Weiss Korea Opp - Holding(s) in Company
09/07/2014 09:52
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RNS Number : 8459L
Weiss Korea Opportunity Fund Ltd
09 July 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Weiss Korea Opportunity Fund Ltd.
of existing shares to which voting rights are
attached:ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Chalkstream Capital Group, L.P.
notification obligation:iii
4. Full name of shareholder(s) (i) Chalkstream Investment Fund, L.P.
(if different from 3.):iv (ii) Chalkstream Insurance Fund Series of the SALI Multi-Series Fund, L.P.(iii) Chalkstream Investment Fund (International), Ltd.
5. Date of the transaction and date on 8-July-2014
which the threshold is crossed or
reached:v
6. Date on which issuer notified: 8-July-2014
7. Threshold(s) that is/are crossed or Situation previous to transaction: above 8%;
reached: vi, vii Resulting situation after transaction: 7.96%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Purchaser Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible using transaction
the ISIN CODE GG00B933LL68
Number Number Number Number of voting % of voting rights x
of of of shares rights
Shares Voting
Rights
Direct Direct xi Indirect xii Direct Indirect
Chalkstream Investment Fund, L.P. 6,555,300 6,555,300 6,383,590 6,383,590 N/A 6.07% N/A
Chalkstream Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. 1,098,230 1,098,230 1,069,470 1,069,470 N/A 1.02% N/A
Chalkstream Investment Fund (International), Ltd. 936,470 936,470 911,940 911,940 N/A 0.87% N/A
Total 8,590,000 8,590,000 8,365,000 8,365,000 N/A 7.96% N/A
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration date xvii Exercise/ Number of voting rights instrument refers to % of voting rights xix, xx
instrument Conversion period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
8,365,000 7.96%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Chalkstream Investment Fund, L.P.: 6,383,590 shares (6.07%)Chalkstream Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.: 1,069,470 shares (1.02%) Chalkstream Investment Fund
(International), Ltd.: 911,940 shares (0.87%)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Note: This notification is
being furnished to the
issuer pursuant to Article
15.1 of the issuer's
Articles of Association
dated as of 23 January 2014,
and is being sent on a Form
TR-1 for convenience
purposes.
14. Contact name: Xiao-Hong Jing
Chief Compliance Officer,
Chalkstream Capital Group,
L.P.
15. Contact telephone number: +1 212 707-6100
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