REG - Morgan Stanley Smith Allergan PLC - Form 8.3 - ALLERGAN PLC

AbbvieAnnouncement

11/05/2020 11:30

RNS Number : 4866M
  
Morgan Stanley Smith Barney LLC
  
11 May 2020
  
 

 
FORM 8.3
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
 1.           KEY INFORMATION
 




 Name of person dealing (Note 1)
 


 Morgan Stanley Smith Barney LLC




  Company dealt in
 


 ALLERGAN PLC




  Class of relevant security to which the 
 dealings being disclosed relate (Note 2)
 


  US$0.0001 ORDINARY SHARES




  Date of dealing 
 


 08 MAY 2020




 
2.         INTERESTS AND SHORT POSITIONS
 
(a)           Interests and short positions (following dealing) in the class of relevant security 
                dealt in (Note 3)
 




 


Long


Short




 


Number


(%)


Number


(%)




 (1) Relevant securities 


 5,469,099


  1.66 


  0 


   0.00 
 




 (2) Derivatives (other than options)


 0 


  0.00 


  0 


   0.00 
 




 (3) Options and agreements to purchase/sell


 0


  0.00 


  1,500 


   0.00 
 




 Total


 5,469,099


  1.66 


  1,500 


   0.00 
 




 
(b)           Interests and short positions in relevant securities of the company, other than the 
                class dealt in  (Note 3)
 




_ Class of relevant security:


Long


Short




 


Number


(%)


Number


(%)




 (1) Relevant securities 


 N/A


  N/A 


  N/A 


  N/A  




 (2) Derivatives (other than options)


 N/A 


  N/A 


  N/A 


  N/A  




 (3) Options and agreements to purchase/sell


 N/A


  N/A 


  N/A 


  N/A  




 Total


 N/A


  N/A 


  N/A 


  N/A  




 
 
3.            DEALINGS (Note 3)
 
  (a)         Purchases and sales
 




  Purchase/sale


                Number of relevant securities


                Price per unit (Note 5) 
 




  PURCHASE


1


    192.1000 USD 




  PURCHASE


2


    192.1000 USD 




  PURCHASE


1


    192.1062 USD 




  PURCHASE


3


    192.1800 USD 




  PURCHASE


3


    192.1800 USD 




  PURCHASE


25


    192.2192 USD 




  PURCHASE


4


    192.4800 USD 




  PURCHASE


3


    192.5492 USD 




  PURCHASE


16


    192.5492 USD 




  PURCHASE


2


    192.5550 USD 




  PURCHASE


4


    192.5584 USD 




  PURCHASE


3


    192.5584 USD 




  PURCHASE


16


    192.5584 USD 




  PURCHASE


14


    192.5584 USD 




  PURCHASE


1


    192.5600 USD 




  PURCHASE


5


    192.6592 USD 




  PURCHASE


141


    192.7158 USD 




  PURCHASE


1


    192.7158 USD 




  PURCHASE


1


    192.7158 USD 




  PURCHASE


1


    192.7158 USD 




  PURCHASE


1


    192.7158 USD 




  SALE


6


    191.7958 USD 




  SALE


18


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


330


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


101


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


3


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


39


    191.7958 USD 




  SALE


24


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


28


    191.7958 USD 




  SALE


44


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


3


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


20


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


23


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


1


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


20


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


25


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


53


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


22


    191.7958 USD 




  SALE


34


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


23


    191.7958 USD 




  SALE


27


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


23


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


3


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


22


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


3


    191.7958 USD 




  SALE


1


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


1


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


6


    191.7958 USD 




  SALE


58


    191.7958 USD 




  SALE


20


    191.7958 USD 




  SALE


21


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


16


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


20


    191.7958 USD 




  SALE


34


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


26


    191.7958 USD 




  SALE


65


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


18


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


19


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


166


    191.7958 USD 




  SALE


19


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


4


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


7


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


5


    191.7958 USD 




  SALE


8


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


22


    191.7958 USD 




  SALE


107


    191.7958 USD 




  SALE


24


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


79


    191.7958 USD 




  SALE


139


    191.7958 USD 




  SALE


144


    191.7958 USD 




  SALE


23


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


132


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


58


    191.7958 USD 




  SALE


34


    191.7958 USD 




  SALE


54


    191.7958 USD 




  SALE


17


    191.7958 USD 




  SALE


12


    191.7958 USD 




  SALE


11


    191.7958 USD 




  SALE


24


    191.7958 USD 




  SALE


14


    191.7958 USD 




  SALE


34


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


31


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


15


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


10


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


81


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


9


    191.7958 USD 




  SALE


13


    191.7958 USD 




  SALE


33


    191.7958 USD 




  SALE


24


    191.7958 USD 




  SALE


542


    191.7958 USD 




  SALE


32


    191.8600 USD 




  SALE


30


    192.0793 USD 




  SALE


8


    192.1046 USD 




  SALE


4


    192.1116 USD 




  SALE


20


    192.1200 USD 




  SALE


1


    192.1200 USD 




  SALE


4


    192.1200 USD 




  SALE


57


    192.1300 USD 




  SALE


3


    192.1900 USD 




  SALE


145


    192.2547 USD 




  SALE


23


    192.4308 USD 




  SALE


10


    192.4400 USD 




  SALE


2


    192.4408 USD 




  SALE


14


    192.5300 USD 




  SALE


7


    192.5331 USD 




  SALE


5


    192.5350 USD 




  SALE


117


    192.5359 USD 




  SALE


8


    192.5359 USD 




  SALE


24


    192.5414 USD 




  SALE


19


    192.5414 USD 




  SALE


89


    192.5414 USD 




  SALE


35


    192.5414 USD 




  SALE


67


    192.5414 USD 




  SALE


37


    192.5414 USD 




  SALE


50


    192.5414 USD 




  SALE


151


    192.5414 USD 




  SALE


10


    192.5414 USD 




  SALE


12


    192.5414 USD 




  SALE


45


    192.5414 USD 




  SALE


45


    192.5438 USD 




  SALE


111


    192.5467 USD 




  SALE


35


    192.5467 USD 




  SALE


54


    192.5467 USD 




  SALE


162


    192.5467 USD 




  SALE


186


    192.5467 USD 




  SALE


23


    192.5467 USD 




  SALE


88


    192.5467 USD 




  SALE


31


    192.5467 USD 




  SALE


7


    192.5500 USD 




  SALE


4


    192.5500 USD 




  SALE


4


    192.5550 USD 




  SALE


35


    192.5587 USD 




  SALE


35


    192.6000 USD 




  SALE


27


    192.6047 USD 




  SALE


20


    192.6500 USD 




  SALE


3


    192.6905 USD 




  SALE


6


    192.6905 USD 




  SALE


140


    192.7158 USD 




  SALE


43


    192.9110 USD 




  SALE


62


    192.9110 USD 




 
 
  (b)        Derivatives transactions(other than options transactions)
 




  Product name,  e.g. CFD 


  Nature of transaction 
  (Note 6)


  Number of relevant securities 
  (Note 7)


  Price per unit
  (Note 5) 
 




  N/A


  N/A


  N/A


  N/A  




 
 
  (c)         Options transactions in respect of existing relevant securities
 
  (i)         Writing, selling, purchasing or varying
 




 Product name,  e.g. call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates 
(Note 7)


 Exercise 
Price


 Type, e.g. 
American, 
European etc 


 Expiry 
Date 


 Option money 
paid/received 
per unit
(Note 5)




  N/A


  N/A 


  N/A


  N/A


  N/A


  N/A


  N/A  




 
 
(ii)          Exercising
 




  Product name,       e.g. call option


                Number of securities


                Exercise price per 
                unit (Note 5) 
 




   N/A


                N/A


                N/A   




 
(d)          Other dealings (including transactions in respect of new securities) (Note 4)
 




 Nature of transaction (Note 8) 


                Details


                Price per unit 
                (if applicable) (Note 5) 
 




  N/A


                N/A


                N/A   




 
4.         OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 




Full details of any agreement, arrangement or understanding between the person disclosing 
and any other person relating to the voting rights of any relevant securities under any option 
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this 
should be stated.




 
NONE
 




 




   Is a Supplemental Form 8 attached?  (Note 9)


                 YES  
 




 
 




  Date of disclosure


  11 MAY 2020 
 




  Contact Name


  Craig Horsley 
 




   Telephone Number


   +44(141) 245 7736  
 




   If a connected EFM, name of offeree/offeror  with which connected


   ABBVIE INC.  
 




   If a connected EFM, state   nature of  connection (Note 10)


   Advisory  
 




 
 
Notes
 1.             Specify the owner or controller of the interest in addition to the person dealing. The naming of nominees or vehicle companies is insufficient. In case of disclosure of dealings by fund managers on behalf of discretionary clients, the clients need not be named.
 2.             See the definition of 'relevant securities' in Rule 2.1 of part A of the Rules.
 3.             See the definition of 'interest in relevant security' in Rule 2.6 of part A of the Rules and see Rules 8.6(a) of Part B of the Rules. If an option over new securities is acquired or exercised, the relevant interest should be disclosed under "(1) Relevant Securities". If an option over existing relevant securities is acquired or exercised, the relevant interest should be disclosed under "(3) Options and agreements to purchase/sell".
 4.             See the definition of 'dealing' in Rule 2.1 of part A of the Rules.
 5.             For all prices and other monetary amounts, the currency must be stated. If economic exposure to the changes in the price of the securities is limited, for example, by virtue of stop loss arrangement relating to spread bet, full details must be given.
 6.             If a long position has been increased or decreased as a result of the dealing, write "increased long" or "decreased long" respectively. If a short position has been increased  or  decreased  as  a  result  of  the  dealing,  write  "increased  short" or "decreased short" respectively. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.
 7.             See Rule 2.6(d) of Part A of the Rules .
 8.             State type of dealing, e.g. "subscription", "conversion", "exercise" etc .
 9.             Where there are open option positions or open derivative positions (other than CFDs), or where there is an agreement to purchase or to sell, Supplemental Form 8 must be completed.
10.           See the definition of "connected fund manager" in Rule 2.2 of Part A of the Rules.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
References in these notes to "the Rules" are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2013.
 
 
 
 
SUPPLEMENTAL FORM 8
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 8.1 and 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
 
 
 
DETAILS OF OPEN POSITIONS
 
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) and Form 8.3, as appropriate)
 
OPEN POSITIONS (Note 1)
 
 




Product Name 
e.g. call option


Written or Purchased


Number of relevant securities to which 
the option or 
derivative relates


Exercise 
Price
(Note 2)


Type, e.g. 
American, 
European etc.


Expiry 
Date




 CALL


 WRITTEN


 100


 195.00 USD


 American


 21/08/2020 




 CALL


 WRITTEN


 100


 175.00 USD


 American


 19/06/2020 




 CALL


 WRITTEN


 200


 190.00 USD


 American


 19/06/2020 




 CALL


 WRITTEN


 200


 170.00 USD


 American


 19/06/2020 




 CALL


 WRITTEN


 100


 210.00 USD


 American


 15/01/2021 




 CALL


 WRITTEN


 200


 175.00 USD


 American


 15/01/2021 




 CALL


 WRITTEN


 300


 175.00 USD


 American


 15/01/2021 




 CALL


 WRITTEN


 200


 175.00 USD


 American


 15/01/2021 




 CALL


 WRITTEN


 100


 190.00 USD


 American


 15/05/2020 




 
 
                Notes 
 
1.            Where there are open option positions or open derivative positions (except for      CFDs), full details should be given. Full details of any existing agreements to               purchase or to sell must also be given on this form.
 2.             For all prices and other monetary amounts, the currency must be stated .
 
 
 
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
  END
 
 
ISESFMSUFESSEEI