REG-BARCLAYS PLC Form 8.3 - ABBVIE INC
. Form 8.3 - ABBVIE INC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 01 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
2,404,312 |
0.16% |
3,857,698 |
0.26% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,020,817 |
0.14% |
722,501 |
0.05% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 1,278,300 |
0.09% |
1,291,400 |
0.09% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
5,703,429 |
0.39% |
5,871,599 |
0.40% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
Purchase |
2 |
82.7500 USD |
Purchase |
5 |
82.8340 USD |
Purchase |
9 |
81.7000 USD |
Purchase |
41 |
83.4000 USD |
Purchase |
79 |
83.4700 USD |
Purchase |
79 |
83.0600 USD |
Purchase |
100 |
83.0550 USD |
Purchase |
100 |
82.4400 USD |
Purchase |
100 |
82.6100 USD |
Purchase |
100 |
83.1900 USD |
Purchase |
100 |
82.6000 USD |
Purchase |
103 |
82.8350 USD |
Purchase |
106 |
82.6205 USD |
Purchase |
140 |
82.6520 USD |
Purchase |
150 |
82.8866 USD |
Purchase |
163 |
82.8000 USD |
Purchase |
173 |
82.7738 USD |
Purchase |
177 |
82.5493 USD |
Purchase |
178 |
81.7900 USD |
Purchase |
204 |
82.8378 USD |
Purchase |
300 |
82.4633 USD |
Purchase |
300 |
81.5000 USD |
Purchase |
300 |
82.6200 USD |
Purchase |
308 |
82.7487 USD |
Purchase |
377 |
82.6125 USD |
Purchase |
400 |
82.6075 USD |
Purchase |
400 |
82.1500 USD |
Purchase |
422 |
81.8000 USD |
Purchase |
500 |
82.6220 USD |
Purchase |
665 |
82.8464 USD |
Purchase |
778 |
83.0033 USD |
Purchase |
860 |
82.5513 USD |
Purchase |
861 |
82.8446 USD |
Purchase |
1,000 |
82.5011 USD |
Purchase |
1,040 |
82.1323 USD |
Purchase |
1,057 |
83.1771 USD |
Purchase |
1,158 |
83.2194 USD |
Purchase |
1,400 |
83.1428 USD |
Purchase |
1,600 |
82.6193 USD |
Purchase |
1,967 |
82.7910 USD |
Purchase |
2,246 |
82.4600 USD |
Purchase |
2,335 |
83.1968 USD |
Purchase |
3,478 |
83.1085 USD |
Purchase |
3,849 |
82.8411 USD |
Purchase |
4,202 |
82.8995 USD |
Purchase |
5,312 |
83.0237 USD |
Purchase |
5,882 |
83.0825 USD |
Purchase |
5,882 |
81.9312 USD |
Purchase |
5,888 |
82.8548 USD |
Purchase |
6,053 |
82.9349 USD |
Purchase |
6,155 |
82.5782 USD |
Purchase |
6,280 |
82.8732 USD |
Purchase |
6,300 |
82.9100 USD |
Purchase |
6,348 |
83.1211 USD |
Purchase |
8,796 |
82.8775 USD |
Purchase |
10,000 |
81.3773 USD |
Purchase |
11,300 |
82.3892 USD |
Purchase |
11,958 |
82.6871 USD |
Purchase |
12,627 |
82.6168 USD |
Purchase |
12,990 |
83.1609 USD |
Purchase |
16,780 |
83.1483 USD |
Purchase |
17,977 |
83.0937 USD |
Purchase |
23,100 |
82.5728 USD |
Purchase |
28,530 |
83.1866 USD |
Purchase |
39,793 |
82.7109 USD |
Purchase |
59,906 |
82.8159 USD |
Purchase |
82,647 |
82.8400 USD |
Purchase |
89,300 |
82.6406 USD |
Purchase |
97,400 |
82.8215 USD |
Purchase |
194,306 |
82.9551 USD |
Sale |
1 |
81.5700 USD |
Sale |
1 |
81.6600 USD |
Sale |
4 |
82.7300 USD |
Sale |
9 |
81.7000 USD |
Sale |
30 |
83.1800 USD |
Sale |
36 |
82.7308 USD |
Sale |
100 |
82.4800 USD |
Sale |
100 |
81.7900 USD |
Sale |
100 |
83.2100 USD |
Sale |
100 |
83.2300 USD |
Sale |
100 |
82.8500 USD |
Sale |
100 |
82.8000 USD |
Sale |
100 |
83.0650 USD |
Sale |
100 |
83.0700 USD |
Sale |
100 |
82.6200 USD |
Sale |
106 |
82.8926 USD |
Sale |
155 |
82.5035 USD |
Sale |
170 |
82.9723 USD |
Sale |
189 |
83.0876 USD |
Sale |
200 |
82.8800 USD |
Sale |
200 |
83.1550 USD |
Sale |
200 |
82.8350 USD |
Sale |
200 |
81.4850 USD |
Sale |
200 |
82.4850 USD |
Sale |
210 |
82.8061 USD |
Sale |
220 |
81.4100 USD |
Sale |
249 |
82.9650 USD |
Sale |
250 |
81.3260 USD |
Sale |
300 |
82.6400 USD |
Sale |
300 |
82.4950 USD |
Sale |
302 |
82.7440 USD |
Sale |
306 |
83.1500 USD |
Sale |
311 |
82.7824 USD |
Sale |
330 |
82.9339 USD |
Sale |
345 |
82.5000 USD |
Sale |
379 |
82.6863 USD |
Sale |
390 |
82.9636 USD |
Sale |
400 |
82.0000 USD |
Sale |
400 |
82.4775 USD |
Sale |
400 |
82.9300 USD |
Sale |
401 |
83.1900 USD |
Sale |
500 |
82.6220 USD |
Sale |
500 |
82.4820 USD |
Sale |
500 |
82.5011 USD |
Sale |
521 |
82.4937 USD |
Sale |
538 |
81.3768 USD |
Sale |
566 |
82.4786 USD |
Sale |
599 |
82.4139 USD |
Sale |
600 |
81.7970 USD |
Sale |
609 |
81.2882 USD |
Sale |
625 |
82.4960 USD |
Sale |
629 |
82.5241 USD |
Sale |
652 |
82.5866 USD |
Sale |
688 |
82.5694 USD |
Sale |
700 |
82.4514 USD |
Sale |
781 |
82.4968 USD |
Sale |
800 |
83.1775 USD |
Sale |
800 |
81.7281 USD |
Sale |
830 |
83.1843 USD |
Sale |
882 |
82.4217 USD |
Sale |
896 |
82.5113 USD |
Sale |
928 |
81.3912 USD |
Sale |
963 |
82.8672 USD |
Sale |
972 |
83.0330 USD |
Sale |
1,088 |
81.9164 USD |
Sale |
1,113 |
81.3739 USD |
Sale |
1,117 |
83.0117 USD |
Sale |
1,200 |
81.4633 USD |
Sale |
1,210 |
82.5377 USD |
Sale |
1,300 |
83.1430 USD |
Sale |
1,340 |
83.1664 USD |
Sale |
1,513 |
83.0546 USD |
Sale |
1,900 |
82.5131 USD |
Sale |
1,966 |
82.4818 USD |
Sale |
2,080 |
82.1323 USD |
Sale |
2,132 |
83.5825 USD |
Sale |
2,246 |
82.4600 USD |
Sale |
2,300 |
82.5985 USD |
Sale |
2,350 |
82.8389 USD |
Sale |
2,392 |
81.3147 USD |
Sale |
2,453 |
83.1784 USD |
Sale |
2,550 |
81.4068 USD |
Sale |
2,800 |
81.7801 USD |
Sale |
2,839 |
82.7212 USD |
Sale |
3,984 |
82.5724 USD |
Sale |
4,026 |
82.8779 USD |
Sale |
4,895 |
82.5174 USD |
Sale |
5,206 |
83.2726 USD |
Sale |
5,338 |
83.3875 USD |
Sale |
5,558 |
83.0206 USD |
Sale |
5,819 |
82.8641 USD |
Sale |
5,957 |
82.8588 USD |
Sale |
6,300 |
82.9100 USD |
Sale |
6,730 |
83.1462 USD |
Sale |
10,500 |
82.9689 USD |
Sale |
11,958 |
82.6871 USD |
Sale |
13,414 |
82.8873 USD |
Sale |
23,100 |
82.7038 USD |
Sale |
37,501 |
82.7032 USD |
Sale |
46,293 |
83.0368 USD |
Sale |
46,861 |
82.7842 USD |
Sale |
61,753 |
82.9610 USD |
Sale |
72,058 |
82.5793 USD |
Sale |
83,347 |
82.8400 USD |
Sale |
86,600 |
82.8003 USD |
Sale |
90,890 |
83.1179 USD |
Sale |
116,006 |
82.7857 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP |
Long |
4,618 |
81.6644 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
Call Option |
Purchasing |
600 |
80 USD |
American |
19 Jun 2020 |
6.0500 USD |
Call Option |
Purchasing |
400 |
83 USD |
American |
15 Jan 2021 |
8.6000 USD |
Call Option |
Purchasing |
100 |
90 USD |
American |
21 Aug 2020 |
2.6900 USD |
Call Option |
Purchasing |
800 |
110 USD |
American |
15 Jan 2021 |
1.1000 USD |
Call Option |
Selling |
800 |
88 USD |
American |
19 Jun 2020 |
2.0075 USD |
Put Option |
Purchasing |
600 |
60 USD |
American |
19 Jun 2020 |
0.3200 USD |
Put Option |
Selling |
4,500 |
40 USD |
American |
21 Jan 2022 |
2.2597 USD |
Put Option |
Selling |
1,100 |
73 USD |
American |
15 Jan 2021 |
6.0500 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
Put Options |
Written |
90,000 |
60.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
2,400 |
70.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
5,500 |
97.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
2,800 |
115.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-700 |
90.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-48,100 |
85.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-10,200 |
50.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-3,700 |
130.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-3,000 |
135.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-5,000 |
80.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-5,000 |
47.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-1,900 |
135.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,100 |
82.5000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-1,500 |
50.0000 |
American |
Jan 21, 2022 |
Call Options |
Written |
-2,800 |
120.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
300,000 |
60.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
5,700 |
57.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
5,900 |
95.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
5,200 |
75.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
2,800 |
72.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-400 |
87.5000 |
American |
May 15, 2020 |
Call Options |
Written |
-19,800 |
110.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-30,000 |
62.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-34,500 |
95.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-6,400 |
125.0000 |
American |
Aug 21, 2020 |
Put Options |
Purchased |
-20,100 |
85.0000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-4,200 |
55.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-6,700 |
105.0000 |
American |
May 15, 2020 |
Put Options |
Written |
34,400 |
90.0000 |
American |
Aug 21, 2020 |
Call Options |
Purchased |
1,400 |
97.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
4,300 |
70.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-5,700 |
110.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-200 |
40.0000 |
American |
Jan 21, 2022 |
Put Options |
Purchased |
-3,700 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-2,600 |
110.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-6,000 |
90.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-700 |
75.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-1,600 |
50.0000 |
American |
Sep 18, 2020 |
Put Options |
Written |
6,600 |
77.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
3,200 |
55.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
800 |
70.0000 |
American |
Aug 21, 2020 |
Put Options |
Written |
175,200 |
80.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
600 |
85.0000 |
American |
May 15, 2020 |
Call Options |
Purchased |
1,200 |
92.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,400 |
65.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
3,000 |
67.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
150,000 |
65.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
26,900 |
57.5000 |
American |
Jun 19, 2020 |
Call Options |
Purchased |
1,600 |
87.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-100 |
90.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-351,800 |
87.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-75,900 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,000 |
42.5000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-14,000 |
67.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-2,200 |
40.0000 |
American |
Sep 18, 2020 |
Call Options |
Written |
-50,000 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
14,200 |
75.0000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
7,400 |
87.5000 |
American |
Sep 18, 2020 |
Call Options |
Purchased |
1,100 |
60.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-70,000 |
67.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,500 |
125.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-2,100 |
100.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-5,200 |
130.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-11,100 |
95.0000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-600 |
77.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-5,000 |
55.0000 |
American |
May 15, 2020 |
Put Options |
Purchased |
-2,300 |
35.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-2,600 |
60.0000 |
American |
Aug 21, 2020 |
Call Options |
Written |
-2,800 |
115.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
90,000 |
50.0000 |
American |
Jun 19, 2020 |
Put Options |
Written |
1,300 |
62.5000 |
American |
May 15, 2020 |
Put Options |
Written |
1,500 |
57.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
300 |
75.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
2,900 |
95.0000 |
American |
Jun 19, 2020 |
Put Options |
Purchased |
-8,100 |
72.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-100,000 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-1,200 |
72.5000 |
American |
Sep 18, 2020 |
Put Options |
Purchased |
-1,900 |
40.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
275,000 |
70.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
9,300 |
72.5000 |
American |
Sep 18, 2020 |
Put Options |
Written |
22,400 |
90.0000 |
American |
Jan 15, 2021 |
Put Options |
Written |
7,800 |
87.5000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-15,800 |
105.0000 |
American |
Jan 15, 2021 |
Call Options |
Purchased |
1,700 |
57.5000 |
American |
Jan 15, 2021 |
Put Options |
Written |
9,600 |
72.5000 |
American |
May 15, 2020 |
Put Options |
Written |
2,900 |
92.5000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-5,500 |
80.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-6,000 |
140.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-3,800 |
95.0000 |
American |
Jan 15, 2021 |
Call Options |
Written |
-6,100 |
120.0000 |
American |
Jun 19, 2020 |
Call Options |
Written |
-4,200 |
110.0000 |
American |
May 15, 2020 |
Call Options |
Written |
-60,000 |
87.5000 |
American |
Jan 15, 2021 |
Put Options |
Purchased |
-250,000 |
85.0000 |
American |
Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200504005309/en/
BARCLAYS PLC
Recent news on Abbvie
See all newsREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
Announcement