REG - AJ Bell PLC - Director/PDMR/PCA Transaction Initial Notification

AJ BellAnnouncement

19/06/2019 14:50

RNS Number : 7973C
AJ Bell PLC
19 June 2019
 


 
AJ Bell plc (Company)
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that it was notified on 18 June 2019, that:
a)   Christopher Bruce Robinson, a person discharging managerial responsibility (PDMR) in the Company, has in order to effect a "Bed and ISA" transaction, sold 3,490 ordinary shares of £0.000125 each in the Company (Ordinary Shares) at a price of £3.77 per Ordinary Share and then repurchased into his Individual Savings Account (ISA) the same number of 3,490 Ordinary Shares at a price of £3.77 per Ordinary Share; and
 
b)   Diana Lee Robinson, a person closely associated (PCA) with Christopher Bruce Robinson, has in order to effect a "Bed and ISA" transaction, sold 3,490 Ordinary Shares at a price of £3.77 per Ordinary Share and then repurchased, into her ISA, the same number of 3,490 Ordinary Shares at a price of £3.77 per Ordinary Share.
The above transactions all took place on 18 June 2019.
The transactions were entered into in accordance with exceptions from the lock up arrangements applicable to Management Selling Shareholders (as defined in the prospectus published in relation to the initial public offering of the Company's shares on 27 November 2018 (Prospectus), as described in paragraph 10 of Part 7 (Details of the Offer) of the Prospectus, of one year in respect of 100% of their shareholdings at Admission (as defined in the Prospectus) and a further one year in respect of 50% of such shareholdings. Notwithstanding the transactions, the Ordinary Shares remain subject to the terms of such lock up arrangements.
Following the transactions, there has been no change in the number of shares in which Christopher Bruce Robinson has an interest.
This announcement, including the notification below, is made in accordance with the requirements of the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1
 


Details of the person discharging managerial responsibilities/person closely associated




a)
 


Name  


Christopher Bruce Robinson




2
 


Reason for the notification
 




a)
 


Position/status
   


Group Legal Services Director/Company Secretary/PDMR 




b)
 


Initial notification /Amendment
 


Initial Notification




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name


AJ Bell plc




b)
 


LEI
 


213800VNKA7DPWXWJJ36




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument


Ordinary shares of £0.000125 each








Identification code
 


GB00BFZNLB60
 




b)
 


Nature of the transaction
  


Sale of Ordinary Shares




c)
 


Price(s) and volume(s)
 





Price(s)


Volume(s)




 GBP 3.77 


3,490



 




 d)


Aggregated information
·      Aggregated volume
 
·      Price
 


   
3,490 
GBP 13,157.30 
 




e)
 


Date of the transaction  


18 June 2019




f)
 


Place of the transaction  
 


London Stock Exchange



Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1
 


Details of the person discharging managerial responsibilities




a)
 


Name  


Christopher Bruce Robinson




2
 


Reason for the notification
 




a)
 


Position/status
   


Group Legal Services Director/Company Secretary/PDMR 




b)
 


Initial notification /Amendment
 


Initial Notification




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name


AJ Bell plc




b)
 


LEI
 


213800VNKA7DPWXWJJ36




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument


Ordinary shares of £0.000125 each








Identification code
 


GB00BFZNLB60 
 




b)
 


Nature of the transaction
  


Purchase of Ordinary Shares via Christopher Bruce Robinson ISA.




c)
 


Price(s) and volume(s)
 





Price(s)


Volume(s)




GBP 3.77


3,490



 




 d)


Aggregated information
 
·      Aggregated volume
 
·      Price  
 


 
 
3,490
 
GBP  13,157.30
 




e)
 


Date of the transaction  


 18 June 2019




f)
 


Place of the transactions  
 


London Stock Exchange



Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1
 


Details of the person discharging managerial responsibilities/person closely associated




a)
 


Name  


Diana Lee Robinson




2
 


Reason for the notification
 




a)
 


Position/status
   


PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR 




b)
 


Initial notification /Amendment
 


Initial Notification




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name


AJ Bell plc




b)
 


LEI
 


213800VNKA7DPWXWJJ36




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument


Ordinary shares of £0.000125 each








Identification code
 


GB00BFZNLB60
 




b)
 


Nature of the transaction
  


Sale of Ordinary Shares




c)
 


Price(s) and volume(s)
 





Price(s)


Volume(s)




 GBP  3.77


3,490



 




 d)


Aggregated information
·      Aggregated volume
 
·      Price
 


   
  3,490
GBP  13,157.30
 




e)
 


Date of the transaction  


18 June 2019




f)
 


Place of the transaction  
 


London Stock Exchange



Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1
 


Details of the person discharging managerial responsibilities/person closely associated




a)
 


Name  


Diana Lee Robinson




2
 


Reason for the notification
 




a)
 


Position/status
   


PCA of Christopher Bruce Robinson, Group Legal Services Director/Company Secretary/PDMR 




b)
 


Initial notification /Amendment
 


Initial Notification




3
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)
 


Name


AJ Bell plc




b)
 


LEI
 


213800VNKA7DPWXWJJ36




4
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 




a)
 


Description of the financial instrument, type of instrument


Ordinary shares of £0.000125 each








Identification code
 


GB00BFZNLB60 
 




b)
 


Nature of the transaction
  


Purchase of Ordinary Shares via Diana Lee Robinson ISA.




c)
 


Price(s) and volume(s)
 





Price(s)


Volume(s)




GBP  3.77


3,490



 




 d)


Aggregated information
 
·      Aggregated volume
 
·      Price  
 


 
 
3,490
 
GBP  13,157.30
 




e)
 


Date of the transaction  


18 June 2019




f)
 


Place of the transactions  
 


London Stock Exchange



Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 19 June 2019 




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