REG - BkofA Merrill Lynch Allergan PLC - Form 38.5 (b) - Allergan Plc

AbbvieAnnouncement

11/05/2020 13:20

RNS Number : 5025M
  
Bank of America Merrill Lynch
  
11 May 2020
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






BofA Securities, Inc.







Company dealt in 






Allergan PLC







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - IE00BY9D5467







Date of dealing 






07/05/2020



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


IE00BY9D5467








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






3,738,366


1.136% 


1,394,863


0.424 % 







(2) 


Derivatives (other than options): 






1,466,233


0.445% 


2,451,160


0.745% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


5,204,599


1.581% 


3,846,023


1.169% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




Purchase


510


193.71 USD




Purchase


795


193.89 USD




Purchase


599


193.9 USD




Purchase


612


193.93 USD




Purchase


490


193.94 USD




Purchase


500


193.95 USD




Purchase


1,027


193.96 USD




Purchase


714


193.97 USD




Purchase


150


193.98 USD




Purchase


264


193.99 USD




Purchase


5


194 USD




Purchase


150


194.01 USD




Purchase


50


194.02 USD




Purchase


952


194.03 USD




Purchase


1,343


194.04 USD




Purchase


709


194.05 USD




Purchase


907


194.06 USD




Purchase


1,201


194.07 USD




Purchase


1,570


194.08 USD




Purchase


1,363


194.09 USD




Purchase


646


194.1 USD




Purchase


1,022


194.11 USD




Purchase


1,006


194.12 USD




Purchase


450


194.13 USD




Purchase


682


194.14 USD




Purchase


615


194.15 USD




Purchase


1,777


194.16 USD




Purchase


3,492


194.17 USD




Purchase


231


194.18 USD




Purchase


789


194.19 USD




Purchase


2,593


194.2 USD




Purchase


682


194.21 USD




Purchase


1,482


194.22 USD




Purchase


2,158


194.23 USD




Purchase


2,319


194.24 USD




Purchase


765


194.25 USD




Purchase


597


194.26 USD




Purchase


871


194.27 USD




Purchase


767


194.28 USD




Purchase


1,545


194.29 USD




Purchase


1,722


194.3 USD




Purchase


478


194.31 USD




Purchase


1,441


194.32 USD




Purchase


435


194.33 USD




Purchase


1,709


194.34 USD




Purchase


1,027


194.35 USD




Purchase


15


194.36 USD




Purchase


274


194.37 USD




Purchase


41


194.38 USD




Purchase


430


194.39 USD




Purchase


1,336


194.4 USD




Purchase


300


194.41 USD




Purchase


531


194.42 USD




Purchase


166


194.44 USD




Purchase


100


194.45 USD




Purchase


16


194.47 USD




Purchase


366


194.48 USD




Purchase


166


194.49 USD




Purchase


359


194.5 USD




Purchase


150


194.51 USD




Purchase


396


194.52 USD




Purchase


367


194.53 USD




Purchase


665


194.54 USD




Purchase


819


194.55 USD




Purchase


116


194.559 USD




Purchase


251


194.56 USD




Purchase


216


194.58 USD




Purchase


117


194.59 USD




Purchase


834


194.6 USD




Purchase


1,067


194.61 USD




Purchase


117


194.62 USD




Purchase


251


194.63 USD




Purchase


435


194.64 USD




Purchase


1,332


194.65 USD




Purchase


150


194.66 USD




Purchase


116


194.67 USD




Purchase


400


194.69 USD




Purchase


381


194.7 USD




Purchase


615


194.71 USD




Purchase


862


194.72 USD




Purchase


1,315


194.73 USD




Purchase


1,826


194.74 USD




Purchase


8,440


194.75 USD




Purchase


294


194.76 USD




Purchase


450


194.77 USD




Purchase


659


194.78 USD




Purchase


531


194.79 USD




Purchase


200


194.795 USD




Purchase


3,407


194.8 USD




Purchase


153


194.82 USD




Purchase


110


194.83 USD




Purchase


13


194.88 USD




Purchase


115


194.91 USD




Purchase


101


194.93 USD




Purchase


1


194.94 USD




Purchase


150


194.96 USD




Purchase


2,711


192.99 USD




Purchase


14


193.219 USD




Purchase


759


193.19 USD




Purchase


2,640


193.06 USD




Purchase


2,213


193.11 USD




Purchase


2,901


193.1 USD




Purchase


1,081


193.24 USD




Purchase


5,096


193.07 USD




Purchase


1,785


193.05 USD




Purchase


2,651


192.98 USD




Purchase


1,822


193.08 USD




Purchase


1,689


193.04 USD




Purchase


896


193.74 USD




Purchase


2,048


192.96 USD




Purchase


116


193.31 USD




Purchase


4,514


193.01 USD




Purchase


2,834


193.12 USD




Purchase


2,713


193.52 USD




Purchase


600


193.73 USD




Purchase


1,340


193.72 USD




Purchase


4,440


193 USD




Purchase


1,172


193.02 USD




Purchase


1,985


192.97 USD




Purchase


1,449


193.03 USD




Purchase


300


193.009 USD




Purchase


50


193.069 USD




Purchase


2,011


193.09 USD




Purchase


1,377


193.14 USD




Purchase


1,312


193.13 USD




Purchase


1,326


193.17 USD




Purchase


997


193.16 USD




Purchase


1,315


193.15 USD




Purchase


1,104


193.18 USD




Purchase


276


192.82 USD




Purchase


948


192.81 USD




Purchase


770


193.51 USD




Purchase


712


192.74 USD




Purchase


679


192.65 USD




Purchase


1,063


192.7 USD




Purchase


2,418


192.71 USD




Purchase


728


192.72 USD




Purchase


681


192.76 USD




Purchase


346


192.78 USD




Purchase


706


192.69 USD




Purchase


957


192.93 USD




Purchase


698


193.3 USD




Purchase


112


193.169 USD




Purchase


2,291


193.64 USD




Purchase


782


193.22 USD




Purchase


615


193.23 USD




Purchase


641


193.2 USD




Purchase


232


193.32 USD




Purchase


1,383


193.25 USD




Purchase


14


193.249 USD




Purchase


115


193.21 USD




Purchase


114


193.189 USD




Purchase


697


192.9 USD




Purchase


49


193.099 USD




Purchase


215


193.079 USD




Purchase


417


193.27 USD




Purchase


215


193.34 USD




Purchase


216


193.29 USD




Purchase


200


193.28 USD




Purchase


48


193.289 USD




Purchase


931


193.26 USD




Purchase


100


193.089 USD




Purchase


112


193.059 USD




Purchase


1,134


192.92 USD




Purchase


426


192.91 USD




Purchase


1,041


192.88 USD




Purchase


2,481


192.94 USD




Purchase


50


192.989 USD




Purchase


847


192.95 USD




Purchase


113


193.39 USD




Purchase


114


193.38 USD




Purchase


100


193.35 USD




Purchase


169


193.33 USD




Purchase


232


193.37 USD




Purchase


566


193.44 USD




Purchase


265


193.43 USD




Purchase


381


193.4 USD




Purchase


465


193.45 USD




Purchase


264


193.47 USD




Purchase


150


193.5 USD




Purchase


101


193.48 USD




Purchase


256


193.46 USD




Purchase


100


193.175 USD




Purchase


465


193.41 USD




Purchase


1,739


192.85 USD




Purchase


1,879


192.86 USD




Purchase


3,645


192.84 USD




Purchase


2,170


192.87 USD




Purchase


58


192.855 USD




Purchase


962


192.8 USD




Purchase


294


192.83 USD




Purchase


1


192.79 USD




Purchase


504


192.77 USD




Purchase


416


192.75 USD




Purchase


830


192.73 USD




Purchase


1


192.715 USD




Purchase


886


192.68 USD




Purchase


400


192.835 USD




Purchase


1,436


192.67 USD




Purchase


294


192.63 USD




Purchase


555


192.64 USD




Purchase


483


192.66 USD




Purchase


176


192.6 USD




Purchase


312


192.61 USD




Purchase


245


192.55 USD




Purchase


231


192.54 USD




Purchase


199


192.53 USD




Purchase


365


192.58 USD




Purchase


150


192.52 USD




Purchase


263


192.5 USD




Purchase


150


192.49 USD




Purchase


266


192.51 USD




Purchase


1


192.56 USD




Purchase


5


192.48 USD




Purchase


117


192.57 USD




Purchase


139


192.59 USD




Purchase


116


192.895 USD




Purchase


250


192.905 USD




Purchase


500


192.89 USD




Purchase


130


192.935 USD




Purchase


100


192.955 USD




Purchase


1,003


193.58 USD




Purchase


1,582


193.53 USD




Purchase


3,986


193.54 USD




Purchase


1,073


193.55 USD




Purchase


1,757


193.61 USD




Purchase


1,023


193.63 USD




Purchase


2,173


193.65 USD




Purchase


2,178


193.62 USD




Purchase


353


193.59 USD




Purchase


671


193.6 USD




Purchase


434


193.56 USD




Purchase


963


193.57 USD




Purchase


300


193.7 USD




Purchase


2,299


193.76 USD




Purchase


2,975


193.78 USD




Purchase


2,361


193.77 USD




Purchase


1,493


193.75 USD




Purchase


1,141


193.8 USD




Purchase


716


193.83 USD




Purchase


405


193.79 USD




Purchase


1,071


193.82 USD




Purchase


586


193.87 USD




Purchase


2,769


193.85 USD




Purchase


1,271


193.84 USD




Purchase


621


193.81 USD




Purchase


300


193.895 USD




Purchase


552


193.86 USD




Purchase


124


193.845 USD




Purchase


100


193.835 USD




Purchase


300


193.68 USD




Purchase


815


193.88 USD




Purchase


164


193.92 USD




Purchase


100


193.035 USD




Purchase


100


192.869 USD




Purchase


50


194.249 USD




Purchase


150


193.49 USD




Purchase


100


194.325 USD




Purchase


50


193.91 USD



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD 


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




N/A


N/A


N/A


N/A



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)


















Collateral Delivery


Collateral Delivery of 152,200 shares


N/A 



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


11/05/2020




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


AbbVie Inc




Nature of connection (Note 9)


Advisor to - AbbVie Inc



 


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