary CFD Long 17170 3.96082359 GBP
10p Ordinary CFD Long 21040 3.97039724 GBP
10p Ordinary CFD Long 226528 3.97707899244244 GBP
10p Ordinary CFD Long 835 3.954 GBP
10p Ordinary CFD Long 3952 3.953 GBP
10p Ordinary CFD Long 1188 3.956 GBP
10p Ordinary CFD Long 3769 3.955 GBP
10p Ordinary CFD Long 1608 3.9535 GBP
10p Ordinary CFD Long 600 3.962 GBP
10p Ordinary CFD Long 3308 3.957 GBP
10p Ordinary CFD Long 5011 4.003 GBP
10p Ordinary CFD Long 2885 3.976 GBP
10p Ordinary CFD Long 6256 3.9555 GBP
10p Ordinary CFD Long 1304 3.9655 GBP
10p Ordinary CFD Long 1835 3.996 GBP
10p Ordinary CFD Long 1665 4.0015 GBP
10p Ordinary CFD Long 120219 3.970529 GBP
10p Ordinary CFD Long 1711 3.951 GBP
10p Ordinary CFD Long 7126 3.95 GBP
10p Ordinary CFD Long 108809 3.961 GBP
10p Ordinary CFD Long 2801382 3.85864185 GBP
10p Ordinary CFD Long 11178 3.9552 GBP
10p Ordinary CFD Long 1000000 3.93908 GBP
10p Ordinary CFD Long 171900 3.93994 GBP
10p Ordinary CFD Short 171900 3.93994 GBP
10p Ordinary CFD Short 1000000 3.93908 GBP
10p Ordinary CFD Short 200840 3.9869 GBP
10p Ordinary CFD Short 9798 3.971001 GBP
10p Ordinary CFD Short 11478 3.97295051 GBP
10p Ordinary CFD Short 46174 3.8608 GBP
10p Ordinary CFD Short 28860 3.94390714 GBP
10p Ordinary CFD Short 80804 3.8666691 GBP
10p Ordinary CFD Short 22952 3.9509175 GBP
10p Ordinary CFD Short 110633 3.971282 GBP
10p Ordinary CFD Short 16328 3.96166217540421 GBP
10p Ordinary CFD Short 4866 3.972 GBP
10p Ordinary CFD Short 920 3.9715 GBP
10p Ordinary CFD Short 4097 3.977 GBP
10p Ordinary CFD Short 61755 3.976482 GBP
10p Ordinary CFD Short 1944000 5.03675764 USD
10p Ordinary CFD Short 46882 3.966985 GBP
10p Ordinary CFD Short 14147 3.959772 GBP
10p Ordinary CFD Short 47624 5.01571612 USD
10p Ordinary CFD Short 512 3.94900390625 GBP
10p Ordinary CFD Short 462856 3.967 GBP
10p Ordinary CFD Short 25870 3.9676134 GBP
10p Ordinary CFD Short 9816 3.968693 GBP
10p Ordinary CFD Short 263 3.96241825 GBP
10p Ordinary CFD Short 9321 3.889484 GBP
10p Ordinary CFD Short 646 3.99117879 GBP
10p Ordinary CFD Short 39338 3.967198 GBP
10p Ordinary CFD Short 501 3.9604374 GBP
10p Ordinary CFD Short 37473 3.97341339 GBP
10p Ordinary CFD Short 3565 3.99024978 GBP
10p Ordinary CFD Short 2698 3.955059 GBP
10p Ordinary CFD Short 2349 3.976696 GBP
10p Ordinary CFD Short 24910 3.968043 GBP
10p Ordinary CFD Short 354 3.98016384 GBP
10p Ordinary CFD Long 578100 3.939936 GBP
10p Ordinary CFD Short 578100 3.939936 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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