REG-BARCLAYS PLC Form 8.3 - ABBVIE INC

AbbvieAnnouncement

08/05/2020 10:20

Form 8.3 - ABBVIE INC

 

Ap19 

FORM 8.3 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION


 
Name of person dealing (Note 1)
Barclays PLC.


 
Company dealt in
ABBVIE INC


 
Class of relevant security to which the 
ORD


 
dealings being disclosed relate (Note 2)


 
Date of dealing
07 May 2020


2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) 


Class of relevant security:
ORD
 
 


 
Long
Short


 
Number
(%)
Number
(%)



(1)


Relevant securities
 
 
 
 



 

2,138,303



0.14%



3,686,665



0.25%




 
 
 
 
 
 



(2)


Derivatives (other than options):
 
 
 
 



 

1,951,823



0.13%



722,501



0.05%




 
 
 
 
 
 



(3)


Options and agreements to
 
 
 
 



purchase/sell:

1,266,700



0.09%



1,257,000



0.09%




 
 
 
 
 



TOTAL:
 
 
 
 



 

5,356,826



0.36%



5,666,166



0.38%





 
 
 
 


(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) 



Class of relevant security:



Long



Short





 



Number



 



(%)



Number



 



(%)





(1) Relevant securities



 



 





 


(2) Derivatives (other than options)



 



 





 


(3) Options and agreements to purchase/sell



 



 





Total



 



 











 




Ap20 

1. DEALINGS (Note 4)

(a) Purchases and sales 


Purchase/sale

Number of relevant securities


Price per unit


Purchase

21


84.5000   USD


Purchase

39


85.4800   USD


Purchase

63


83.6800   USD


Purchase

100


85.8000   USD


Purchase

100


85.6100   USD


Purchase

100


85.1800   USD


Purchase

100


84.4900   USD


Purchase

100


84.2800   USD


Purchase

100


84.3000   USD


Purchase

100


84.3800   USD


Purchase

100


84.2500   USD


Purchase

100


84.3300   USD


Purchase

100


84.3100   USD


Purchase

105


84.2928   USD


Purchase

106


86.5486   USD


Purchase

113


84.2496   USD


Purchase

197


85.1804   USD


Purchase

200


84.3950   USD


Purchase

200


84.9475   USD


Purchase

200


84.5225   USD


Purchase

200


84.3250   USD


Purchase

200


84.2300   USD


Purchase

200


84.3875   USD


Purchase

200


84.2650   USD


Purchase

200


84.0100   USD


Purchase

200


84.9975   USD


Purchase

221


84.4005   USD


Purchase

294


84.2617   USD


Purchase

295


84.2549   USD


Purchase

300


85.1566   USD


Purchase

300


84.3133   USD


Purchase

373


85.6415   USD


Purchase

400


85.6300   USD


Purchase

400


84.3275   USD


Purchase

427


85.6686   USD


Purchase

429


84.8918   USD


Purchase

511


84.8890   USD


Purchase

700


84.3314   USD


Purchase

800


85.7631   USD


Purchase

832


84.3096   USD


Purchase

849


84.3293   USD


Purchase

1,050


84.3178   USD


Purchase

1,124


84.3376   USD


Purchase

1,200


84.1489   USD


Purchase

1,213


85.6671   USD


Purchase

1,300


84.3076   USD


Purchase

1,500


84.4330   USD


Purchase

1,626


85.6798   USD


Purchase

2,000


85.7812   USD


Purchase

2,029


85.7264   USD


Purchase

2,561


85.7268   USD


Purchase

3,297


84.3144   USD


Purchase

3,361


84.4944   USD


Purchase

3,408


84.5069   USD


Purchase

3,513


84.3460   USD


Purchase

3,700


84.6629   USD


Purchase

3,741


84.3822   USD


Purchase

3,959


84.3548   USD


Purchase

4,824


84.5222   USD


Purchase

5,130


84.3847   USD


Purchase

7,223


84.4411   USD


Purchase

8,878


84.4290   USD


Purchase

8,945


84.5368   USD


Purchase

9,271


84.3768   USD


Purchase

11,649


84.4788   USD


Purchase

13,035


84.4276   USD


Purchase

16,400


84.3500   USD


Purchase

17,085


84.2688   USD


Purchase

21,586


84.4472   USD


Purchase

23,484


84.5863   USD


Purchase

27,941


84.9200   USD


Purchase

31,702


86.5200   USD


Purchase

36,056


84.6762   USD


Purchase

49,792


85.1115   USD


Purchase

51,039


84.3582   USD


Purchase

69,700


84.8008   USD


Purchase

127,015


84.8450   USD


Purchase

151,081


84.7230   USD


Purchase

151,878


84.8804   USD


Purchase

180,138


84.2200   USD


Purchase

180,438


84.3301   USD


Sale

2


85.5200   USD


Sale

27


84.2900   USD


Sale

50


84.2500   USD


Sale

61


84.2952   USD


Sale

63


83.6800   USD


Sale

99


85.6900   USD


Sale

100


83.8500   USD


Sale

100


84.3000   USD


Sale

100


84.3150   USD


Sale

101


84.2202   USD


Sale

106


86.5486   USD


Sale

136


84.4935   USD


Sale

200


84.3100   USD


Sale

200


85.1300   USD


Sale

200


83.9250   USD


Sale

227


84.6595   USD


Sale

240


84.2916   USD


Sale

273


84.2570   USD


Sale

277


84.2662   USD


Sale

286


85.1180   USD


Sale

300


85.3066   USD


Sale

300


85.1333   USD


Sale

300


84.2666   USD


Sale

360


84.2800   USD


Sale

360


85.1497   USD


Sale

399


84.2430   USD


Sale

500


84.2440   USD


Sale

500


84.4660   USD


Sale

520


86.0057   USD


Sale

591


84.2646   USD


Sale

597


85.0957   USD


Sale

600


85.1200   USD


Sale

656


85.0823   USD


Sale

669


84.9947   USD


Sale

698


84.2364   USD


Sale

700


85.6328   USD


Sale

700


84.3050   USD


Sale

800


85.2462   USD


Sale

850


84.9217   USD


Sale

867


85.1241   USD


Sale

900


84.8100   USD


Sale

900


85.3527   USD


Sale

1,000


84.2959   USD


Sale

1,003


85.1016   USD


Sale

1,031


84.8394   USD


Sale

1,131


85.1131   USD


Sale

1,200


84.1489   USD


Sale

1,200


85.1458   USD


Sale

1,203


85.1128   USD


Sale

1,292


85.1221   USD


Sale

1,300


84.3261   USD


Sale

1,400


84.3175   USD


Sale

1,500


84.0009   USD


Sale

1,500


84.4330   USD


Sale

1,582


84.3310   USD


Sale

1,693


84.3012   USD


Sale

1,709


85.0668   USD


Sale

1,753


84.5682   USD


Sale

1,902


84.6127   USD


Sale

2,106


84.2797   USD


Sale

2,300


84.3021   USD


Sale

3,174


85.5314   USD


Sale

3,177


85.2517   USD


Sale

3,600


84.2179   USD


Sale

3,600


85.1262   USD


Sale

3,801


84.8391   USD


Sale

3,854


85.0714   USD


Sale

3,886


85.2080   USD


Sale

4,201


84.8653   USD


Sale

4,751


85.0059   USD


Sale

4,767


85.0300   USD


Sale

4,900


85.1900   USD


Sale

5,000


84.2895   USD


Sale

5,330


85.0747   USD


Sale

5,724


84.3433   USD


Sale

5,800


84.3456   USD


Sale

6,214


85.5638   USD


Sale

6,735


84.3762   USD


Sale

7,016


84.3140   USD


Sale

7,095


84.2975   USD


Sale

7,253


84.6522   USD


Sale

9,629


85.7039   USD


Sale

10,258


84.7704   USD


Sale

11,837


84.5374   USD


Sale

12,300


84.8897   USD


Sale

15,950


84.8715   USD


Sale

16,308


84.3403   USD


Sale

16,400


84.3500   USD


Sale

18,885


84.3137   USD


Sale

19,437


85.7995   USD


Sale

20,345


84.9713   USD


Sale

22,593


84.7106   USD


Sale

24,300


84.9779   USD


Sale

25,850


84.3773   USD


Sale

31,800


84.6463   USD


Sale

33,853


84.3795   USD


Sale

40,800


84.9897   USD


Sale

45,506


84.3439   USD


Sale

54,702


84.2785   USD


Sale

84,920


84.6517   USD


Sale

100,334


84.9535   USD


Sale

128,989


84.4157   USD


Sale

171,426


84.7598   USD


Sale

203,410


84.2200   USD


(b) Derivatives transactions (other than options transactions) 



Product name,


e.g. CFD



Nature of transaction


(Note 6)



Number of relevant securities


(Note 7)



Price per unit


(Note 5)





 



 



 



 




(c) Options transactions in respect of existing relevant securities 

(i) Writing, selling, purchasing or varying 


Product Name
Writing,
Number
Exercise
Type
Expiry
Option


 
purchasing,
of
price
 
date
money


 
selling,
securities
 
 
 
paid/


 
varying etc
to which
 
 
 
received


 
 
option
 
 
 
 


 
 
relates
 
 
 
 


Call Option
Purchasing

300


60   USD
American
21 Aug 2020
24.3500   USD


Call Option
Purchasing

200


70   USD
American
15 Jan 2021
18.0700   USD


Call Option
Purchasing

1,300


73   USD
American
18 Sep 2020
13.9500   USD


Call Option
Purchasing

300


90   USD
American
21 Aug 2020
3.0666   USD


Call Option
Purchasing

100


110   USD
American
15 Jan 2021
1.4500   USD


Put Option
Purchasing

500


70   USD
American
18 Sep 2020
2.3900   USD


Put Option
Selling

14,400


85   USD
American
18 Sep 2020
7.5250   USD


(ii) Exercising 



Product name,


e.g. call option



Number of securities



Exercise price per unit (Note 5)





 



 



 




(d) Other dealings (including transactions in respect of new securities) (Note 4) 



Nature of transaction


(Note 8)



Details



Price per unit


(if applicable) (Note 5)





 



 



 


 




Ap21 

2. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

None


Is a Supplemental Form 8 (Open Positions) attached?
YES


Date of disclosure:
8 May 2020


Contact name:
Large Holdings Regulatory Operations


Telephone number:

020 3134 7213




If a connected EFM, name of offeree/offeror with which connected
 


If a connected EFM, state nature of connection
 


Ap23

SUPPLEMENTAL FORM 8 

 

IRISH TAKEOVER PANEL 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate) 

OPEN POSITIONS (Note 1)


Product name
Written or 

Number of


Exercise
Type
Expiry


 
purchased

relevant securities 


price
 
date


 
 

to which the option 


 
 
 


 
 

or derivative 


 
 
 


 
 

relates


 
 
 


Put Options
  Written

90,000



60.0000  


American
Jun 19, 2020


Call Options
  Purchased

100



72.5000  


American
Sep 18, 2020


Call Options
  Purchased

2,800



115.0000  


American
Sep 18, 2020


Put Options
  Written

1,800



70.0000  


American
Sep 18, 2020


Put Options
  Purchased

-48,100



85.0000  


American
May 15, 2020


Call Options
  Written

-2,800



120.0000  


American
Jan 15, 2021


Call Options
  Written

-3,600



130.0000  


American
Jan 15, 2021


Call Options
  Written

-100



90.0000  


American
Aug 21, 2020


Call Options
  Written

-1,900



135.0000  


American
Jan 15, 2021


Put Options
  Purchased

-3,000



135.0000  


American
Jan 15, 2021


Put Options
  Purchased

-5,000



47.5000  


American
Jun 19, 2020


Put Options
  Purchased

-10,200



50.0000  


American
Jan 15, 2021


Call Options
  Written

-1,100



82.5000  


American
Jan 21, 2022


Put Options
  Purchased

-1,500



50.0000  


American
Jan 21, 2022


Call Options
  Written

-5,000



80.0000  


American
Jan 21, 2022


Put Options
  Written

4,800



75.0000  


American
Sep 18, 2020


Put Options
  Written

5,700



57.5000  


American
Jan 15, 2021


Put Options
  Written

300,000



60.0000  


American
Jan 15, 2021


Call Options
  Purchased

2,800



72.5000  


American
Jun 19, 2020


Call Options
  Purchased

5,900



95.0000  


American
Sep 18, 2020


Call Options
  Written

-100



87.5000  


American
May 15, 2020


Call Options
  Written

-6,700



105.0000  


American
May 15, 2020


Put Options
  Purchased

-4,200



55.0000  


American
Jan 15, 2021


Put Options
  Purchased

-30,000



62.5000  


American
Jan 15, 2021


Put Options
  Purchased

-5,700



85.0000  


American
Sep 18, 2020


Call Options
  Written

-6,400



125.0000  


American
Aug 21, 2020


Put Options
  Purchased

-34,400



95.0000  


American
Jun 19, 2020


Call Options
  Written

-19,700



110.0000  


American
Jan 15, 2021


Put Options
  Written

34,400



90.0000  


American
Aug 21, 2020


Call Options
  Purchased

1,400



97.5000  


American
Sep 18, 2020


Call Options
  Purchased

4,200



70.0000  


American
Jun 19, 2020


Put Options
  Purchased

-1,400



50.0000  


American
Sep 18, 2020


Put Options
  Purchased

-2,100



50.0000  


American
Jun 19, 2020


Call Options
  Written

-700



75.0000  


American
Jan 15, 2021


Call Options
  Written

-400



97.5000  


American
Jan 15, 2021


Put Options
  Purchased

-6,000



90.0000  


American
Sep 18, 2020


Put Options
  Purchased

-2,600



110.0000  


American
Jan 15, 2021


Call Options
  Written

-5,700



110.0000  


American
Jun 19, 2020


Call Options
  Purchased

3,200



55.0000  


American
Jan 15, 2021


Put Options
  Written

6,600



77.5000  


American
Jan 15, 2021


Put Options
  Written

175,200



80.0000  


American
Jan 15, 2021


Put Options
  Written

100



70.0000  


American
Aug 21, 2020


Put Options
  Written

150,000



65.0000  


American
Jun 19, 2020


Put Options
  Written

26,900



57.5000  


American
Jun 19, 2020


Call Options
  Purchased

3,000



67.5000  


American
Jan 15, 2021


Put Options
  Written

600



85.0000  


American
May 15, 2020


Put Options
  Written

200



40.0000  


American
Jan 21, 2022


Call Options
  Purchased

1,400



65.0000  


American
Sep 18, 2020


Call Options
  Purchased

1,200



92.5000  


American
Sep 18, 2020


Put Options
  Purchased

-5,000



42.5000  


American
Jun 19, 2020


Call Options
  Written

-75,700



70.0000  


American
Jan 15, 2021


Call Options
  Written

-50,000



92.5000  


American
Jan 15, 2021


Put Options
  Purchased

-350,000



87.5000  


American
Jan 15, 2021


Put Options
  Purchased

-2,200



40.0000  


American
Sep 18, 2020


Put Options
  Purchased

-14,000



67.5000  


American
Sep 18, 2020


Call Options
  Purchased

14,200



75.0000  


American
Sep 18, 2020


Call Options
  Purchased

1,100



60.0000  


American
Jan 15, 2021


Call Options
  Purchased

7,300



87.5000  


American
Sep 18, 2020


Put Options
  Purchased

-600



77.5000  


American
Jan 15, 2021


Put Options
  Purchased

-11,100



95.0000  


American
Jan 15, 2021


Put Options
  Purchased

-2,100



100.0000  


American
Jan 15, 2021


Put Options
  Purchased

-5,000



55.0000  


American
May 15, 2020


Call Options
  Written

-2,300



60.0000  


American
Aug 21, 2020


Put Options
  Purchased

-2,300



35.0000  


American
Jan 15, 2021


Call Options
  Written

-5,200



130.0000  


American
Jun 19, 2020


Put Options
  Purchased

-70,000



67.5000  


American
Jan 15, 2021


Call Options
  Written

-2,800



115.0000  


American
Jun 19, 2020


Call Options
  Written

-2,500



125.0000  


American
Jan 15, 2021


Put Options
  Written

300



75.0000  


American
Jan 15, 2021


Put Options
  Written

90,000



50.0000  


American
Jun 19, 2020


Put Options
  Written

1,500



57.5000  


American
Sep 18, 2020


Put Options
  Written

1,300



62.5000  


American
May 15, 2020


Put Options
  Purchased

-100,000



92.5000  


American
Jan 15, 2021


Put Options
  Purchased

-1,900



40.0000  


American
Jan 15, 2021


Put Options
  Written

275,000



70.0000  


American
Jan 15, 2021


Put Options
  Written

22,400



90.0000  


American
Jan 15, 2021


Put Options
  Written

7,800



87.5000  


American
Jun 19, 2020


Put Options
  Written

9,300



72.5000  


American
Sep 18, 2020


Call Options
  Written

-15,800



105.0000  


American
Jan 15, 2021


Put Options
  Written

9,600



72.5000  


American
May 15, 2020


Call Options
  Purchased

1,700



57.5000  


American
Jan 15, 2021


Put Options
  Written

2,900



92.5000  


American
Jan 15, 2021


Call Options
  Written

-4,200



110.0000  


American
May 15, 2020


Call Options
  Written

-6,000



140.0000  


American
Jan 15, 2021


Call Options
  Written

-60,000



87.5000  


American
Jan 15, 2021


Call Options
  Written

-6,100



120.0000  


American
Jun 19, 2020


Call Options
  Written

-3,800



95.0000  


American
Jan 15, 2021


Put Options
  Purchased

-250,000



85.0000  


American
Jan 15, 2021


Notes 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form. 

2. For all prices and other monetary amounts, the currency must be stated. 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel. 
View source version on businesswire.com: https://www.businesswire.com/news/home/20200508005172/en/

BARCLAYS PLC