REG-BARCLAYS PLC Form 8.3 - ABBVIE PLC

AbbvieAnnouncement

01/05/2020 12:40

Form 8.3 - ABBVIE PLC

 

Ap19 

FORM 8.3 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION



Name of person dealing (Note 1)
Barclays PLC.



Company dealt in
ABBVIE INC



Class of relevant security to which the

ORD





dealings being disclosed relate (Note 2)



Date of dealing
30 April 2020


2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) 


Class of relevant security:
ORD





Long
Short



Number
(%)
Number
(%)



(1)


Relevant securities

 



 



 



 







2,405,017



0.16%



3,927,654



0.27%







 



 



 



 





(2)


Derivatives (other than options):

 



 



 



 







2,103,778



0.14%



722,501



0.05%







 



 



 



 





(3)


Options and agreements to

 



 



 



 





purchase/sell:

1,279,700



0.09%



1,298,900



0.09%






 



 



 



 





TOTAL:

 



 



 



 







5,788,495



0.39%



5,949,055



0.40%






 



 



 



 




(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) 



Class of relevant security:



Long



Short





 



Number



 



(%)



Number



 



(%)





(1) Relevant securities



 



 





 


(2) Derivatives (other than options)



 



 





 


(3) Options and agreements to purchase/sell



 



 





Total



 



 











 




Ap20 

1. DEALINGS (Note 4)

(a) Purchases and sales 


Purchase/sale
Number of relevant securities
Price per unit



Purchase



1



81.7350 USD





Purchase



2



81.6900 USD





Purchase



4



81.9400 USD





Purchase



15



83.2300 USD





Purchase



18



82.5900 USD





Purchase



40



82.3700 USD





Purchase



100



82.3500 USD





Purchase



100



82.7800 USD





Purchase



100



81.9800 USD





Purchase



100



82.0100 USD





Purchase



120



82.4900 USD





Purchase



182



82.6572 USD





Purchase



200



81.9350 USD





Purchase



200



81.8750 USD





Purchase



200



82.6250 USD





Purchase



200



82.4650 USD





Purchase



200



82.3750 USD





Purchase



200



82.3875 USD





Purchase



200



82.1724 USD





Purchase



200



82.0850 USD





Purchase



262



82.0133 USD





Purchase



300



82.0267 USD





Purchase



300



81.3600 USD





Purchase



300



82.3666 USD





Purchase



300



82.2966 USD





Purchase



300



82.1300 USD





Purchase



300



82.1133 USD





Purchase



321



82.2185 USD





Purchase



347



82.3701 USD





Purchase



400



82.1600 USD





Purchase



400



82.3450 USD





Purchase



400



82.4975 USD





Purchase



414



82.0095 USD





Purchase



460



82.3830 USD





Purchase



700



82.2314 USD





Purchase



800



82.1225 USD





Purchase



864



82.0110 USD





Purchase



876



82.1693 USD





Purchase



900



82.4019 USD





Purchase



900



82.0944 USD





Purchase



1,000



82.2200 USD





Purchase



1,009



82.0729 USD





Purchase



1,064



82.1552 USD





Purchase



1,099



82.1488 USD





Purchase



1,229



82.2526 USD





Purchase



1,230



82.2525 USD





Purchase



1,300



82.2026 USD





Purchase



1,330



82.2115 USD





Purchase



1,340



82.0198 USD





Purchase



1,347



82.1023 USD





Purchase



1,544



81.9748 USD





Purchase



1,600



82.0475 USD





Purchase



1,784



83.0400 USD





Purchase



2,100



82.3886 USD





Purchase



2,386



82.0575 USD





Purchase



2,400



82.1216 USD





Purchase



2,401



82.0079 USD





Purchase



2,499



82.1176 USD





Purchase



2,600



82.2240 USD





Purchase



2,756



82.2883 USD





Purchase



2,900



82.3444 USD





Purchase



3,200



82.0728 USD





Purchase



4,723



81.9922 USD





Purchase



6,280



82.1365 USD





Purchase



6,941



82.0238 USD





Purchase



12,100



82.4150 USD





Purchase



14,500



82.3800 USD





Purchase



24,170



82.0065 USD





Purchase



28,000



82.2236 USD





Purchase



35,367



81.8234 USD





Purchase



39,128



82.1031 USD





Purchase



43,400



82.1764 USD





Purchase



52,296



82.1941 USD





Purchase



63,566



82.1986 USD





Purchase



115,199



82.3509 USD





Purchase



173,200



82.0473 USD





Purchase



234,470



82.2000 USD





Purchase



317,418



82.2178 USD





Sale



1



81.5200 USD





Sale



1



81.8600 USD





Sale



4



81.9400 USD





Sale



37



82.4000 USD





Sale



100



82.1000 USD





Sale



100



82.1300 USD





Sale



100



81.8200 USD





Sale



100



82.7750 USD





Sale



100



82.4800 USD





Sale



100



82.1900 USD





Sale



100



82.3150 USD





Sale



100



82.3000 USD





Sale



100



82.2800 USD





Sale



100



82.2750 USD





Sale



120



82.4900 USD





Sale



200



81.9300 USD





Sale



200



81.9000 USD





Sale



200



81.8700 USD





Sale



200



82.3500 USD





Sale



200



82.2900 USD





Sale



200



82.2450 USD





Sale



200



82.1275 USD





Sale



200



82.1050 USD





Sale



256



82.2856 USD





Sale



400



82.3225 USD





Sale



400



82.6850 USD





Sale



456



82.0677 USD





Sale



500



82.2600 USD





Sale



564



82.1961 USD





Sale



593



82.1340 USD





Sale



600



81.9333 USD





Sale



628



82.1323 USD





Sale



691



82.3881 USD





Sale



700



82.4435 USD





Sale



700



82.1128 USD





Sale



717



82.3123 USD





Sale



800



81.9887 USD





Sale



826



81.9871 USD





Sale



882



82.1265 USD





Sale



969



82.7241 USD





Sale



1,011



82.4245 USD





Sale



1,259



82.2897 USD





Sale



1,271



82.1042 USD





Sale



1,347



83.0400 USD





Sale



1,400



82.3612 USD





Sale



1,727



82.0914 USD





Sale



1,855



82.0574 USD





Sale



2,100



82.3886 USD





Sale



2,414



82.0995 USD





Sale



2,618



82.7724 USD





Sale



2,638



82.3626 USD





Sale



3,339



82.3450 USD





Sale



3,385



82.6259 USD





Sale



3,434



82.5767 USD





Sale



3,700



82.0875 USD





Sale



4,500



82.0237 USD





Sale



5,700



82.2325 USD





Sale



5,791



82.1833 USD





Sale



5,815



82.0856 USD





Sale



5,845



82.0643 USD





Sale



6,061



82.1398 USD





Sale



6,202



82.4557 USD





Sale



6,720



82.1445 USD





Sale



7,733



82.1053 USD





Sale



8,856



82.0176 USD





Sale



11,367



82.0955 USD





Sale



11,530



82.3775 USD





Sale



11,922



82.5092 USD





Sale



12,100



82.4150 USD





Sale



13,933



82.1750 USD





Sale



14,300



82.3800 USD





Sale



16,150



82.0454 USD





Sale



16,269



82.4938 USD





Sale



17,704



82.1483 USD





Sale



21,092



82.1743 USD





Sale



24,800



82.2323 USD





Sale



32,198



82.1640 USD





Sale



36,638



82.0788 USD





Sale



48,267



81.8817 USD





Sale



51,653



82.2408 USD





Sale



54,208



82.2400 USD





Sale



102,122



82.0493 USD





Sale



157,286



82.2000 USD





Sale



354,335



82.1964 USD




(b) Derivatives transactions (other than options transactions) 



Product name,


e.g. CFD



Nature of transaction


(Note 6)



Number of relevant securities


(Note 7)



Price per unit


(Note 5)





 



 



 



 




(c) Options transactions in respect of existing relevant securities 

(i) Writing, selling, purchasing or varying 


Product Name
Writing,
Number
Exercise
Type
Expiry
Option



purchasing,
of
price

date
money



selling,
securities



paid/



varying etc
to which



received




option








relates







Call Option



Purchasing



100



95 USD



American



21 Aug 2020



1.4100 USD





Call Option



Selling



2,000



88 USD



American



15 May 2020



0.7840 USD





Call Option



Selling



1,000



95 USD



American



19 Jun 2020



0.4000 USD





Put Option



Purchasing



100



80 USD



American



15 May 2020



1.8100 USD





Put Option



Selling



100



73 USD



American



15 Jan 2021



6.2500 USD




(ii) Exercising 



Product name,


e.g. call option



Number of securities



Exercise price per unit (Note 5)





 



 



 




(d) Other dealings (including transactions in respect of new securities) (Note 4) 



Nature of transaction


(Note 8)



Details



Price per unit


(if applicable) (Note 5)





 



 



 


 




Ap21 

2. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

None


Is a Supplemental Form 8 (Open Positions) attached?
YES


Date of disclosure:
1 May 2020


Contact name:
Large Holdings Regulatory Operations


Telephone number:

 




If a connected EFM, name of offeree/offeror with which connected



If a connected EFM, state nature of connection



Ap23

SUPPLEMENTAL FORM 8 

IRISH TAKEOVER PANEL 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate) 

OPEN POSITIONS (Note 1)


Product name
Written or
Number of
Exercise
Type
Expiry



purchased
relevant securities
price

date




to which the option







or derivative







relates






Put Options



Written



90,600



60.0000



American



Jun 19, 2020





Put Options



Written



2,400



70.0000



American



Sep 18, 2020





Call Options



Purchased



5,500



97.5000



American



Jan 15, 2021





Call Options



Purchased



2,800



115.0000



American



Sep 18, 2020





Call Options



Written



-5,000



80.0000



American



Jan 21, 2022





Call Options



Written



-800



90.0000



American



Aug 21, 2020





Put Options



Purchased



-1,500



50.0000



American



Jan 21, 2022





Call Options



Written



-1,900



135.0000



American



Jan 15, 2021





Put Options



Purchased



-48,100



85.0000



American



May 15, 2020





Call Options



Written



-1,100



82.5000



American



Jan 21, 2022





Put Options



Purchased



-3,000



135.0000



American



Jan 15, 2021





Call Options



Written



-2,800



120.0000



American



Jan 15, 2021





Put Options



Purchased



-10,200



50.0000



American



Jan 15, 2021





Call Options



Written



-3,700



130.0000



American



Jan 15, 2021





Put Options



Purchased



-5,000



47.5000



American



Jun 19, 2020





Put Options



Written



300,000



60.0000



American



Jan 15, 2021





Put Options



Written



5,200



75.0000



American



Sep 18, 2020





Put Options



Written



5,700



57.5000



American



Jan 15, 2021





Call Options



Purchased



2,800



72.5000



American



Jun 19, 2020





Call Options



Purchased



5,900



95.0000



American



Sep 18, 2020





Call Options



Written



-400



87.5000



American



May 15, 2020





Call Options



Written



-6,700



105.0000



American



May 15, 2020





Put Options



Purchased



-20,100



85.0000



American



Sep 18, 2020





Put Options



Purchased



-30,000



62.5000



American



Jan 15, 2021





Call Options



Written



-20,600



110.0000



American



Jan 15, 2021





Put Options



Purchased



-4,200



55.0000



American



Jan 15, 2021





Call Options



Written



-6,400



125.0000



American



Aug 21, 2020





Put Options



Purchased



-34,500



95.0000



American



Jun 19, 2020





Put Options



Written



34,400



90.0000



American



Aug 21, 2020





Call Options



Purchased



4,300



70.0000



American



Jun 19, 2020





Call Options



Purchased



1,400



97.5000



American



Sep 18, 2020





Put Options



Purchased



-4,700



40.0000



American



Jan 21, 2022





Put Options



Purchased



-6,000



90.0000



American



Sep 18, 2020





Put Options



Purchased



-1,600



50.0000



American



Sep 18, 2020





Call Options



Written



-5,700



110.0000



American



Jun 19, 2020





Call Options



Written



-700



75.0000



American



Jan 15, 2021





Put Options



Purchased



-3,700



50.0000



American



Jun 19, 2020





Put Options



Purchased



-2,600



110.0000



American



Jan 15, 2021





Put Options



Written



175,200



80.0000



American



Jan 15, 2021





Put Options



Written



800



70.0000



American



Aug 21, 2020





Call Options



Purchased



3,200



55.0000



American



Jan 15, 2021





Call Options



Purchased



1,400



65.0000



American



Sep 18, 2020





Put Options



Written



6,600



77.5000



American



Jan 15, 2021





Call Options



Purchased



2,400



87.5000



American



Jun 19, 2020





Call Options



Purchased



3,000



67.5000



American



Jan 15, 2021





Call Options



Purchased



1,200



92.5000



American



Sep 18, 2020





Put Options



Written



26,900



57.5000



American



Jun 19, 2020





Put Options



Written



600



85.0000



American



May 15, 2020





Put Options



Written



150,000



65.0000



American



Jun 19, 2020





Put Options



Purchased



-351,800



87.5000



American



Jan 15, 2021





Put Options



Purchased



-2,200



40.0000



American



Sep 18, 2020





Put Options



Purchased



-5,000



42.5000



American



Jun 19, 2020





Call Options



Written



-75,900



70.0000



American



Jan 15, 2021





Put Options



Purchased



-100



90.0000



American



Jun 19, 2020





Put Options



Purchased



-14,000



67.5000



American



Sep 18, 2020





Call Options



Written



-50,000



92.5000



American



Jan 15, 2021





Call Options



Purchased



7,400



87.5000



American



Sep 18, 2020





Call Options



Purchased



14,200



75.0000



American



Sep 18, 2020





Call Options



Purchased



1,100



60.0000



American



Jan 15, 2021





Put Options



Purchased



-600



77.5000



American



Jan 15, 2021





Put Options



Purchased



-11,100



95.0000



American



Jan 15, 2021





Put Options



Purchased



-2,100



100.0000



American



Jan 15, 2021





Put Options



Purchased



-2,300



35.0000



American



Jan 15, 2021





Call Options



Written



-5,200



130.0000



American



Jun 19, 2020





Call Options



Written



-2,600



60.0000



American



Aug 21, 2020





Put Options



Purchased



-70,000



67.5000



American



Jan 15, 2021





Call Options



Written



-2,800



115.0000



American



Jun 19, 2020





Call Options



Written



-2,500



125.0000



American



Jan 15, 2021





Put Options



Purchased



-5,000



55.0000



American



May 15, 2020





Call Options



Purchased



2,900



95.0000



American



Jun 19, 2020





Put Options



Written



90,000



50.0000



American



Jun 19, 2020





Put Options



Written



300



75.0000



American



Jan 15, 2021





Put Options



Written



1,500



57.5000



American



Sep 18, 2020





Put Options



Written



1,300



62.5000



American



May 15, 2020





Put Options



Purchased



-9,200



72.5000



American



Jan 15, 2021





Put Options



Purchased



-1,900



40.0000



American



Jan 15, 2021





Put Options



Purchased



-100,000



92.5000



American



Jan 15, 2021





Call Options



Written



-1,200



72.5000



American



Sep 18, 2020





Put Options



Written



9,300



72.5000



American



Sep 18, 2020





Put Options



Written



22,400



90.0000



American



Jan 15, 2021





Put Options



Written



275,000



70.0000



American



Jan 15, 2021





Put Options



Written



7,800



87.5000



American



Jun 19, 2020





Call Options



Written



-15,800



105.0000



American



Jan 15, 2021





Call Options



Purchased



1,700



57.5000



American



Jan 15, 2021





Put Options



Written



9,600



72.5000



American



May 15, 2020





Put Options



Written



2,900



92.5000



American



Jan 15, 2021





Call Options



Written



-400



82.5000



American



Jan 15, 2021





Put Options



Purchased



-250,000



85.0000



American



Jan 15, 2021





Call Options



Written



-60,000



87.5000



American



Jan 15, 2021





Call Options



Written



-4,200



110.0000



American



May 15, 2020





Call Options



Written



-6,000



140.0000



American



Jan 15, 2021





Call Options



Written



-3,800



95.0000



American



Jan 15, 2021





Call Options



Written



-6,100



80.0000



American



Jun 19, 2020





Call Options



Written



-6,100



120.0000



American



Jun 19, 2020




Notes 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form. 

2. For all prices and other monetary amounts, the currency must be stated. 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel. 
View source version on businesswire.com: https://www.businesswire.com/news/home/20200501005265/en/

BARCLAYS PLC