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REG - AJ Bell PLC - Director/PDMR Shareholding

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RNS Number : 2801Z  AJ Bell PLC  10 January 2024

AJ Bell plc

("AJ Bell" or the "Company")

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

AJ Bell announces that on 9 January 2024, it was notified of the following
transactions (Transactions) which took place on 8 January 2024:

 

As part of an offer of free shares to all eligible employees under the
Company's HM Revenue and Customs approved Buy As You Earn scheme (BAYE):

 

(1)  each person discharging managerial responsibilities (PDMR) in AJ Bell
who is named in column (1) of the below table received the number of ordinary
shares of £0.000125 each (Ordinary Shares) in the issued share capital of AJ
Bell set alongside their respective names in column (2) of the below table for
nil consideration.

 (1)             (2)
 PDMR            Number of Ordinary Shares acquired
 Roger Stott     34
 Mo Tagari       34
 Liz Carrington  34
 Billy Mackay    34
 Karen Goodman   34
 Kina Sinclair   671
 Charlie Musson  34

 

(2)  Nick Carrington, who is a person closely associated (PCA) with Liz
Carrington, a PDMR, received 34 Ordinary Shares for nil consideration.

 

(3)  Following completion of the above Transactions, each PDMR who is named
in column (1) of the below table is interested in the number of Ordinary
Shares in AJ Bell and percentage of AJ Bell's issued share capital set
alongside their respective name in columns (2) and (3) of the below table.

 (1)             (2)                                            (3)
 PDMR            Number of Ordinary Shares in which interested  % of issued share capital
 Roger Stott     257,354                                        0.062
 Mo Tagari       117,133                                        0.028
 Liz Carrington  605,501                                        0.147
 Billy Mackay    1,525,024                                      0.369
 Karen Goodman   4,722                                          0.001
 Kina Sinclair   10,560                                         0.003
 Charlie Musson  337,840                                        0.082

 

The notifications below, made in accordance with the requirements of the UK
Market Abuse Regulation, provide further details.

 

ENQUIRIES

 

AJ Bell

 

Olubunmi Likinyo, Company
Secretary
+44 (0) 784 242 5845

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Roger Stott
 2   Reason for the notification
 a)  Position/status                                              Chief Operating Officer/PDMR

 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc

 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36

 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                    GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Aggregated Price

 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Mohamed Tagari
 2   Reason for the notification
 a)  Position/status                                              Chief Technology Officer/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Elizabeth Carrington
 2   Reason for the notification
 a)  Position/status                                              HR Director/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Billy Mackay
 2   Reason for the notification
 a)  Position/status                                              Advised Managing Director/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Karen Goodman
 2   Reason for the notification
 a)  Position/status                                              Chief Risk Officer/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Kina Sinclair
 2   Reason for the notification
 a)  Position/status                                              Group Legal Services Director/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    671
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Charlie Musson
 2   Reason for the notification
 a)  Position/status                                              Acting D2C Managing Director/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside of a trading venue

 

Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name                                                         Nicholas Carrington
 2   Reason for the notification
 a)  Position/status                                              PCA with Elizabeth Carrington, HR Director/PDMR
 b)  Initial notification /Amendment                              Initial Notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Name                                                         AJ Bell plc
 b)  Legal Entity Identifier                                      213800VNKA7DPWXWJJ36
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 a)  Description of the financial instrument, type of instrument  Ordinary shares of £0.000125 each

     Identification code

                                                                   GB00BFZNLB60
 b)  Nature of the transaction                                    Award of free shares under BAYE
 c)  Currency                                                     GBP
 d)  Price(s) and volume(s)                                       Price(s)                    Volume(s)
     £ nil                                                                                    34
 e)  Aggregated information

     - Aggregated volume                                          N/A single transaction

     - Price

     - Aggregated total
 f)  Date of the transaction                                      8 January 2024
 g)  Place of the transaction                                     Outside a trading venue

 

Name of officer of issuer responsible for making notification: Olubunmi
Likinyo (Company Secretary)

Date of notification: 10 January 2024

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