REG-BARCLAYS PLC Form 8.3 - Abbvie Plc - Amendment
. Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long |
Short |
||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities |
|
|
|
|
2,400,198 |
0.16% |
3,927,654 |
0.27% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
2,103,778 |
0.14% |
722,501 |
0.05% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 1,279,700 |
0.09% |
1,298,900 |
0.09% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
5,783,676 |
0.39% |
5,949,055 |
0.40% |
||
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 1 |
81.7350 USD |
| Purchase | 2 |
81.6900 USD |
| Purchase | 4 |
81.9400 USD |
| Purchase | 15 |
83.2300 USD |
| Purchase | 18 |
82.5900 USD |
| Purchase | 40 |
82.3700 USD |
| Purchase | 100 |
82.3500 USD |
| Purchase | 100 |
82.7800 USD |
| Purchase | 100 |
81.9800 USD |
| Purchase | 100 |
82.0100 USD |
| Purchase | 120 |
82.4900 USD |
| Purchase | 182 |
82.6572 USD |
| Purchase | 200 |
81.9350 USD |
| Purchase | 200 |
81.8750 USD |
| Purchase | 200 |
82.6250 USD |
| Purchase | 200 |
82.4650 USD |
| Purchase | 200 |
82.3750 USD |
| Purchase | 200 |
82.3875 USD |
| Purchase | 200 |
82.1724 USD |
| Purchase | 200 |
82.0850 USD |
| Purchase | 262 |
82.0133 USD |
| Purchase | 300 |
82.0267 USD |
| Purchase | 300 |
81.3600 USD |
| Purchase | 300 |
82.3666 USD |
| Purchase | 300 |
82.2966 USD |
| Purchase | 300 |
82.1300 USD |
| Purchase | 300 |
82.1133 USD |
| Purchase | 321 |
82.2185 USD |
| Purchase | 347 |
82.3701 USD |
| Purchase | 400 |
82.1600 USD |
| Purchase | 400 |
82.3450 USD |
| Purchase | 400 |
82.4975 USD |
| Purchase | 414 |
82.0095 USD |
| Purchase | 460 |
82.3830 USD |
| Purchase | 700 |
82.2314 USD |
| Purchase | 800 |
82.1225 USD |
| Purchase | 864 |
82.0110 USD |
| Purchase | 876 |
82.1693 USD |
| Purchase | 900 |
82.4019 USD |
| Purchase | 900 |
82.0944 USD |
| Purchase | 1,000 |
82.2200 USD |
| Purchase | 1,009 |
82.0729 USD |
| Purchase | 1,064 |
82.1552 USD |
| Purchase | 1,099 |
82.1488 USD |
| Purchase | 1,229 |
82.2526 USD |
| Purchase | 1,230 |
82.2525 USD |
| Purchase | 1,300 |
82.2026 USD |
| Purchase | 1,330 |
82.2115 USD |
| Purchase | 1,340 |
82.0198 USD |
| Purchase | 1,347 |
82.1023 USD |
| Purchase | 1,544 |
81.9748 USD |
| Purchase | 1,600 |
82.0475 USD |
| Purchase | 1,784 |
83.0400 USD |
| Purchase | 2,100 |
82.3886 USD |
| Purchase | 2,386 |
82.0575 USD |
| Purchase | 2,400 |
82.1216 USD |
| Purchase | 2,401 |
82.0079 USD |
| Purchase | 2,499 |
82.1176 USD |
| Purchase | 2,600 |
82.2240 USD |
| Purchase | 2,756 |
82.2883 USD |
| Purchase | 2,900 |
82.3444 USD |
| Purchase | 3,200 |
82.0728 USD |
| Purchase | 4,723 |
81.9922 USD |
| Purchase | 6,280 |
82.1365 USD |
| Purchase | 6,941 |
82.0238 USD |
| Purchase | 12,100 |
82.4150 USD |
| Purchase | 14,500 |
82.3800 USD |
| Purchase | 24,170 |
82.0065 USD |
| Purchase | 28,000 |
82.2236 USD |
| Purchase | 35,367 |
81.8234 USD |
| Purchase | 39,128 |
82.1031 USD |
| Purchase | 43,400 |
82.1764 USD |
| Purchase | 52,296 |
82.1941 USD |
| Purchase | 63,566 |
82.1986 USD |
| Purchase | 115,199 |
82.3509 USD |
| Purchase | 173,200 |
82.0473 USD |
| Purchase | 235,937 |
82.2000 USD |
| Purchase | 317,418 |
82.2178 USD |
| Sale | 1 |
81.5200 USD |
| Sale | 1 |
81.8600 USD |
| Sale | 4 |
81.9400 USD |
| Sale | 37 |
82.4000 USD |
| Sale | 100 |
82.1000 USD |
| Sale | 100 |
82.1300 USD |
| Sale | 100 |
81.8200 USD |
| Sale | 100 |
82.7750 USD |
| Sale | 100 |
82.4800 USD |
| Sale | 100 |
82.1900 USD |
| Sale | 100 |
82.3150 USD |
| Sale | 100 |
82.3000 USD |
| Sale | 100 |
82.2800 USD |
| Sale | 100 |
82.2750 USD |
| Sale | 120 |
82.4900 USD |
| Sale | 200 |
81.9300 USD |
| Sale | 200 |
81.9000 USD |
| Sale | 200 |
81.8700 USD |
| Sale | 200 |
82.3500 USD |
| Sale | 200 |
82.2900 USD |
| Sale | 200 |
82.2450 USD |
| Sale | 200 |
82.1275 USD |
| Sale | 200 |
82.1050 USD |
| Sale | 256 |
82.2856 USD |
| Sale | 400 |
82.3225 USD |
| Sale | 400 |
82.6850 USD |
| Sale | 456 |
82.0677 USD |
| Sale | 500 |
82.2600 USD |
| Sale | 564 |
82.1961 USD |
| Sale | 593 |
82.1340 USD |
| Sale | 600 |
81.9333 USD |
| Sale | 628 |
82.1323 USD |
| Sale | 691 |
82.3881 USD |
| Sale | 700 |
82.4435 USD |
| Sale | 700 |
82.1128 USD |
| Sale | 717 |
82.3123 USD |
| Sale | 800 |
81.9887 USD |
| Sale | 826 |
81.9871 USD |
| Sale | 882 |
82.1265 USD |
| Sale | 969 |
82.7241 USD |
| Sale | 1,011 |
82.4245 USD |
| Sale | 1,259 |
82.2897 USD |
| Sale | 1,271 |
82.1042 USD |
| Sale | 1,347 |
83.0400 USD |
| Sale | 1,400 |
82.3612 USD |
| Sale | 1,727 |
82.0914 USD |
| Sale | 1,855 |
82.0574 USD |
| Sale | 2,100 |
82.3886 USD |
| Sale | 2,414 |
82.0995 USD |
| Sale | 2,618 |
82.7724 USD |
| Sale | 2,638 |
82.3626 USD |
| Sale | 3,339 |
82.3450 USD |
| Sale | 3,385 |
82.6259 USD |
| Sale | 3,434 |
82.5767 USD |
| Sale | 3,700 |
82.0875 USD |
| Sale | 4,500 |
82.0237 USD |
| Sale | 5,700 |
82.2325 USD |
| Sale | 5,791 |
82.1833 USD |
| Sale | 5,815 |
82.0856 USD |
| Sale | 5,845 |
82.0643 USD |
| Sale | 6,061 |
82.1398 USD |
| Sale | 6,202 |
82.4557 USD |
| Sale | 6,720 |
82.1445 USD |
| Sale | 7,733 |
82.1053 USD |
| Sale | 8,856 |
82.0176 USD |
| Sale | 11,367 |
82.0955 USD |
| Sale | 11,530 |
82.3775 USD |
| Sale | 11,922 |
82.5092 USD |
| Sale | 12,100 |
82.4150 USD |
| Sale | 13,933 |
82.1750 USD |
| Sale | 14,300 |
82.3800 USD |
| Sale | 16,150 |
82.0454 USD |
| Sale | 16,269 |
82.4938 USD |
| Sale | 17,704 |
82.1483 USD |
| Sale | 21,092 |
82.1743 USD |
| Sale | 24,800 |
82.2323 USD |
| Sale | 32,198 |
82.1640 USD |
| Sale | 36,638 |
82.0788 USD |
| Sale | 48,267 |
81.8817 USD |
| Sale | 51,653 |
82.2408 USD |
| Sale | 54,208 |
82.2400 USD |
| Sale | 102,122 |
82.0493 USD |
| Sale | 163,572 |
82.2000 USD |
| Sale | 354,335 |
82.1964 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
purchasing, |
of |
price |
|
date |
money |
|
selling, |
securities |
|
|
|
paid/ |
|
varying etc |
to which |
|
|
|
received |
|
|
option |
|
|
|
|
|
|
relates |
|
|
|
|
|
| Call Option | Purchasing |
100 |
95 USD |
American |
21 Aug 2020 |
1.4100 USD |
| Call Option | Selling |
2,000 |
88 USD |
American |
15 May 2020 |
0.7840 USD |
| Call Option | Selling |
1,000 |
95 USD |
American |
19 Jun 2020 |
0.4000 USD |
| Put Option | Purchasing |
100 |
80 USD |
American |
15 May 2020 |
1.8100 USD |
| Put Option | Selling |
100 |
73 USD |
American |
15 Jan 2021 |
6.2500 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise |
Type |
Expiry |
purchased |
relevant securities |
price |
|
date |
|
|
to which the option |
|
|
|
|
|
or derivative |
|
|
|
|
|
relates |
|
|
|
|
| Put Options | Written |
90,600 |
60.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
2,400 |
70.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased |
5,500 |
97.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
2,800 |
115.0000 |
American |
Sep 18, 2020 |
| Call Options | Written |
-5,000 |
80.0000 |
American |
Jan 21, 2022 |
| Call Options | Written |
-800 |
90.0000 |
American |
Aug 21, 2020 |
| Put Options | Purchased |
-1,500 |
50.0000 |
American |
Jan 21, 2022 |
| Call Options | Written |
-1,900 |
135.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-48,100 |
85.0000 |
American |
May 15, 2020 |
| Call Options | Written |
-1,100 |
82.5000 |
American |
Jan 21, 2022 |
| Put Options | Purchased |
-3,000 |
135.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-2,800 |
120.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-10,200 |
50.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-3,700 |
130.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-5,000 |
47.5000 |
American |
Jun 19, 2020 |
| Put Options | Written |
300,000 |
60.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
5,200 |
75.0000 |
American |
Sep 18, 2020 |
| Put Options | Written |
5,700 |
57.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
2,800 |
72.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased |
5,900 |
95.0000 |
American |
Sep 18, 2020 |
| Call Options | Written |
-400 |
87.5000 |
American |
May 15, 2020 |
| Call Options | Written |
-6,700 |
105.0000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-20,100 |
85.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-30,000 |
62.5000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-20,600 |
110.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-4,200 |
55.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-6,400 |
125.0000 |
American |
Aug 21, 2020 |
| Put Options | Purchased |
-34,500 |
95.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
34,400 |
90.0000 |
American |
Aug 21, 2020 |
| Call Options | Purchased |
4,300 |
70.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased |
1,400 |
97.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-4,700 |
40.0000 |
American |
Jan 21, 2022 |
| Put Options | Purchased |
-6,000 |
90.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-1,600 |
50.0000 |
American |
Sep 18, 2020 |
| Call Options | Written |
-5,700 |
110.0000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-700 |
75.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-3,700 |
50.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased |
-2,600 |
110.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
175,200 |
80.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
800 |
70.0000 |
American |
Aug 21, 2020 |
| Call Options | Purchased |
3,200 |
55.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
1,400 |
65.0000 |
American |
Sep 18, 2020 |
| Put Options | Written |
6,600 |
77.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
2,400 |
87.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased |
3,000 |
67.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
1,200 |
92.5000 |
American |
Sep 18, 2020 |
| Put Options | Written |
26,900 |
57.5000 |
American |
Jun 19, 2020 |
| Put Options | Written |
600 |
85.0000 |
American |
May 15, 2020 |
| Put Options | Written |
150,000 |
65.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased |
-351,800 |
87.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-2,200 |
40.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased |
-5,000 |
42.5000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-75,900 |
70.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-100 |
90.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased |
-14,000 |
67.5000 |
American |
Sep 18, 2020 |
| Call Options | Written |
-50,000 |
92.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
7,400 |
87.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased |
14,200 |
75.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased |
1,100 |
60.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-600 |
77.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-11,100 |
95.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-2,100 |
100.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-2,300 |
35.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-5,200 |
130.0000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-2,600 |
60.0000 |
American |
Aug 21, 2020 |
| Put Options | Purchased |
-70,000 |
67.5000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-2,800 |
115.0000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-2,500 |
125.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-5,000 |
55.0000 |
American |
May 15, 2020 |
| Call Options | Purchased |
2,900 |
95.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
90,000 |
50.0000 |
American |
Jun 19, 2020 |
| Put Options | Written |
300 |
75.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
1,500 |
57.5000 |
American |
Sep 18, 2020 |
| Put Options | Written |
1,300 |
62.5000 |
American |
May 15, 2020 |
| Put Options | Purchased |
-9,200 |
72.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-1,900 |
40.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-100,000 |
92.5000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-1,200 |
72.5000 |
American |
Sep 18, 2020 |
| Put Options | Written |
9,300 |
72.5000 |
American |
Sep 18, 2020 |
| Put Options | Written |
22,400 |
90.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
275,000 |
70.0000 |
American |
Jan 15, 2021 |
| Put Options | Written |
7,800 |
87.5000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-15,800 |
105.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased |
1,700 |
57.5000 |
American |
Jan 15, 2021 |
| Put Options | Written |
9,600 |
72.5000 |
American |
May 15, 2020 |
| Put Options | Written |
2,900 |
92.5000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-400 |
82.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased |
-250,000 |
85.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-60,000 |
87.5000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-4,200 |
110.0000 |
American |
May 15, 2020 |
| Call Options | Written |
-6,000 |
140.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-3,800 |
95.0000 |
American |
Jan 15, 2021 |
| Call Options | Written |
-6,100 |
80.0000 |
American |
Jun 19, 2020 |
| Call Options | Written |
-6,100 |
120.0000 |
American |
Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200504005335/en/
BARCLAYS PLC
Recent news on Abbvie
See all newsREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
Announcement