REG - BkofA Merrill Lynch AbbVie Inc. - Form 38.5 (b) - AbbVie Inc

AbbvieAnnouncement

27/04/2020 12:35

RNS Number : 9776K
  
Bank of America Merrill Lynch
  
27 April 2020
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






Bank of America, N.A., Proprietary







Company dealt in 






AbbVie Inc







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - US00287Y1091







Date of dealing 






24/04/2020



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


US00287Y1091








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






1,723,212


0.117% 


2,852,734


0.193 % 







(2) 


Derivatives (other than options): 






3,743,393


0.254% 


2,737,226


0.185% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


5,466,605


0.37% 


5,589,960


0.379% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




Purchase


                     131 


 82.04 USD          




Purchase


                       14 


 82.8 USD          




Purchase


                       42 


 82.73 USD          




Purchase


                       10 


 82.7 USD          




Purchase


                       10 


 82.57 USD          




Purchase


                       14 


 82.61 USD          




Purchase


                       12 


 82.65 USD          




Purchase


                       11 


 82.71 USD          




Purchase


                       18 


 82.68 USD          




Purchase


                     103 


 83.36 USD          




Purchase


                     112 


 83.3 USD          




Purchase


                       34 


 83.28 USD          




Purchase


                       79 


 83.32 USD          




Purchase


                       78 


 83.31 USD          




Purchase


                       37 


 83.34 USD          




Purchase


                       31 


 83.37 USD          




Purchase


                       40 


 83.33 USD          




Purchase


                     256 


 83.41 USD          




Purchase


                       30 


 83.415 USD          




Purchase


                     100 


 83.49 USD          




Purchase


                     181 


 83.58 USD          




Purchase


                     148 


 83.6 USD          




Purchase


                     257 


 83.61 USD          




Purchase


                  3,003 


 83.59 USD          




Purchase


                     155 


 83.54 USD          




Purchase


                     410 


 83.56 USD          




Purchase


                     170 


 83.53 USD          




Purchase


                     184 


 83.57 USD          




Purchase


                     138 


 83.52 USD          




Purchase


                     192 


 83.51 USD          




Purchase


                       29 


 83.48 USD          




Purchase


                     132 


 83.5 USD          



 



Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




Sale


                    131 


 82.04 USD          




Sale


                11,230 


 82.84 USD          




Sale


                 5,020 


 82.731 USD          



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD 


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




Swaps


Increasing a Short Position


24


83.607 USD




Swaps


Opening a Long Position


967


82.776 USD




Swaps


Opening a Long Position


14,146


82.776 USD




Swaps


Opening a Long Position


708


82.776 USD




Swaps


Opening a Long Position


216


82.776 USD




Swaps


Opening a Long Position


213


82.776 USD



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)




N/A


N/A


N/A



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


27/04/2020




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


AbbVie Inc




Nature of connection (Note 9)


Advisor to - AbbVie Inc



 


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