REG-BARCLAYS PLC Form 8.3 - Abbvie Plc

AbbvieAnnouncement

30/04/2020 10:55

Form 8.3 - Abbvie Plc

 

Ap19 

FORM 8.3 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION



Name of person dealing (Note 1)
Barclays PLC.



Company dealt in
ABBVIE INC



Class of relevant security to which the
ORD



dealings being disclosed relate (Note 2)



Date of dealing

29 April 2020




2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) 


Class of relevant security:
ORD






Long



Short






Number



(%)



Number



(%)





(1)


Relevant securities

 



 



 



 







2,393,344



0.16%



4,324,932



0.29%







 



 



 



 





(2)


Derivatives (other than options):

 



 



 



 







2,200,045



0.15%



722,501



0.05%







 



 



 



 





(3)


Options and agreements to

 



 



 



 





purchase/sell:

1,282,400



0.09%



1,298,700



0.09%






 



 



 



 





TOTAL:

 



 



 



 







5,875,789



0.40%



6,346,133



0.43%






 



 



 



 




(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) 



Class of relevant security:



Long



Short





 



Number



 



(%)



Number



 



(%)





(1) Relevant securities



 



 





 


(2) Derivatives (other than options)



 



 





 


(3) Options and agreements to purchase/sell



 



 





Total



 



 











 




Ap20 

1. DEALINGS (Note 4)

(a) Purchases and sales 


Purchase/sale

Number of relevant securities



Price per unit




Purchase

4



84.0300 USD




Purchase

50



84.2700 USD




Purchase

100



82.6800 USD




Purchase

100



82.5550 USD




Purchase

100



82.5400 USD




Purchase

100



84.1050 USD




Purchase

100



83.9100 USD




Purchase

100



83.6000 USD




Purchase

100



84.0000 USD




Purchase

100



83.5600 USD




Purchase

100



82.8600 USD




Purchase

100



84.2600 USD




Purchase

100



84.2200 USD




Purchase

100



84.2100 USD




Purchase

100



83.8800 USD




Purchase

100



83.2400 USD




Purchase

107



82.4327 USD




Purchase

123



82.4962 USD




Purchase

135



83.9900 USD




Purchase

139



83.8000 USD




Purchase

161



83.8191 USD




Purchase

200



83.6075 USD




Purchase

200



83.5650 USD




Purchase

200



83.8500 USD




Purchase

200



84.1100 USD




Purchase

200



84.0350 USD




Purchase

270



83.0900 USD




Purchase

300



82.9283 USD




Purchase

300



83.9700 USD




Purchase

300



83.6100 USD




Purchase

300



83.5850 USD




Purchase

350



84.2428 USD




Purchase

356



82.8599 USD




Purchase

400



84.3075 USD




Purchase

400



84.2325 USD




Purchase

464



84.2507 USD




Purchase

490



84.2548 USD




Purchase

600



84.2875 USD




Purchase

700



84.0339 USD




Purchase

710



83.8909 USD




Purchase

800



84.2143 USD




Purchase

800



83.7425 USD




Purchase

835



83.6375 USD




Purchase

900



83.1855 USD




Purchase

989



84.2232 USD




Purchase

993



84.2128 USD




Purchase

1,198



83.2569 USD




Purchase

1,501



82.9239 USD




Purchase

2,079



83.7333 USD




Purchase

2,100



84.6100 USD




Purchase

2,100



84.6950 USD




Purchase

2,400



83.7291 USD




Purchase

2,400



83.1562 USD




Purchase

3,550



83.9122 USD




Purchase

4,797



83.2992 USD




Purchase

6,900



83.9600 USD




Purchase

8,786



83.1444 USD




Purchase

9,900



83.6822 USD




Purchase

12,403



83.5473 USD




Purchase

15,655



83.1277 USD




Purchase

25,100



83.4188 USD




Purchase

30,955



83.7600 USD




Purchase

31,697



83.7518 USD




Purchase

36,000



83.4791 USD




Purchase

86,782



83.7137 USD




Purchase

195,084



83.1787 USD




Sale

1



82.6400 USD




Sale

4



84.0300 USD




Sale

5



83.6080 USD




Sale

5



84.0100 USD




Sale

12



83.5987 USD




Sale

15



83.8766 USD




Sale

15



83.9333 USD




Sale

30



83.9233 USD




Sale

31



83.9009 USD




Sale

40



84.1100 USD




Sale

44



82.5000 USD




Sale

50



84.0160 USD




Sale

70



83.9050 USD




Sale

75



83.8900 USD




Sale

90



84.0572 USD




Sale

100



83.6150 USD




Sale

100



83.7900 USD




Sale

100



83.8000 USD




Sale

109



83.9724 USD




Sale

127



83.8959 USD




Sale

145



83.9900 USD




Sale

184



83.8663 USD




Sale

214



84.1091 USD




Sale

215



84.0402 USD




Sale

270



83.0900 USD




Sale

300



84.0425 USD




Sale

300



83.9733 USD




Sale

378



83.7928 USD




Sale

400



84.0825 USD




Sale

400



84.0275 USD




Sale

416



82.4728 USD




Sale

551



83.9288 USD




Sale

675



83.7527 USD




Sale

700



83.9296 USD




Sale

700



83.8128 USD




Sale

702



83.8262 USD




Sale

729



83.2213 USD




Sale

749



83.9718 USD




Sale

800



83.6168 USD




Sale

882



83.3043 USD




Sale

1,310



83.5779 USD




Sale

1,586



82.5521 USD




Sale

1,606



84.0165 USD




Sale

1,770



83.3727 USD




Sale

1,886



83.3190 USD




Sale

1,900



83.3069 USD




Sale

2,100



84.6950 USD




Sale

2,405



84.0853 USD




Sale

2,435



84.1574 USD




Sale

2,535



83.7712 USD




Sale

4,200



84.6100 USD




Sale

5,736



84.2397 USD




Sale

6,900



83.9600 USD




Sale

7,070



83.1313 USD




Sale

7,277



83.2329 USD




Sale

7,821



83.2699 USD




Sale

9,977



83.9988 USD




Sale

10,100



83.2401 USD




Sale

11,758



83.1875 USD




Sale

13,041



83.1038 USD




Sale

13,558



83.1892 USD




Sale

14,064



83.1452 USD




Sale

15,000



83.6173 USD




Sale

15,261



83.7607 USD




Sale

17,868



83.1924 USD




Sale

18,507



83.0973 USD




Sale

21,000



83.3804 USD




Sale

22,145



84.1098 USD




Sale

28,569



83.1471 USD




Sale

29,245



83.8576 USD




Sale

29,680



83.2091 USD




Sale

33,402



83.4646 USD




Sale

39,954



83.3274 USD




Sale

45,936



83.1671 USD




Sale

57,269



83.7600 USD




Sale

195,084



83.1787 USD




(b) Derivatives transactions (other than options transactions) 



Product name,


e.g. CFD



Nature of transaction


(Note 6)



Number of relevant securities


(Note 7)



Price per unit


(Note 5)





 



 



 



 




(c) Options transactions in respect of existing relevant securities 

(i) Writing, selling, purchasing or varying 


Product Name

Writing,



Number



Exercise



Type



Expiry



Option






purchasing,



of



price



 



date



money






selling,



securities



 



 



 



paid/






varying etc



to which



 



 



 



received






 



option



 



 



 



 






 



relates



 



 



 



 




Call Option

Purchasing



100



80 USD



American



19 Jun 2020



7.0100 USD




Call Option

Purchasing



800



83 USD



American



15 Jan 2021



8.9512 USD




Call Option

Selling



100



88 USD



American



15 May 2020



0.8000 USD




Call Option

Selling



800



88 USD



American



19 Jun 2020



2.3500 USD




Put Option

Purchasing



2,000



80 USD



American



15 May 2020



1.5000 USD




Put Option

Selling



7,200



60 USD



American



19 Jun 2020



0.3383 USD




(ii) Exercising 



Product name,


e.g. call option



Number of securities



Exercise price per unit (Note 5)





 



 



 




(d) Other dealings (including transactions in respect of new securities) (Note 4) 



Nature of transaction


(Note 8)



Details



Price per unit


(if applicable) (Note 5)





 



 



 


 




Ap21 

2. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

None


Is a Supplemental Form 8 (Open Positions) attached?
YES


Date of disclosure:

30 Apr 2020




Contact name:

Large Holdings Regulatory Operations




Telephone number:

020 3134 7213




If a connected EFM, name of offeree/offeror with which connected



If a connected EFM, state nature of connection



aAp23

SUPPLEMENTAL FORM 8 

IRISH TAKEOVER PANEL 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate) 

OPEN POSITIONS (Note 1)


Product name

Written or 



Number of



Exercise



Type



Expiry




 

purchased



relevant securities 



price



 



date




 

 



to which the option 



 



 



 




 

 



or derivative 



 



 



 




 

 



relates



 



 



 




Call Options

  Purchased



5,500



97.5000  



American



Jan 15, 2021




Put Options

  Written



2,400



70.0000  



American



Sep 18, 2020




Call Options

  Purchased



1,600



87.5000  



American



May 15, 2020




Put Options

  Written



90,600



60.0000  



American



Jun 19, 2020




Put Options

  Written



100



80.0000  



American



May 15, 2020




Call Options

  Purchased



2,800



115.0000  



American



Sep 18, 2020




Put Options

  Purchased



-3,000



135.0000  



American



Jan 15, 2021




Call Options

  Written



-800



90.0000  



American



Aug 21, 2020




Call Options

  Written



-2,800



120.0000  



American



Jan 15, 2021




Call Options

  Written



-1,900



135.0000  



American



Jan 15, 2021




Put Options

  Purchased



-1,500



50.0000  



American



Jan 21, 2022




Call Options

  Written



-3,700



130.0000  



American



Jan 15, 2021




Call Options

  Written



-5,000



80.0000  



American



Jan 21, 2022




Put Options

  Purchased



-5,000



47.5000  



American



Jun 19, 2020




Put Options

  Purchased



-10,200



50.0000  



American



Jan 15, 2021




Put Options

  Purchased



-48,100



85.0000  



American



May 15, 2020




Call Options

  Written



-1,100



82.5000  



American



Jan 21, 2022




Put Options

  Written



5,200



75.0000  



American



Sep 18, 2020




Call Options

  Purchased



5,900



95.0000  



American



Sep 18, 2020




Put Options

  Written



5,700



57.5000  



American



Jan 15, 2021




Call Options

  Purchased



2,800



72.5000  



American



Jun 19, 2020




Put Options

  Written



300,000



60.0000  



American



Jan 15, 2021




Put Options

  Purchased



-34,500



95.0000  



American



Jun 19, 2020




Call Options

  Written



-20,600



110.0000  



American



Jan 15, 2021




Put Options

  Purchased



-30,000



62.5000  



American



Jan 15, 2021




Put Options

  Purchased



-20,100



85.0000  



American



Sep 18, 2020




Call Options

  Written



-6,700



105.0000  



American



May 15, 2020




Call Options

  Written



-6,400



125.0000  



American



Aug 21, 2020




Put Options

  Purchased



-4,200



55.0000  



American



Jan 15, 2021




Call Options

  Purchased



1,400



97.5000  



American



Sep 18, 2020




Call Options

  Purchased



4,300



70.0000  



American



Jun 19, 2020




Put Options

  Written



34,400



90.0000  



American



Aug 21, 2020




Call Options

  Written



-700



75.0000  



American



Jan 15, 2021




Call Options

  Written



-5,700



110.0000  



American



Jun 19, 2020




Put Options

  Purchased



-3,700



50.0000  



American



Jun 19, 2020




Put Options

  Purchased



-1,600



50.0000  



American



Sep 18, 2020




Put Options

  Purchased



-2,600



110.0000  



American



Jan 15, 2021




Put Options

  Purchased



-4,700



40.0000  



American



Jan 21, 2022




Put Options

  Purchased



-6,000



90.0000  



American



Sep 18, 2020




Put Options

  Written



175,200



80.0000  



American



Jan 15, 2021




Put Options

  Written



6,600



77.5000  



American



Jan 15, 2021




Call Options

  Purchased



1,200



92.5000  



American



Sep 18, 2020




Put Options

  Written



150,000



65.0000  



American



Jun 19, 2020




Call Options

  Purchased



1,400



65.0000  



American



Sep 18, 2020




Put Options

  Written



26,900



57.5000  



American



Jun 19, 2020




Put Options

  Written



800



70.0000  



American



Aug 21, 2020




Put Options

  Written



600



85.0000  



American



May 15, 2020




Call Options

  Purchased



3,000



67.5000  



American



Jan 15, 2021




Call Options

  Purchased



3,200



55.0000  



American



Jan 15, 2021




Call Options

  Purchased



2,400



87.5000  



American



Jun 19, 2020




Put Options

  Purchased



-5,000



42.5000  



American



Jun 19, 2020




Call Options

  Written



-50,000



92.5000  



American



Jan 15, 2021




Call Options

  Written



-75,900



70.0000  



American



Jan 15, 2021




Put Options

  Purchased



-351,800



87.5000  



American



Jan 15, 2021




Put Options

  Purchased



-14,000



67.5000  



American



Sep 18, 2020




Put Options

  Purchased



-2,200



40.0000  



American



Sep 18, 2020




Put Options

  Purchased



-100



90.0000  



American



Jun 19, 2020




Call Options

  Purchased



1,100



60.0000  



American



Jan 15, 2021




Call Options

  Purchased



14,200



75.0000  



American



Sep 18, 2020




Call Options

  Purchased



7,400



87.5000  



American



Sep 18, 2020




Put Options

  Purchased



-600



77.5000  



American



Jan 15, 2021




Put Options

  Purchased



-2,300



35.0000  



American



Jan 15, 2021




Call Options

  Written



-2,600



60.0000  



American



Aug 21, 2020




Put Options

  Purchased



-11,100



95.0000  



American



Jan 15, 2021




Call Options

  Written



-2,800



115.0000  



American



Jun 19, 2020




Put Options

  Purchased



-2,100



100.0000  



American



Jan 15, 2021




Call Options

  Written



-2,500



125.0000  



American



Jan 15, 2021




Put Options

  Purchased



-5,000



55.0000  



American



May 15, 2020




Call Options

  Written



-5,200



130.0000  



American



Jun 19, 2020




Put Options

  Purchased



-70,000



67.5000  



American



Jan 15, 2021




Put Options

  Written



300



75.0000  



American



Jan 15, 2021




Put Options

  Written



1,300



62.5000  



American



May 15, 2020




Call Options

  Purchased



3,900



95.0000  



American



Jun 19, 2020




Put Options

  Written



90,000



50.0000  



American



Jun 19, 2020




Put Options

  Written



1,500



57.5000  



American



Sep 18, 2020




Put Options

  Purchased



-100,000



92.5000  



American



Jan 15, 2021




Put Options

  Purchased



-9,300



72.5000  



American



Jan 15, 2021




Put Options

  Purchased



-1,900



40.0000  



American



Jan 15, 2021




Call Options

  Written



-1,200



72.5000  



American



Sep 18, 2020




Put Options

  Written



275,000



70.0000  



American



Jan 15, 2021




Put Options

  Written



9,300



72.5000  



American



Sep 18, 2020




Put Options

  Written



22,400



90.0000  



American



Jan 15, 2021




Put Options

  Written



7,800



87.5000  



American



Jun 19, 2020




Call Options

  Written



-100



95.0000  



American



Aug 21, 2020




Call Options

  Written



-15,800



105.0000  



American



Jan 15, 2021




Put Options

  Written



9,600



72.5000  



American



May 15, 2020




Call Options

  Purchased



1,700



57.5000  



American



Jan 15, 2021




Put Options

  Written



2,900



92.5000  



American



Jan 15, 2021




Call Options

  Written



-3,800



95.0000  



American



Jan 15, 2021




Put Options

  Purchased



-250,000



85.0000  



American



Jan 15, 2021




Call Options

  Written



-60,000



87.5000  



American



Jan 15, 2021




Call Options

  Written



-4,200



110.0000  



American



May 15, 2020




Call Options

  Written



-6,100



80.0000  



American



Jun 19, 2020




Call Options

  Written



-400



82.5000  



American



Jan 15, 2021




Call Options

  Written



-6,100



120.0000  



American



Jun 19, 2020




Call Options

  Written



-6,000



140.0000  



American



Jan 15, 2021




Notes 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form. 

2. For all prices and other monetary amounts, the currency must be stated. 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel. 
View source version on businesswire.com: https://www.businesswire.com/news/home/20200430005383/en/

BARCLAYS PLC