REG-4basebio Plc: Holding(s) in Company

4BasebioAnnouncement

31/03/2023 07:15

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMCLYF79

Issuer Name

4BASEBIO PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Deutsche Balaton Aktiengesellschaft

City of registered office (if applicable)

Heidelberg

Country of registered office (if applicable)

Germany

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

27-Mar-2023

6. Date on which Issuer notified

28-Mar-2023

7. Total positions of person(s) subject to the notification obligation

                                     .                                      % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer  
 Resulting situation on the date on which threshold was crossed or reached  17.022612                                             0.000000                                                                   17.022612                       2096756                                       
 Position of previous notification (if applicable)                          16.111665                                             0.081185                                                                   16.192850                                                                     

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)  
 GB00BMCLYF79                                 745038                                   1351718                                      6.048624                            10.973988                               
 Sub Total 8.A                                2096756                                                                               17.022612%                                                                  

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is exercised/converted  % of voting rights  
                                                                                                                                                                                       
 Sub Total 8.B1                                                                                                                                                                        

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights  
                                                                                                                                                      
 Sub Total 8.B2                                                                                                                                       

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking                  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold  
 Wilhelm K.T. Zours                                                                                                                                                                                                                                                                                                                        
 Wilhelm K.T. Zours           DELPHI Unternehmensberatung Aktiengesellschaft  5.183175                                                                                                                                                                              5.183175%                                                              
 Wilhelm K.T. Zours           Deutsche Balaton Aktiengesellschaft             6.048624                                                                                                                                                                              6.048624%                                                              
 Wilhelm K.T. Zours           SPARTA AG                                       10.973988                                                                                                                                                                             10.973988%                                                             

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Wilhelm K. T. Zours controls circa 49.7% of 2invest AG, who in turn holds 30%
of the voting rights of 4basebio PLC.

12. Date of Completion

13. Place Of Completion

Heidelberg, Germany



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