REG - BkofA Merrill Lynch AbbVie Inc. - Form 38.5 (b) - AbbVie Inc
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1.
KEY INFORMATION
Name of exempt principal trader
BofA Securities, Inc.
Company dealt in
AbbVie Inc
Class of relevant security to which the
dealings being disclosed relate(Note 1)Common - US00287Y1091
Date of dealing
23/04/2020
2.
INTERESTS AND SHORT POSITIONS
(a)
Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)
Class of relevant security: Common
US00287Y1091
Long
Short
Number
%
Number
%
(1)
Relevant securities
217,359
0.015%
2,834,526
0.192 %
(2)
Derivatives (other than options):
2,192,904
0.149%
137,831
0.009%
(3)
Options and agreements to purchase/sell:
7,400
0.001%
7,500
0.001%
Total
2,417,663
0.165%
2,979,857
0.202%
(b)
Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)
Class of relevant security:
Long
Short
Number
%
Number
%
(1)
Relevant securities
0
0%
0
0%
(2)
Derivatives (other than options):
0
0%
0
0%
(3)
Options and agreements to purchase/sell:
0
0%
0
0%
Total
0
0%
0
0%
3.
DEALINGS (Note 3)
(a)
Purchases and sales
Purchase/sale
Number of relevant securities
Price per unit (Note 4)
Purchase
825
82.047 USD
Purchase
5,157
82.732 USD
Purchase
5,196
82.98 USD
Purchase
99
81.47 USD
Purchase
33
82.02 USD
Purchase
27
82.04 USD
Purchase
33
82.06 USD
Purchase
33
82.08 USD
Purchase
56
82.1 USD
Purchase
33
82.11 USD
Purchase
1
82.19 USD
Purchase
61
82.2 USD
Purchase
75
82.29 USD
Purchase
75
82.31 USD
Purchase
101
82.32 USD
Purchase
1,171
82.33 USD
Purchase
67
82.37 USD
Purchase
25
82.39 USD
Purchase
1
82.4 USD
Purchase
75
82.41 USD
Purchase
100
82.42 USD
Purchase
357
82.426 USD
Purchase
100
82.44 USD
Purchase
76
82.46 USD
Purchase
2
82.47 USD
Purchase
1
82.49 USD
Purchase
75
82.5 USD
Purchase
1
82.51 USD
Purchase
152
82.52 USD
Purchase
1,117
82.53 USD
Purchase
1
82.54 USD
Purchase
39
82.56 USD
Purchase
188
82.57 USD
Purchase
261
82.59 USD
Purchase
1
82.595 USD
Purchase
250
82.6 USD
Purchase
152
82.61 USD
Purchase
842
82.62 USD
Purchase
631
82.63 USD
Purchase
360
82.64 USD
Purchase
274
82.65 USD
Purchase
173
82.66 USD
Purchase
648
82.67 USD
Purchase
911
82.68 USD
Purchase
100
82.685 USD
Purchase
2,576
82.69 USD
Purchase
206
82.695 USD
Purchase
100
82.698 USD
Purchase
227
82.699 USD
Purchase
3,931
82.7 USD
Purchase
101
82.71 USD
Purchase
73
82.72 USD
Purchase
1
82.77 USD
Purchase
104
82.79 USD
Purchase
87
82.8 USD
Purchase
50
82.81 USD
Purchase
1
82.83 USD
Purchase
75
82.835 USD
Purchase
2
82.85 USD
Purchase
346
82.86 USD
Purchase
150
82.89 USD
Purchase
105
82.9 USD
Purchase
1
82.91 USD
Purchase
1
82.94 USD
Purchase
78
82.95 USD
Purchase
86
82.96 USD
Purchase
1
82.98 USD
Purchase
596
82.985 USD
Purchase
128
83 USD
Purchase
35
83.01 USD
Purchase
435
83.02 USD
Purchase
264
83.03 USD
Purchase
604
83.04 USD
Purchase
682
83.05 USD
Purchase
1,837
83.06 USD
Purchase
384
83.07 USD
Purchase
545
83.08 USD
Purchase
881
83.09 USD
Purchase
510
83.1 USD
Purchase
509
83.11 USD
Purchase
75
83.13 USD
Purchase
2
83.14 USD
Purchase
1
83.15 USD
Purchase
172
83.16 USD
Purchase
2
83.18 USD
Purchase
2
83.19 USD
Purchase
84
83.2 USD
Purchase
1
83.21 USD
Purchase
76
83.22 USD
Purchase
2
83.24 USD
Purchase
400
83.245 USD
Purchase
78
83.25 USD
Purchase
2
83.26 USD
Purchase
54
83.265 USD
Purchase
77
83.27 USD
Purchase
1
83.28 USD
Purchase
75
83.29 USD
Purchase
50
83.3 USD
Purchase
2
83.31 USD
Purchase
51
83.32 USD
Purchase
3
83.33 USD
Purchase
2
83.36 USD
Purchase
75
83.39 USD
Purchase
2
83.4 USD
Purchase
2
83.52 USD
Purchase
2
83.74 USD
Purchase/sale
Number of relevant securities
Price per unit (Note 4)
Sale
99
81.47 USD
Sale
925
82.04 USD
Sale
9
82.05 USD
Sale
100
82.06 USD
Sale
100
82.07 USD
Sale
200
82.08 USD
Sale
403
82.09 USD
Sale
720
82.1 USD
Sale
573
82.11 USD
Sale
500
82.12 USD
Sale
976
82.13 USD
Sale
735
82.14 USD
Sale
326
82.15 USD
Sale
400
82.16 USD
Sale
500
82.17 USD
Sale
200
82.18 USD
Sale
207
82.19 USD
Sale
699
82.2 USD
Sale
108
82.21 USD
Sale
407
82.22 USD
Sale
87
82.23 USD
Sale
272
82.24 USD
Sale
100
82.25 USD
Sale
100
82.26 USD
Sale
171
82.27 USD
Sale
29
82.28 USD
Sale
317
82.29 USD
Sale
300
82.3 USD
Sale
403
82.32 USD
Sale
102
82.33 USD
Sale
100
82.34 USD
Sale
102
82.35 USD
Sale
100
82.36 USD
Sale
100
82.38 USD
Sale
100
82.39 USD
Sale
101
82.4 USD
Sale
200
82.41 USD
Sale
100
82.42 USD
Sale
357
82.426 USD
Sale
2
82.43 USD
Sale
200
82.44 USD
Sale
200
82.45 USD
Sale
9
82.46 USD
Sale
100
82.47 USD
Sale
102
82.48 USD
Sale
102
82.49 USD
Sale
5
82.5 USD
Sale
175
82.51 USD
Sale
300
82.52 USD
Sale
464
82.53 USD
Sale
505
82.54 USD
Sale
400
82.55 USD
Sale
300
82.56 USD
Sale
600
82.57 USD
Sale
303
82.58 USD
Sale
100
82.585 USD
Sale
302
82.59 USD
Sale
386
82.6 USD
Sale
100
82.605 USD
Sale
514
82.61 USD
Sale
200
82.615 USD
Sale
664
82.62 USD
Sale
2,119
82.63 USD
Sale
1,072
82.64 USD
Sale
230
82.65 USD
Sale
200
82.655 USD
Sale
485
82.66 USD
Sale
754
82.67 USD
Sale
364
82.68 USD
Sale
100
82.685 USD
Sale
1,278
82.69 USD
Sale
1,334
82.7 USD
Sale
685
82.71 USD
Sale
573
82.72 USD
Sale
558
82.73 USD
Sale
649
82.74 USD
Sale
200
82.75 USD
Sale
330
82.76 USD
Sale
1,109
82.77 USD
Sale
203
82.78 USD
Sale
510
82.79 USD
Sale
273
82.8 USD
Sale
202
82.81 USD
Sale
300
82.82 USD
Sale
102
82.83 USD
Sale
302
82.84 USD
Sale
359
82.85 USD
Sale
300
82.86 USD
Sale
259
82.87 USD
Sale
619
82.88 USD
Sale
100
82.885 USD
Sale
104
82.89 USD
Sale
186
82.9 USD
Sale
100
82.905 USD
Sale
990
82.91 USD
Sale
473
82.92 USD
Sale
405
82.93 USD
Sale
447
82.94 USD
Sale
736
82.95 USD
Sale
300
82.96 USD
Sale
200
82.98 USD
Sale
596
82.985 USD
Sale
200
82.99 USD
Sale
502
83 USD
Sale
202
83.01 USD
Sale
289
83.02 USD
Sale
313
83.03 USD
Sale
935
83.04 USD
Sale
1,419
83.05 USD
Sale
212
83.06 USD
Sale
766
83.07 USD
Sale
173
83.075 USD
Sale
943
83.08 USD
Sale
100
83.085 USD
Sale
746
83.09 USD
Sale
203
83.1 USD
Sale
400
83.11 USD
Sale
188
83.12 USD
Sale
732
83.13 USD
Sale
543
83.14 USD
Sale
224
83.15 USD
Sale
1,686
83.16 USD
Sale
1,503
83.17 USD
Sale
531
83.18 USD
Sale
781
83.19 USD
Sale
240
83.2 USD
Sale
202
83.22 USD
Sale
188
83.23 USD
Sale
300
83.24 USD
Sale
400
83.25 USD
Sale
200
83.26 USD
Sale
1,086
83.27 USD
Sale
686
83.28 USD
Sale
475
83.29 USD
Sale
602
83.3 USD
Sale
746
83.31 USD
Sale
400
83.32 USD
Sale
201
83.33 USD
Sale
400
83.34 USD
Sale
290
83.35 USD
Sale
100
83.36 USD
Sale
200
83.37 USD
Sale
100
83.38 USD
Sale
100
83.39 USD
Sale
100
83.4 USD
Sale
100
83.41 USD
Sale
271
83.42 USD
Sale
201
83.43 USD
Sale
200
83.44 USD
Sale
113
83.45 USD
Sale
633
83.46 USD
Sale
1,539
83.47 USD
Sale
971
83.48 USD
Sale
812
83.49 USD
Sale
190
83.5 USD
Sale
200
83.52 USD
Sale
200
83.54 USD
Sale
201
83.56 USD
Sale
100
83.58 USD
Sale
200
83.61 USD
Sale
100
83.63 USD
Sale
100
83.66 USD
Sale
200
83.67 USD
Sale
100
83.69 USD
Sale
87
83.72 USD
Sale
100
83.76 USD
Sale
100
83.81 USD
Sale
225
82.04 USD
Sale
8,095
82.689 USD
(b)
Derivatives transactions (other than options transactions)
Product name,
e.g. CFDNature of transaction
(Note 5)Number of relevant securities
(Note 6)Price per unit
(Note 4)Swaps
Reducing a Long Position
46
82.566 USD
Swaps
Reducing a Long Position
100
83.245 USD
Swaps
Closing a Long Position
200
83.245 USD
Swaps
Opening a Short Position
100
83.245 USD
(c)
Options transactions in respect of existing relevant securities
(i)
Writing, selling, purchasing or varying
Product name, e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 7)
Exercise price
Type, e.g. American, European etc
Expiry date
Option money paid/ received per unit (Note 4)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Product name,
e.g. call optionNumber of securities
Exercise price per
unit (Note 4)N/A
N/A
N/A
(d)
Other dealings (including transactions in respect of new securities) (Note 3)
Nature or transaction
(Note 7)Details
Price per unit
(if applicable) (Note 4)
Borrow
Borrow of 170,400 shares
N/A
Borrow
Borrow of 72,400 shares
N/A
Borrow
Borrow of 20,900 shares
N/A
4.
OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.None
Is a Supplemental Form 38.5(b) attached? (Note 8)
Yes
Date of disclosure
24/04/2020
Contact name
Tolu Tade
Telephone number
+44207 996 3410
Name of offeree/offeror with which connected
AbbVie Inc
Nature of connection (Note 9)
Advisor to - AbbVie Inc
SUPPLEMENTAL FORM 38.5(b)
DISCLOSURE UNDER RULE 38.5 (b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
Product name,
e.g. call optionWritten or
purchasedNumber of securities to which the option or derivative relates
Exercise price
(Note 2)Type, e.g.
American,
European etcExpiry date
Call Option
Written
7,500
105 USD
American
15/01/2021
Call Option
Purchased
7,400
85 USD
American
15/01/2021
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISEBZLFLBZLLBBE
Recent news on Abbvie
See all newsRCS - Ripple Therapeutics - Ripple Therapeutics Announces Collaboration
AnnouncementREG - Stock Exch Notice - Admission to ISM - 20/06/2024
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
AnnouncementREG - JPMorgan Inv. Trusts - Ten Largest Investments
Announcement