REG - AJ Bell PLC - Director/PDMR Shareholding
14/12/2022 17:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221214:nRSN7537Ja&default-theme=true
RNS Number : 7537J AJ Bell PLC 14 December 2022
AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
AJ Bell wishes to announce that:
(1) On 9 December 2022, AJ Bell granted annual and deferred awards over the
Company's ordinary shares of £0.000125 each (Ordinary Shares) to the
following executive directors and executive managers, all of whom are a person
discharging managerial responsibilities (PDMR) in the Company, under the AJ
Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending
30 September 2023.
Number Name Position of PDMR Number of shares subject to annual award Number of shares subject to deferred award
1. Michael Summersgill Chief Executive Officer 107,039 160,559
2. Peter Birch Chief Financial Officer 77,966 116,948
3. Roger Stott Chief Operating Officer 58,650 87,975
4. Billy Mackay Advised Managing Director 27,766 18,510
5. Kevin Doran D2C 33,198 22,132
Managing Director
6. Karen Goodman Chief Risk Officer 13,883 9,255
7. Bruce Robinson Group Legal Services Director and Company Secretary 6,760 4,507
8. Mo Tagari Chief Technology Officer 27,766 18,510
9. Liz Carrington HR Director 11,048 7,366
No consideration was paid for the grant of the awards, which have been
structured as nominal cost options.
In the case of the executive directors, Michael Summersgill, Peter Birch and
Roger Stott:
a) the annual awards will normally vest once it has been
determined if, and the extent to which, the performance conditions have been
satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023.
b) the deferred awards will, subject to the satisfaction of the
performance conditions and the operation of a performance underpin, malus and
clawback, normally be released for exercise on the first day on which dealings
in the Company's shares by PDMRs are permitted under the Company's share
dealing code after 30 September 2026.
c) both the annual awards and the deferred awards will be subject
to a holding period which expires on 30 September 2027, and will, ordinarily,
remain exercisable until the day before the tenth anniversary of the date of
grant. Clawback will continue to apply up until the end of the holding period.
In the case of the executive managers, Billy Mackay, Kevin Doran, Karen
Goodman, Bruce Robinson, Mo Tagari and Liz Carrington:
a) the annual awards will normally vest and be exercisable once it
has been determined if, and the extent to which, the performance conditions
have been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023. Notwithstanding the vesting and
exercise of the annual awards, clawback will continue to apply up until the
end of the deferral period on 30 September 2026.
b) the deferred awards will, subject to the satisfaction of the
performance conditions and the operation of a performance underpin, malus and
clawback, normally be released for exercise on the first day on which dealings
in the Company's shares by PDMRs are permitted under the Company's share
dealing code after 30 September 2025. Notwithstanding the release and exercise
of the deferred awards, clawback will continue to apply up until the end of
the deferral period on 30 September 2026.
c) both the annual awards and the deferred awards will,
ordinarily, remain exercisable until the day before the tenth anniversary of
the date of grant.
(2) It has been notified that those PDMRS who are named in column (1) of the
below table exercised nominal cost options under the EIP on 9 December 2022 to
acquire the number of Ordinary Shares set alongside their respective names in
column (2) of the below table and, where indicated in column (3) of that
table, then sold some of those Ordinary Shares on 9 December 2022 at a price
of £3.5742 per Ordinary Share to pay associated income tax and national
insurance contribution liabilities (PDMR Transactions).
(1) (2) (3)
PDMR Number of Ordinary Shares acquired Number of Ordinary Shares sold
Roger Stott 38,057 17,887
Billy Mackay 16,271 7,810
Mo Tagari 30,480 14,326
Liz Carrington 10,205 0
(3) It has been notified that on 9 December 2022 Nick Carrington, who is a
person closely associated (PCA) with Liz Carrington, a PDMR:
a) was granted by AJ Bell an annual award over 8,332 Ordinary Shares and a
deferred award over 5,555 Ordinary Shares under the EIP in respect of bonuses
for the year ending 30 September 2023; and
b) exercised nominal cost options under the EIP to acquire 9,032 Ordinary
Shares (PCA Transaction).
(4) Following completion of the PDMR Transactions and the PCA Transaction,
each of the PDMRs named in column (1) of the below table is interested in the
number of Ordinary Shares in the Company and percentage of the Company's
issued share capital set alongside their respective names in columns (2) and
(3) of the below table.
(1) (2) (3)
PDMR Number of shares in which interested % of issued share capital
Roger Stott 231,175 0.056
Billy Mackay 1,549,428 0.377
Mo Tagari 79,942 0.019
Liz Carrington 597,407 0.145
For further information, please contact:
AJ Bell plc
Bruce Robinson, Company
Secretary
+44 (0) 780 234 4859
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Michael Summersgill
2. Reason for the notification
a) Position/status Chief Executive Officer/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September 2026.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 107,039
Deferred award £0.000125 160,559
d) Aggregated information
Not applicable single transaction
Aggregated volume
price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Peter Birch
2. Reason for the notification
a) Position/status Chief Financial Officer/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2026.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 77,966
Deferred award £0.000125 116,948
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Roger Stott
2. Reason for the notification
a) Position/status Chief Operating Officer/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September 2026.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 58,650
Deferred award £0.000125 87,975
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name William Mackay
2. Reason for the notification
a) Position/status Advised Managing Director/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 27,766
Deferred award £0.000125 18,510
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Kevin Doran
2. Reason for the notification
a) Position/status D2C Managing Director/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 33,198
Deferred award £0.000125 22,132
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Karen Goodman
2. Reason for the notification
a) Position/status Chief Risk Officer/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September 2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 13,883
Deferred award £0.000125 9,255
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Bruce Robinson
2. Reason for the notification
a) Position/status Group Legal Services Director and Company Secretary/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 6,760
Deferred award £0.000125 4,507
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Mohamed Tagari
2. Reason for the notification
a) Position/status Chief Technology Officer/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 27,766
Deferred award £0.000125 18,510
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Elizabeth Carrington
2. Reason for the notification
a) Position/status HR Director/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 11,048
Deferred award £0.000125 7,366
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1. Details of the person discharging managerial responsibilities/ person closely
associated
a) Name Nicholas Carrington
2. Reason for the notification
a) Position/status PCA with Elizabeth Carrington, HR Director/PDMR
b) Initial notification/ Amendment This is an initial notification
3. Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4. Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; (iv) each place
where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code ISIN: GB00BFZNLB60
b) Nature of the transaction 1. Grant of an annual award under the EIP. The award is structured as a
nominal cost option which will ordinarily vest once it has been determined if,
and the extent to which, the performance conditions set for the award have
been satisfied, which will ordinarily be within 75 days of the end of the
performance period on 30 September 2023; and
2. Grant of a deferred award under the EIP. The award is structured as a
nominal cost option which will ordinarily be released for exercise if, and the
extent to which, the performance conditions set for the award have been
satisfied, on the first day on which dealings in the Company's shares by PDMRs
are permitted under the Company's share dealing code after 30 September
2025.
c) Price(s) and volume(s) Type of award Price(s) Volume(s)
Annual award £0.000125 8,332
Deferred award £0.000125 5,555
d) Aggregated information
Not applicable single transaction
Aggregated volume
Price
e) Date of the transaction 9 December 2022
f) Place of the transaction Outside a trading venue
d)
Aggregated information
Aggregated volume
Price
Not applicable single transaction
e)
Date of the transaction
9 December 2022
f)
Place of the transaction
Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Roger Stott
2 Reason for the notification
a) Position/status Chief Operating Officer/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Exercise of EIP options
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£0.000125 38,057
e) Aggregated information
- Aggregated volume N/A single transaction
- Aggregated Price
f) Date of the transaction 9 December 2022
g) Place of the transaction Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name William Mackay
2 Reason for the notification
a) Position/status Advised Managing Director/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Exercise of EIP options
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£0.000125 16,271
e) Aggregated information
- Aggregated volume N/A single transaction
- Price
- Aggregated total
f) Date of the transaction 9 December 2022
g) Place of the transaction Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Mohamed Tagari
2 Reason for the notification
a) Position/status Chief Technology Officer/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Exercise of EIP options
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£0.000125 30,480
e) Aggregated information
- Aggregated volume N/A single transaction
- Price
- Aggregated total
f) Date of the transaction 9 December 2022
g) Place of the transaction Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Elizabeth Carrington
2 Reason for the notification
a) Position/status HR Director/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Exercise of EIP options
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£0.000125 10,205
e) Aggregated information
- Aggregated volume N/A single transaction
- Aggregated Price
f) Date of the transaction 9 December 2022
g) Place of the transaction Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Nicholas Carrington
2 Reason for the notification
a) Position/status PCA with Elizabeth Carrington, HR Director/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Exercise of EIP options
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£0.000125 9,032
e) Aggregated information
- Aggregated volume N/A single transaction
- Aggregated Price
f) Date of the transaction 9 December 2022
g) Place of the transaction Outside a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Roger Stott
2 Reason for the notification
a) Position/status Chief Operating Officer/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Sale of Ordinary Shares
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£3.5742 17,887
e) Aggregated information
- Aggregated volume N/A single transaction
- Aggregated Price
f) Date of the transaction 9 December 2022
g) Place of the transaction London Stock Exchange
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name William Mackay
2 Reason for the notification
a) Position/status Advised Managing Director/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Sale of Ordinary Shares
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£3.5742 7,810
e) Aggregated information
- Aggregated volume N/A single transaction
- Price
- Aggregated total
f) Date of the transaction 9 December 2022
g) Place of the transaction London Stock Exchange
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them.
1 Details of the person discharging managerial responsibilities/person closely
associated
a) Name Mohamed Tagari
2 Reason for the notification
a) Position/status Chief Technology Officer/PDMR
b) Initial notification /Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) Legal Entity Identifier 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary shares of £0.000125 each
Identification code
GB00BFZNLB60
b) Nature of the transaction Sale of Ordinary Shares
c) Currency GBP
d) Price(s) and volume(s) Price(s) Volume(s)
£3.5742 14,326
e) Aggregated information
- Aggregated volume N/A single transaction
- Price
- Aggregated total
f) Date of the transaction 9 December 2022
g) Place of the transaction London Stock Exchange
Name of officer of issuer responsible for making notification: Bruce Robinson
(Company Secretary)
Date of notification: 14 December 2022
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END DSHZZMMZNDDGZZMRecent news on AJ Bell
See all newsREG - AJ Bell PLC - Director/PDMR Shareholding
AnnouncementREG - AJ Bell PLC - Total Voting Rights
AnnouncementREG - AJ Bell PLC - Directorate Change
AnnouncementREG - AJ Bell PLC - Q2 Trading Update
AnnouncementREG - AJ Bell PLC - Director/PDMR Shareholding
Announcement