REG - AJ Bell PLC - Director/PDMR Shareholding
RNS Number : 3274UAJ Bell PLC01 April 2021AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces that it has been notified of the below transactions (Transactions).
(1) On 30 March 2021:
a) Roger Stott, a person discharging managerial responsibility in the Company (PDMR), purchased 50,000 ordinary shares of £0.000125 each in the Company (Ordinary Shares) for £4.23291 per Ordinary Share; and
b) Julie Stott, a person closely associated (PCA) with Roger Stott, purchased 50,000 Ordinary Shares for £4.236217 per Ordinary Share.
(2) On 31 March 2021:
a) Bruce Robinson, a PDMR, in order to effect a "Bed and ISA" transaction, sold 2,930 Ordinary Shares at a price of £4.20 pence per Ordinary Share and then repurchased via his AJ Bell Youinvest Individual Savings Account (ISA) the same number of 2,930 Ordinary Shares at a price of £4.20 pence per Ordinary Share; and
b) Lee Robinson, a PCA with Bruce Robinson, in order to effect a:
(i) "Bed and ISA" transaction, sold 2,930 Ordinary Shares at a price of £4.20 pence per Ordinary Share and then repurchased, into her ISA, the same number of 2,930 Ordinary Shares at a price of £4.20 pence per Ordinary Share; and
(ii) "Bed and SIPP" transaction, sold 3,381 Ordinary Shares at a price of £4.205 per Ordinary Share and then repurchased via her AJ Bell Youinvest Self Invested Personal Pension account (SIPP), the same number of 3,381 Ordinary Shares at a price of £4.205 per Ordinary Share.
(3) On 31 March 2021:
a) Fergus Lyons, a PDMR, transferred by way of gift:
(i) 750,000 Ordinary Shares to his adult daughter, Sophie O'Brien and her husband, Daniel O'Brien;
(ii) 750,000 Ordinary Shares to his adult son, Declan Lyons; and
(iii) 250,000 Ordinary Shares to his adult son, Conor Lyons,
none of whom are a PCA with Fergus Lyons.
(4) Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.
(1)
(2)
(3)
PDMR
Number of shares in which interested
% of issued share capital
Roger Stott
198,358
0.048
Bruce Robinson
629,457
0.153
Fergus Lyons
13,392,396
3.263
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further details.
ENQUIRIES
AJ Bell
· Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Roger John Stott
2
Reason for the notification
a)
Position/status
Group Finance Director/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
Legal Entity Identifier
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £0.000125 each
GB00BFZNLB60
b)
Nature of the transaction
Purchase of shares
c)
Currency
GBP
d)
Price(s) and volume(s)
Price(s)
Volume(s)
£4.23291
50,000
e)
Aggregated information
· Aggregated volume
· Aggregated Price
N/A single transaction
f)
Date of the transaction
30 March 2021
g)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Julie Stott
2
Reason for the notification
a)
Position/status
PCA with Roger John Stott, Group Finance Director/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
Legal Entity Identifier
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of £0.000125 each
GB00BFZNLB60
b)
Nature of the transaction
Purchase of Ordinary Shares
c)
Currency
GBP
d)
Price(s) and volume(s)
Price(s)
Volume(s)
£4.236217
50,000
e)
Aggregated information
· Aggregated volume
· Aggregated Price
N/A single transaction
f)
Date of the transaction
30 March 2021
g)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Christopher Bruce Robinson
2
Reason for the notification
a)
Position/status
Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Sale of Ordinary Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.20
2,930
d)
Aggregated information
· Aggregated volume
· Aggregated Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Christopher Bruce Robinson
2
Reason for the notification
a)
Position/status
Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Purchase of Ordinary Shares via Christopher Bruce Robinson ISA.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.20
2,930
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transactions
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Diana Lee Robinson
2
Reason for the notification
a)
Position/status
PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Sale of Ordinary Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.20
2,930
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Diana Lee Robinson
2
Reason for the notification
a)
Position/status
PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Purchase of Ordinary Shares via Diana Lee Robinson ISA
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.20
2,930
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transactions
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Diana Lee Robinson
2
Reason for the notification
a)
Position/status
PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Sale of Ordinary Shares
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.205
3,381
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Diana Lee Robinson
2
Reason for the notification
a)
Position/status
PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Purchase of Ordinary Shares via Diana Lee Robinson SIPP
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 4.205
3,381
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transaction
London Stock Exchange
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Fergus John Lyons
2
Reason for the notification
a)
Position/status
AJ Bell Investcentre Managing Director/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Transfer of shares to adult child and spouse
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0
750,000
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transactions
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Fergus John Lyons
2
Reason for the notification
a)
Position/status
AJ Bell Investcentre Managing Director/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Transfer of shares to adult child
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0
750,000
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transactions
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Fergus John Lyons
2
Reason for the notification
a)
Position/status
AJ Bell Investcentre Managing Director/PDMR
b)
Initial notification /Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
AJ Bell plc
b)
LEI
213800VNKA7DPWXWJJ36
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b)
Nature of the transaction
Transfer of shares to adult child
c)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0
250,000
d)
Aggregated information
· Aggregated volume
· Price
N/A single transaction
e)
Date of the transaction
31 March 2021
f)
Place of the transactions
Outside of a trading venue
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 1 April 2021
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.ENDDSHKZGGDGMRGMZM
Recent news on AJ Bell
See all newsREG - AJ Bell PLC - Q2 Trading Update
AnnouncementREG - AJ Bell PLC - Director/PDMR Shareholding
AnnouncementREG - AJ Bell PLC - Director/PDMR Shareholding
AnnouncementREG - AJ Bell PLC - Directorate Change
AnnouncementREG - AJ Bell PLC - Director/PDMR Shareholding
Announcement