TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMCLYF79
Issuer Name
4BASEBIO PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An event changing the breakdown
of voting rights
3. Details of person subject to the notification obligation
Name
Deutsche Balaton Aktiengesellschaft
City of registered office (if applicable)
Heidelberg
Country of registered office (if applicable)
Germany
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
30-Jan-2024
6. Date on which Issuer notified
02-Feb-2024
7. Total positions of person(s) subject to the notification obligation
. % of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 47.404828 0.000000 47.404828 5840025
Position of previous notification (if applicable) 17.022612 0.000000 17.022612
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BMCLYF79 823065 5016960 6.681008 40.723820
Sub Total 8.A 5840025 47.404828%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Wilhelm K.T. Zours
Wilhelm K.T. Zours DELPHI Unternehmensberatung Aktiengesellschaft 5.182332 5.182332%
Wilhelm K.T. Zours Deutsche Balaton Aktiengesellschaft 6.681008 6.681008%
Wilhelm K.T. Zours SPARTA AG 10.972206 10.972206%
Wilhelm K.T. Zours 2invest AG 29.751614 29.751614%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
Heidelberg, Germany
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