REG-4basebio Plc: Holding(s) in Company

4BasebioAnnouncement

03/10/2024 13:30

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMCLYF79

Issuer Name

4BASEBIO PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

Other

Comments

Off-market transfer of Shares of the Issuer

3. Details of person subject to the notification obligation

Name

Sparta AG

City of registered office (if applicable)

Heidelberg

Country of registered office (if applicable)

Germany

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

30-Sep-2024

6. Date on which Issuer notified

30-Sep-2024

7. Total positions of person(s) subject to the notification obligation

 .                                                                          % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer  
 Resulting situation on the date on which threshold was crossed or reached  10.556002                                             0.000000                                                                   10.556002                       1351718                                       
 Position of previous notification (if applicable)                          10.973988                                             0.000000                                                                   10.973988                                                                     

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)  
 GB00BMLYF79                                  0                                        1351718                                      0.000000                            10.556002                               
 Sub Total 8.A                                1351718                                                                               10.556002%                                                                  

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is exercised/converted  % of voting rights  
                                                                                                                                                                                       
 Sub Total 8.B1                                                                                                                                                                        

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights  
                                                                                                                                                      
 Sub Total 8.B2                                                                                                                                       

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking                  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold  
 Wilhelm K.T. Zours                                                                                                                                                                                                                                                                                                                        
 Wlhelm K.T. Zours            DELPHI Unternehmensberatung Aktiengesellschaft  4.985753                                                                                                                                                                              4.985753%                                                              
 Wilhelm K.T. Zours           VV Beteiligungen Aktiengesellschaft                                                                                                                                                                                                                                                                          
 Wilhelm K.T. Zours           Deutsche Balaton Aktiengesellschaft                                                                                                                                                                                                                                                                          
 Wilhelm K.T. Zours           SPARTA AG                                                                                                                                                                                                                                                                                                    
 Wilhelm K.T. Zours           2invest AG                                      28.623057                                                                                                                                                                             28.623057%                                                             
 Wilhelm K.T. Zours           Latonba AG                                      5.733573                                                                                                                                                                              5.733573%                                                              
 Wilhelm K.T. Zours           SPARTA Invest AG                                10.556002                                                                                                                                                                             10.556002%                                                             

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

02-Oct-2024

13. Place Of Completion

Heidelberg, Germany



Copyright (c) 2024 PR Newswire Association,LLC. All Rights Reserved