REG-BARCLAYS PLC FORM 8.3 - ABBVIE PLC - AMENDMENT
. FORM 8.3 - ABBVIE PLC - AMENDMENT
FORM 8.3
Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 28 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities |
|
|
|
|
2,390,370 |
0.16% |
4,110,808 |
0.28% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,200,045 |
0.15% |
722,501 |
0.05% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 1,284,700 |
0.09% |
1,306,200 |
0.09% |
|
|
|
|
|
||
(4) |
TOTAL: |
|
|
|
|
5,875,115 |
0.40% |
6,139,509 |
0.42% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 59 |
83.6213 USD |
| Purchase | 60 |
84.9000 USD |
| Purchase | 60 |
84.6900 USD |
| Purchase | 100 |
84.9700 USD |
| Purchase | 100 |
82.9900 USD |
| Purchase | 100 |
83.6450 USD |
| Purchase | 100 |
82.6500 USD |
| Purchase | 100 |
83.1600 USD |
| Purchase | 100 |
83.3600 USD |
| Purchase | 100 |
83.2500 USD |
| Purchase | 100 |
82.9600 USD |
| Purchase | 100 |
83.5300 USD |
| Purchase | 100 |
83.3500 USD |
| Purchase | 120 |
84.7950 USD |
| Purchase | 123 |
83.2253 USD |
| Purchase | 189 |
82.7200 USD |
| Purchase | 198 |
84.9551 USD |
| Purchase | 199 |
83.1602 USD |
| Purchase | 200 |
83.2675 USD |
| Purchase | 200 |
83.7125 USD |
| Purchase | 200 |
83.2450 USD |
| Purchase | 200 |
83.2400 USD |
| Purchase | 200 |
83.2125 USD |
| Purchase | 200 |
83.2100 USD |
| Purchase | 200 |
82.7500 USD |
| Purchase | 200 |
83.4950 USD |
| Purchase | 200 |
83.2225 USD |
| Purchase | 200 |
83.5950 USD |
| Purchase | 200 |
83.3700 USD |
| Purchase | 201 |
83.2692 USD |
| Purchase | 210 |
84.9916 USD |
| Purchase | 211 |
83.2300 USD |
| Purchase | 226 |
83.4796 USD |
| Purchase | 279 |
83.4105 USD |
| Purchase | 298 |
84.9433 USD |
| Purchase | 300 |
85.1281 USD |
| Purchase | 300 |
85.1282 USD |
| Purchase | 300 |
84.9833 USD |
| Purchase | 311 |
83.2135 USD |
| Purchase | 338 |
83.0984 USD |
| Purchase | 366 |
83.2144 USD |
| Purchase | 396 |
83.5756 USD |
| Purchase | 399 |
84.9450 USD |
| Purchase | 400 |
84.9462 USD |
| Purchase | 400 |
83.7500 USD |
| Purchase | 444 |
84.9559 USD |
| Purchase | 495 |
84.9420 USD |
| Purchase | 500 |
83.3740 USD |
| Purchase | 500 |
83.0318 USD |
| Purchase | 600 |
83.6666 USD |
| Purchase | 601 |
83.8138 USD |
| Purchase | 686 |
83.3933 USD |
| Purchase | 775 |
83.2648 USD |
| Purchase | 800 |
83.4537 USD |
| Purchase | 900 |
83.3666 USD |
| Purchase | 945 |
83.2205 USD |
| Purchase | 989 |
84.8243 USD |
| Purchase | 1,000 |
83.2420 USD |
| Purchase | 1,100 |
83.4936 USD |
| Purchase | 1,144 |
83.3946 USD |
| Purchase | 1,220 |
83.2632 USD |
| Purchase | 1,247 |
82.7676 USD |
| Purchase | 1,322 |
83.4563 USD |
| Purchase | 1,509 |
83.2810 USD |
| Purchase | 1,600 |
84.9984 USD |
| Purchase | 2,405 |
82.8719 USD |
| Purchase | 2,800 |
83.8008 USD |
| Purchase | 3,262 |
83.4429 USD |
| Purchase | 3,400 |
83.8305 USD |
| Purchase | 3,567 |
83.8141 USD |
| Purchase | 3,633 |
83.3409 USD |
| Purchase | 3,709 |
83.2956 USD |
| Purchase | 4,257 |
83.5127 USD |
| Purchase | 4,400 |
83.2940 USD |
| Purchase | 5,683 |
85.1847 USD |
| Purchase | 10,803 |
83.5758 USD |
| Purchase | 14,537 |
82.7600 USD |
| Purchase | 14,600 |
83.0700 USD |
| Purchase | 16,400 |
83.2798 USD |
| Purchase | 17,091 |
83.4747 USD |
| Purchase | 19,728 |
82.8559 USD |
| Purchase | 30,821 |
83.5952 USD |
| Purchase | 33,337 |
83.5965 USD |
| Purchase | 43,962 |
83.8296 USD |
| Purchase | 44,134 |
83.4259 USD |
| Purchase | 50,900 |
83.4751 USD |
| Sale | 6 |
83.1800 USD |
| Sale | 13 |
83.4900 USD |
| Sale | 15 |
85.2800 USD |
| Sale | 20 |
85.4100 USD |
| Sale | 84 |
83.2100 USD |
| Sale | 100 |
82.8050 USD |
| Sale | 100 |
82.8100 USD |
| Sale | 100 |
83.0800 USD |
| Sale | 114 |
85.4038 USD |
| Sale | 200 |
84.2175 USD |
| Sale | 240 |
84.7950 USD |
| Sale | 279 |
85.2523 USD |
| Sale | 285 |
85.1201 USD |
| Sale | 300 |
82.8366 USD |
| Sale | 300 |
85.1281 USD |
| Sale | 325 |
83.1630 USD |
| Sale | 338 |
83.0984 USD |
| Sale | 400 |
83.2000 USD |
| Sale | 523 |
84.0496 USD |
| Sale | 600 |
82.8933 USD |
| Sale | 600 |
83.2050 USD |
| Sale | 700 |
83.1767 USD |
| Sale | 700 |
83.1764 USD |
| Sale | 700 |
83.2514 USD |
| Sale | 771 |
83.6192 USD |
| Sale | 775 |
82.8801 USD |
| Sale | 908 |
82.9248 USD |
| Sale | 916 |
82.9121 USD |
| Sale | 1,150 |
83.2129 USD |
| Sale | 1,200 |
83.2262 USD |
| Sale | 1,286 |
83.2178 USD |
| Sale | 1,427 |
83.2102 USD |
| Sale | 1,666 |
83.2257 USD |
| Sale | 1,700 |
83.2769 USD |
| Sale | 1,850 |
83.2154 USD |
| Sale | 2,300 |
83.0686 USD |
| Sale | 3,568 |
83.2173 USD |
| Sale | 4,444 |
84.9708 USD |
| Sale | 4,482 |
83.2186 USD |
| Sale | 5,248 |
83.2642 USD |
| Sale | 5,501 |
85.3516 USD |
| Sale | 6,048 |
83.2151 USD |
| Sale | 14,600 |
83.0700 USD |
| Sale | 16,390 |
83.3313 USD |
| Sale | 19,800 |
83.5545 USD |
| Sale | 23,405 |
83.2092 USD |
| Sale | 28,840 |
84.1761 USD |
| Sale | 30,700 |
83.4265 USD |
| Sale | 31,375 |
82.7600 USD |
| Sale | 46,000 |
83.5066 USD |
| Sale | 108,648 |
83.5660 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number |
Exercise | Type | Expiry | Option |
| purchasing, | of |
price | date | money | ||
| selling, | securities |
paid/ | ||||
| varying etc | to which |
received | ||||
option |
||||||
relates |
||||||
| Call Option | Purchasing | 200 |
90 USD | American | 21 Aug 2020 | 2.7800 USD |
| Call Option | Purchasing | 500 |
110 USD | American | 15 Jan 2021 | 1.1500 USD |
| Call Option | Selling | 600 |
88 USD | American | 15 May 2020 | 1.0633 USD |
| Call Option | Selling | 200 |
88 USD | American | 19 Jun 2020 | 2.3000 USD |
| Call Option | Selling | 1,100 |
95 USD | American | 19 Jun 2020 | 0.6272 USD |
| Put Option | Purchasing | 100 |
70 USD | American | 18 Sep 2020 | 2.7500 USD |
| Put Option | Purchasing | 200 |
80 USD | American | 21 Aug 2020 | 5.0500 USD |
| Put Option | Purchasing | 100 |
85 USD | American | 15 May 2020 | 3.0500 USD |
| Put Option | Purchasing | 200 |
90 USD | American | 19 Jun 2020 | 8.3000 USD |
| Put Option | Selling | 100 |
60 USD | American | 19 Jun 2020 | 0.3600 USD |
| Put Option | Selling | 100 |
70 USD | American | 15 May 2020 | 0.3000 USD |
| Put Option | Selling | 1,800 |
70 USD | American | 21 Aug 2020 | 2.4300 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of |
Exercise | Type | Expiry |
| purchased | relevant securities |
price | date | ||
to which the option |
|||||
or derivative |
|||||
relates |
|||||
| Put Options | Written | 2,400 |
70.0000 |
American | Sep 18, 2020 |
| Call Options | Purchased | 1,700 |
87.5000 |
American | May 15, 2020 |
| Call Options | Purchased | 5,500 |
97.5000 |
American | Jan 15, 2021 |
| Put Options | Written | 2,100 |
80.0000 |
American | May 15, 2020 |
| Put Options | Written | 90,000 |
60.0000 |
American | Jun 19, 2020 |
| Call Options | Purchased | 2,800 |
115.0000 |
American | Sep 18, 2020 |
| Put Options | Purchased | -10,200 |
50.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -800 |
90.0000 |
American | Aug 21, 2020 |
| Put Options | Purchased | -5,000 |
47.5000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 |
50.0000 |
American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 |
135.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -6,600 |
60.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -48,100 |
85.0000 |
American | May 15, 2020 |
| Call Options | Written | -1,100 |
82.5000 |
American | Jan 21, 2022 |
| Call Options | Written | -2,800 |
120.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -3,700 |
130.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -1,900 |
135.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -5,000 |
80.0000 |
American | Jan 21, 2022 |
| Put Options | Written | 300,000 |
60.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased | 5,900 |
95.0000 |
American | Sep 18, 2020 |
| Put Options | Written | 5,200 |
75.0000 |
American | Sep 18, 2020 |
| Call Options | Purchased | 2,800 |
72.5000 |
American | Jun 19, 2020 |
| Put Options | Written | 5,700 |
57.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -4,200 |
55.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -20,100 |
85.0000 |
American | Sep 18, 2020 |
| Call Options | Written | -6,700 |
105.0000 |
American | May 15, 2020 |
| Call Options | Written | -20,600 |
110.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -6,400 |
125.0000 |
American | Aug 21, 2020 |
| Put Options | Purchased | -30,000 |
62.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -34,500 |
95.0000 |
American | Jun 19, 2020 |
| Put Options | Written | 34,400 |
90.0000 |
American | Aug 21, 2020 |
| Call Options | Purchased | 1,400 |
97.5000 |
American | Sep 18, 2020 |
| Call Options | Purchased | 4,300 |
70.0000 |
American | Jun 19, 2020 |
| Call Options | Written | -5,700 |
110.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -4,700 |
40.0000 |
American | Jan 21, 2022 |
| Put Options | Purchased | -6,000 |
90.0000 |
American | Sep 18, 2020 |
| Call Options | Written | -700 |
75.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 |
110.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 |
50.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 |
50.0000 |
American | Sep 18, 2020 |
| Put Options | Written | 175,200 |
80.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 |
67.5000 |
American | Jan 15, 2021 |
| Put Options | Written | 600 |
85.0000 |
American | May 15, 2020 |
| Put Options | Written | 26,900 |
57.5000 |
American | Jun 19, 2020 |
| Put Options | Written | 800 |
70.0000 |
American | Aug 21, 2020 |
| Put Options | Written | 6,600 |
77.5000 |
American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 |
87.5000 |
American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 |
55.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 |
65.0000 |
American | Sep 18, 2020 |
| Put Options | Written | 150,000 |
65.0000 |
American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 |
92.5000 |
American | Sep 18, 2020 |
| Put Options | Purchased | -100 |
90.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -14,000 |
67.5000 |
American | Sep 18, 2020 |
| Put Options | Purchased | -351,800 |
87.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 |
40.0000 |
American | Sep 18, 2020 |
| Call Options | Written | -50,000 |
92.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -75,900 |
70.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 |
42.5000 |
American | Jun 19, 2020 |
| Call Options | Purchased | 7,400 |
87.5000 |
American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 |
60.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased | 14,200 |
75.0000 |
American | Sep 18, 2020 |
| Call Options | Written | -5,200 |
130.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 |
35.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -11,100 |
95.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -2,600 |
60.0000 |
American | Aug 21, 2020 |
| Put Options | Purchased | -70,000 |
67.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -600 |
77.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -2,500 |
125.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 |
55.0000 |
American | May 15, 2020 |
| Put Options | Purchased | -2,100 |
100.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -2,800 |
115.0000 |
American | Jun 19, 2020 |
| Call Options | Purchased | 3,900 |
95.0000 |
American | Jun 19, 2020 |
| Put Options | Written | 90,000 |
50.0000 |
American | Jun 19, 2020 |
| Put Options | Written | 1,500 |
57.5000 |
American | Sep 18, 2020 |
| Put Options | Written | 1,300 |
62.5000 |
American | May 15, 2020 |
| Put Options | Written | 300 |
75.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 |
92.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -1,200 |
72.5000 |
American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 |
40.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased | -9,300 |
72.5000 |
American | Jan 15, 2021 |
| Put Options | Written | 7,800 |
87.5000 |
American | Jun 19, 2020 |
| Put Options | Written | 275,000 |
70.0000 |
American | Jan 15, 2021 |
| Put Options | Written | 9,300 |
72.5000 |
American | Sep 18, 2020 |
| Put Options | Written | 22,400 |
90.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -100 |
95.0000 |
American | Aug 21, 2020 |
| Call Options | Written | -15,800 |
105.0000 |
American | Jan 15, 2021 |
| Put Options | Written | 9,600 |
72.5000 |
American | May 15, 2020 |
| Call Options | Purchased | 1,700 |
57.5000 |
American | Jan 15, 2021 |
| Put Options | Written | 2,900 |
92.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -6,100 |
120.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased | -250,000 |
85.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -60,000 |
87.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -1,200 |
82.5000 |
American | Jan 15, 2021 |
| Call Options | Written | -3,800 |
95.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -6,200 |
80.0000 |
American | Jun 19, 2020 |
| Call Options | Written | -6,000 |
140.0000 |
American | Jan 15, 2021 |
| Call Options | Written | -4,200 |
110.0000 |
American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200430005553/en/
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